-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LWieYj6QdRMc78FhnLpgZ+idDltEU6kQfQtm0YdvNWyx3DFmKO9UY6EZ2/1M8XdI bnV0ELWTNfhL0Wfo8wCZLw== 0000088053-06-001009.txt : 20060829 0000088053-06-001009.hdr.sgml : 20060829 20060829094517 ACCESSION NUMBER: 0000088053-06-001009 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 EFFECTIVENESS DATE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCUDDER NEW ASIA FUND INC CENTRAL INDEX KEY: 0000798738 IRS NUMBER: 133410777 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04789 FILM NUMBER: 061060559 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 617-295-3986 MAIL ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN ASIA SPECIAL FUND INC DATE OF NAME CHANGE: 19870518 NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2006 000 C000000 0000798738 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 SCUDDER NEW ASIA FUND, INC. 001 B000000 811-4789 001 C000000 2124547190 002 A000000 345 PARK AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10154 003 000000 N 004 000000 Y 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 008 B000001 A 008 C000001 801-252 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10154 008 A000002 DEUTSCHE ASSET MANAGEMENT (ASIA) LIMITED 008 B000002 S 008 C000002 801-60983 008 D010002 SINGAPORE 008 D050002 SINGAPORE 008 D060002 048620 010 A000001 DWS SCUDDER FUND ACCOUNTING CORPORATION 010 C010001 BOSTON 010 C020001 MA 010 C030001 02110 010 A000002 STATE STREET BANK AND TRUST COMPANY 010 B000002 85-11329 010 C010002 BOSTON 010 C020002 MA 010 C030002 02110 012 A000001 DWS SCUDDER INVESTMENTS SERVICE COMPANY 012 B000001 84-1713 012 C010001 CHICAGO 012 C020001 IL 012 C030001 60606 012 A000002 DST SYSTEMS INC. 012 B000002 84-00448 PAGE 2 012 C010002 KANSAS CITY 012 C020002 MO 012 C030002 64105 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02110 014 A000001 DWS INVESTMENTS FUNDS LIMITED 014 B000001 8-050727 014 A000002 DWS SCUDDER DISTRIBUTORS, INC. 014 B000002 8-047765 014 A000003 DB SECURITIES S.A. 014 B000003 8-00000 014 A000004 DEUTSCHE IXE, LLC 014 B000004 8-000000 014 A000005 DEUTSCHE SECURITIES AUSTRALIA INC. 014 B000005 8-031670 014 A000006 BT BROKERAGE CORPORATION 014 B000006 8-034120 014 A000007 DEUTSCHE BANC ALEX. 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and naming as defendants various persons, including certain Scudder funds, the funds' investment advisors and their affiliates, certain individuals, including in some cases fund Trustees/Directors, officers, and other parties. Each Scudder fund's investment advisor has agreed to indemnify the applicable Scudder funds in connection with these lawsuits, or other lawsuits or regulatory actions that may be filed making allegations similar to these lawsuits regarding market timing, revenue sharing, fund valuation or other subjects arising from or related to the pending inquiries. Based on currently available information, the funds' investment advisors believe the likelihood that the pending lawsuits will have a material adverse financial impact on a Scudder fund is remote and such actions are not likely to materially affect their ability to perform under their investment management agreements with the Scudder funds. The following purported class action and derivative lawsuits pertaining to market timing have been filed: There are 15 class and derivative actions that have been consolidated and transferred to a Multidistrict Litigation in the District of Maryland ("MDL") (Multidistrict Litigation 1586-In re Mutual Funds Investment Litigation). The 11 Complaints originally filed in the Southern District of New York that were transferred to the MDL were virtually identical and each asserted claims against Deutsche Bank AG, Deutsche Investment Management Americas Inc. and Deutsche Asset Management, Inc. as well as approximately 85 Funds in the Scudder family of funds and John Doe defendants. The three cases that were originally filed in the Eastern District of New York and the one case originally filed in the District of Delaware are derivative actions brought by purported shareholders in many of the Scudder Funds. These actions named Deutsche Investment Management Americas Inc., Deutsche Asset Management, Inc., and John Doe defendants. On September 29, 2004, two consolidated amended complaints one a consolidated amended class action complaint and the other a consolidated amended fund derivative complaint were filed. On January 11, 2006 Plaintiffs filed a Second Consolidated Class Action Complaint. The officer defendants have been voluntarily dismissed from the class action pursuant to a tolling agreement entered into with Plaintiffs. Deutsche Bank AG has been dismissed for the derivative action. State Case: State Case: On September 16, 2003, a case was commenced in the Circuit Court for Madison County, Illinois