-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9fkK/wMctNLV+SnFIIzsdQG/vp/2yyS57TVXC/lOr8Wsjglk5vRxkeAdXhMT+zp G3u+m0zVnhDDFa8m34MHXQ== 0001017062-96-000170.txt : 19960827 0001017062-96-000170.hdr.sgml : 19960827 ACCESSION NUMBER: 0001017062-96-000170 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960826 SROS: NASD SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: US FACILITIES CORP CENTRAL INDEX KEY: 0000798085 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 330097221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12099 FILM NUMBER: 96620215 BUSINESS ADDRESS: STREET 1: 650 TOWN CENTER DR STE 1600 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145491600 MAIL ADDRESS: STREET 1: 650 TOWN CENTER DRIVE STREET 2: STE 1600 CITY: COSTA MESA STATE: CA ZIP: 92626-1925 8-A12B 1 FORM 8-A RE COMMON STOCK PURCHASE RIGHTS AUGUST 22, 1996 COMMISSION FILE NUMBER: 0-15196 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 US FACILITIES CORPORATION ---------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 33-0097221 ----------------------- ------------ (State of Incorporation (IRS Employer or Organization) Identification No.) 650 Town Center Drive, Suite 1600, Costa Mesa, CA 92626 -------------------------------------------------- --------- (Address of principal executive offices) (Zip Code) SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ Common Stock Purchase Rights New York Stock Exchange with respect to Common Stock, par value $.01 per share SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: None -------------- (Title of Class) INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. Common Stock Purchase Rights ---------------------------- On May 24, 1990, the Registrant's Board of Directors authorized and declared a dividend of one common stock purchase right (a "Right") for each outstanding share of Common Stock. The dividend was paid on June 15, 1990 to the holders of record of Common Stock as of the close of business on such date. The Board of Directors further authorized and directed the issuance of one Right for each share of Common Stock issued by the Registrant subsequent to June 15, 1990, but prior to the date of distribution of the Rights (including the issuance of Common Stock pursuant to the exercise of stock options, warrants or conversion rights). Until actually distributed, the Rights are not exercisable. Until such time, they are attached to and trade only together with the Common Stock, and the stock certificates representing Common Stock also represent the Rights attached to such Common Stock. The Rights Agreement, which has been amended three times, currently provides that in the event any person becomes the beneficial owner of 10% or more of the outstanding shares of Common Stock, each Right (other than a Right held by the 10% stockholder) will be exercisable, on and after the close of business on the tenth business day following such event, and will entitle the holder thereof to purchase shares of the Registrant's Common Stock which have a market value equal to two times the then current exercise price, which is presently $70 per share. The Rights Agreement further provides that if, on or after the occurrence of such event, the Registrant is consolidated with, or merged into, another corporation or more than 50% of the assets or earning power of the Registrant and its subsidiaries are sold or transferred, each Right (other than a Right held by the 10% stockholder) will be exercisable to purchase common shares of the surviving corporation which have a market value equal to two times the then current exercise price. The Rights expire on May 24, 2000, and are subject to redemption by a vote of a majority, but not less than three, of the Registrant's independent directors at $.001 per Right at any time prior to the first date upon which they become exercisable to purchase Common Stock. -2- The above summary description of the Registrant's Common Stock Purchase Rights is qualified in its entirety by reference to the following filings with the Commission, each of which is hereby incorporated in this Form 8-A by this reference: 1. Rights Agreement filed as Exhibit 2 to the Registrant's Current Report on Form 8-K dated May 24, 1990. 2. First Amendment to Rights Agreement filed as Exhibit 1 to the Registrant's Current Report on Form 8-K dated January 16, 1992. 3. Second Amendment to Rights Agreement filed as Exhibit 10.1 to the Registrant's Current Report on Form 8-K dated April 29, 1994. 4. Third Amendment to Rights Agreement filed as Exhibit 4 to the Registrant's Current Report on Form 8-K dated September 28, 1995. ITEM 2. EXHIBITS. All exhibits required by Instruction II to Item 2 of Form 8-A have been supplied to the New York Stock Exchange. -3- SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement on Form 8-A to be signed on its behalf by the undersigned, thereunto duly authorized. US FACILITIES CORPORATION /s/ David L. Cargile Date: August 22, 1996 By ________________________________ David L. Cargile, Chairman of the Board, President and Chief Executive Officer -4- -----END PRIVACY-ENHANCED MESSAGE-----