0001263279-16-000063.txt : 20161221 0001263279-16-000063.hdr.sgml : 20161221 20161221182939 ACCESSION NUMBER: 0001263279-16-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161220 FILED AS OF DATE: 20161221 DATE AS OF CHANGE: 20161221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ODYSSEY MARINE EXPLORATION INC CENTRAL INDEX KEY: 0000798528 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 841018684 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5215 WEST LAUREL STREET CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: (813) 876-1776 MAIL ADDRESS: STREET 1: 5215 WEST LAUREL STREET CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL CAPITAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Mark CENTRAL INDEX KEY: 0001385250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31895 FILM NUMBER: 162064808 MAIL ADDRESS: STREET 1: 5215 WEST LAUREL STREET CITY: TAMPA STATE: FL ZIP: 33607 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-20 0 0000798528 ODYSSEY MARINE EXPLORATION INC OMEX 0001385250 Gordon Mark 5215 WEST LAUREL STREET TAMPA FL 33607 1 1 0 0 CEO & President Common Stock 2016-12-20 4 A 0 50104 0 A 83246 D Common Stock 2016-12-20 4 F 0 13703 3.47 D 69543 D Restricted Stock Unit (RSU) 2016-12-20 4 M 0 2560 0 D 2016-12-20 Common Stock 2560 0 D Restricted Stock Unit (RSU) 2016-12-20 4 M 0 3825 0 D 2017-12-20 Common Stock 3825 3825 D Restricted Stock Unit (RSU) 2016-12-20 4 M 0 43719 0 D 2018-12-20 Common Stock 43719 43719 D The number of shares shown gives effect to reverse stock splits that became effective on February 19, 2016. Each Restricted Stock Unit represents a contingent right to receive one share of OMEX common stock. Restricted Stock Units vest in three equal annual installments on December 20, 2014, 2015, and 2016. Restricted Stock Units vest in three equal annual installments on December 20, 2015, 2016, and 2017. Restricted Stock Units vest in three equal annual installments on December 20, 2016, 2017, and 2018. /s/ Mark D. Gordon 2016-12-21