entitled Potter v. Janus Investment Fund, et al. Defendants include, among others, Deutsche Investment Management Americas, Inc. ("DIMA"), and Scudder International Fund. On October 23, 2003, Defendants removed the case to the United States District Court for the Northern District of Illinois. On February 9, 2004 the District Court remanded the case back to state court. Defendants appealed this decision. On April 5, 2005 the Seventh Circuit Court of Appeals reversed the District Court's decision and instructed the District Court to undo the remand order and dismiss the complaint. On May 27, 2005, the District Court, in accord with the Appellate Court's mandate, dismissed the state law claims with prejudice. On September 29, 2005, Plaintiffs filed a cert. petition to the Supreme Court. On January 6, 2006, the Supreme Court granted cert. to address jurisdictional questions. On June 15, 2006, the Supreme Court vacated the decision of the Seventh Circuit and held that the Court of Appeals did not have jurisdiction to address District Court's remand order. The following purported class action lawsuits pertaining to revenue sharing have been filed: There are 3 class actions that have been consolidated in the Southern District of New York. On September 6, 2005, Walker v. Deutsche Bank AG, et al., Mazza v. Deutsche Bank AG, et al and Icardo v. Deutsche Bank AG, et al, were consolidated. The consolidated Complaint filed on December 19, 2005 names Deutsche Bank AG, certain affiliated adviser entities, and Scudder Distributors Inc. Motions to dismiss have been fully briefed. In addition to the market timing, revenue sharing and valuation litigation discussed above the following unrelated purported class action lawsuit has been filed: On January 12, 2005, in the United States District Court for the Southern District of New York entitled McMunn and Raimo v. Deutsche Bank Americas Holding Corporation, et al. Defendants include among others, Deutsche Bank Americas Holding Corporation, DeAM, Inc., Scudder Investors Services, Inc., and certain Directors/Trustees of the Scudder Funds. The lawsuit alleges the defendants breached their fiduciary duties and violated the Investment Company Act of 1940 by failing to collect settlement funds awarded in investor class action lawsuits for securities held by the Scudder Funds. Based on currently available information, the funds' investment advisors believe the likelihood that this January 12, 2005 pending lawsuit will have a material adverse financial impact on a Scudder fund is remote and such action is not likely to materially affect their ability to perform under their investment management agreements with the Scudder funds. G:\mfld\market timers\Disclosure - Litigation\77e disclosure _ 1-21-05.doc EX-99.77Q1 OTHR EXHB 3 ex77q3-14.txt DEUTSCHE BANK BROKER/DEALER AFFILIATES LIST Name of Entity Brokers to be included in Exhibit Bank Inicjatyw Spoleczno-Ekonomicznych SA BT Opera Trading S.A. IBOXX Ltd. K & N Kenanga Bhd Kenanga Deutsche Futures Kenanga Deutsche Futures Sdn Bhd MaxBlue Investimentos Distribuidora de Titulos e Valores Mobili rios S.A. Minex Corporation Morgan Grenfell & Co Limited Morgan Grenfell Private Equity Limited Morgan Grenfell Securities Mortgage Ramp MTS Japan Securities Co. Ltd. Nissay Deutsche Asset Management Europe Limited "Osaka Stock Exchange Co., Ltd." OTC Deriv Limited Paladin Australia Limited Pro Capital Spolka Akcyjna PT Deutsche Securities Indonesia "Rued, Blass & Cie AG Bankgeschaeft" Swapswire Limited Teleogic Limited Tokai Deutsche Asset Management Limited Volbroker.com Limited Yensai.com Yieldbroker Pty Ltd. EX-99.77C VOTES 4 ex77c.txt Item 77C - SCUDDER NEW ASIA FUND Registrant incorporates by reference Scudder International Fund, Inc.'s Proxy Statement, dated September 13, 2005, filed on September 9, 2005 (Accession No. 0000950123-05- 010969). Shareholder Meeting Results: A Special Meeting of Shareholders of Scudder New Asia Fund, Inc. (the "Fund") was held on March 23, 2006. The following matter was voted upon by the shareholders of said Fund (the resulting votes are presented below): 1. Amendment to the Fund's Articles of Amendment and Restatement. Affirmative Against Abstain 93,386 46,838 5,397 2. To approve an Agreement and Plan of Reorganization and the transactions it contemplates, including the transfer of all of the assets of Scudder New Asia Fund to Scudder Emerging Markets Fund, in exchange for shares of Scudder Emerging Markets Fund and the assumption by Scudder Emerging Markets Fund of all of the liabilities of Scudder New Asia Fund, and the distribution of such shares, on a tax- free basis for federal income tax purposes, to the shareholders of Scudder New Asia Fund in complete liquidation of Scudder New Asia Fund. Affirmative Against Abstain 99,905 40,446 5,171 -----END PRIVACY-ENHANCED MESSAGE-----