-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ASHl1zZ1Sc4wVe1MysblxLeXOXFUC/eXxA/k7/kVzydn0H/XY/+DZvqXZezEnEUC KYEY/XurOF5Q+Kuoq9L1HQ== 0000798359-99-000017.txt : 19990908 0000798359-99-000017.hdr.sgml : 19990908 ACCESSION NUMBER: 0000798359-99-000017 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990831 ITEM INFORMATION: FILED AS OF DATE: 19990907 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTORS REAL ESTATE TRUST CENTRAL INDEX KEY: 0000798359 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 450311232 STATE OF INCORPORATION: ND FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-14851 FILM NUMBER: 99706933 BUSINESS ADDRESS: STREET 1: 12 S MAIN CITY: MINOT STATE: ND ZIP: 58701 BUSINESS PHONE: 7018374738 MAIL ADDRESS: STREET 1: 12 S MAIN CITY: MINOT STATE: ND ZIP: 58701 8-K 1 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 1999 INVESTORS REAL ESTATE TRUST (Exact name of registrant as specified in its charter) NORTH DAKOTA 0-14851 45-0311232 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 12 SOUTH MAIN STREET MINOT, NORTH DAKOTA 58701 (Address of principal executive offices) (Zip Code) (701) 837-4738 (Registrant's telephone number, including area code) ITEM 5. OTHER EVENTS Investors Real Estate Trust (the "Company") files this Report of Sales Of Securities and Use of Proceeds Therefrom as a final report in Accordance with Rule 463 (17 CFR 230.463). 1. (a) State the name of the issuer or successor issuer filing the report. INVESTORS REAL ESTATE TRUST 2. (a) Indicate the effective date of the registration statement for which this form is filed. 6/04/99 (b) Provide the SEC file number assigned to the registration statement. 333-78223 (c) If the issuer has been assigned a CUSIP number, specify the first (6) digits. 461730 3. (a) Has the offering commenced? Yes X No --- --- (b) If yes, indicate the date the offering commenced. 6/04/99 4. Did the offering terminate before any securities were sold? Yes No X --- --- 5. Did the offering terminate prior to the sale of all securities registered? Yes No X --- --- 6. Furnish the name(s) of the managing underwriter(s), if any. (01) Inland National Securities, Inc. (02) American Investment Services, Inc. (03) Huntingdon Securities Corp. (04) Garry Pierce Financial Services, LLP (05) PrimeVest Financial Services (06) ND Capital, Inc. (07) Berthel Fisher Financial Services, Inc. (08) Netcap Preferred Equity (09) Investment Centers of America, Inc. (10) Invest Financial Corp. (11) First Montauk Securities Corp. 7. (a) Indicate the title and code of each class of securities registered and, where a class of convertible securities is being registered, indicate the title and code of any class of securities into which such securities may be converted. Title of Security Code ----------------- ---- (01) Shares of Beneficial Interest EQ 8. Indicate on the following table the amount and aggregate offering price of securities registered and sold to date for the account of the issuer and for the account(s) of any selling security holder(s). FOR THE ACCOUNT OF THE ISSUER - ----------------------------------------------------------------------- Aggregate Aggregate price of offering Title offering price of of Amount amount Amount amount security registered registered sold sold - ----------------------------------------------------------------------- Shares of Beneficial Interest 750,000 $6,075,000 750,000 $ 6,075,000 9. State, if known, or furnish a reasonable estimate of, the amount of expenses incurred for the issuer's account in connection with the issuance and distribution of the securities registered for each category listed below. Place an "X" to the left of any amount given that is an estimate. Direct or indirect payments Direct or indirect to directors, officers, payments to others general partners of the issuer or their associates; to persons owning ten percent or more of any class of equity securities of the issuer; and to affiliates of the issuer - ------------------------------------------------------------------------ (01) Underwriting discounts and commissions $ 0 $ 470,849 (02) Finders' Fees 0 0 (03) Expenses paid to or for underwriters 0 0 (04) Other expenses 0 52,368 - ------------------------------------------------------------------------ (05) Total Expenses $ 0 $ 523,217 ======================================================================== 10. Indicate the net offering proceeds to the issuer after the total expenses in No. 9 above. $ 5,551,783 =========== 11. State, if known, or furnish a reasonable estimate of, the amount of net offering proceeds to the issuer used for each of the purposes listed below. Do not include any amount in "working capital" to which a more specific category is applicable. Place an "X" to the left of any amount given that is an estimate. Direct or indirect payments Direct or indirect to directors, officers, payments to others general partners of the issuer or their associates; to persons owning ten percent or more of any class of equity securities of the issuer; and to affiliates of the issuer - ----------------------------------------------------------------------- (01) Construction of plant, building and facilities $ 0 $ 0 (02) Purchase and installation of machinery and equipment 0 0 (03) Purchase of real estate 0 5,551,783 (04) Acquistion of other business(es) 0 0 (05) Repayment of indebtedness 0 0 (06) Working capital 0 0 - ----------------------------------------------------------------------- Temporary investment (specify) None. - ----------------------------------------------------------------------- Other purposes (specify) None. - ----------------------------------------------------------------------- 12. Do the use(s) of proceeds in No. 11 represent a material change in the use(s) of proceeds described in the prospectus? Yes No X --- --- SIGNATURE Pursuant to the requirements of Rule 463 under the Securities Act of 1933, INVESTORS REAL ESTATE TRUST has caused this report to be signed on its behalf by the undersigned thereunto duly authorized. INVESTORS REAL ESTATE TRUST /s/ Thomas A. Wentz, Sr. By __________________________________ Thomas A. Wentz, Sr. Vice-President Date: August 31, 1999 -----END PRIVACY-ENHANCED MESSAGE-----