0001263279-16-000043.txt : 20160909 0001263279-16-000043.hdr.sgml : 20160909 20160909170814 ACCESSION NUMBER: 0001263279-16-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160908 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ODYSSEY MARINE EXPLORATION INC CENTRAL INDEX KEY: 0000798528 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 841018684 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5215 WEST LAUREL STREET CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: (813) 876-1776 MAIL ADDRESS: STREET 1: 5215 WEST LAUREL STREET CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL CAPITAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barton Laura Lionetti CENTRAL INDEX KEY: 0001417691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31895 FILM NUMBER: 161879411 MAIL ADDRESS: STREET 1: 5215 WEST LAUREL STREET CITY: TAMPA STATE: FL ZIP: 33607 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-09-08 0 0000798528 ODYSSEY MARINE EXPLORATION INC OMEX 0001417691 Barton Laura Lionetti 5215 WEST LAUREL STREET TAMPA FL 33607 0 1 0 0 EVP, Secretary, Corp Comm Restricted Stock Unit (RSU) 2016-09-08 4 A 0 37439 0 A 2018-12-20 Common Stock 37439 37439 D Performance Restricted Stock Unit (PRSU) 2016-09-08 4 A 0 4160 0 A Common Stock 4160 4160 D Each RSU and PRSU represents a contingent right to receive one share of OMEX common stock. RSU vests in three equal annual installments on December 20, 2016, 2017 and 2018. Each PRSU vests upon achievement of annual performance criteria for the period ending December 15, 2016 in one-third of the units granted on each of December 20, 2016, 2017 and 2018. The PRSU expires on December 20, 2018, but will terminate on December 15, 2016, if the performance criteria are not met. /s/ Laura L. Barton 2016-09-09