POS EX 1 p16-0052_posex.htm POST-EFFECTIVE AMENDMENT NO. 50 Unassociated Document
File No. 33-7496
811-4764

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933              [X]

Pre-Effective Amendment No.                                                            [__]

Post-Effective Amendment No. 50                                                                                  [X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]

Amendment No. 50                                                                                                             [X]

(Check appropriate box or boxes.)

Dreyfus Municipal Bond Opportunity Fund
(Exact Name of Registrant as Specified in Charter)

c/o The Dreyfus Corporation
200 Park Avenue, New York, New York  10166
(Address of Principal Executive Offices)  (Zip Code)

Registrant's Telephone Number, including Area Code: (212) 922-6000

Bennett A. MacDougall, Esq.
200 Park Avenue
New York, New York 10166
(Name and Address of Agent for Service)
 
Copy To:
 
David Stephens, Esq.
Stroock & Stroock & Lavan LLP
180 Maiden Lane
New York, New York 10038
 

 
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
 
 
Explanatory Note
 
 
This Post-Effective Amendment consists of the following:
 
 
1. Facing Sheet of the Registration Statement.
 
 
2. Part C to the Registration Statement (including signature page).
 
 
3. Exhibits (n)(i) and (n)(ii) to Item 28 to the Registration Statement.
 
 
This Post-Effective Amendment is being filed solely to file the Rule 18f-3 Plans as Exhibits (n)(i) and (n)(ii) to Item 28 to this Registration Statement on Form N-1A.
 
 
Part A of the Registration Statement was filed on August 27, 2015 pursuant to Rule 485(b) under the Securities Act of 1933 and is incorporated by reference herein; and
 
Part B of the Registration Statement was filed on November 12, 2015 pursuant to Rule 497(e) under the Securities Act of 1933 and is incorporated by reference herein.
 

 
DREYFUS MUNICIPAL BOND OPPORTUNITY FUND
PART C. OTHER INFORMATION

 
Item 28                      Exhibits
 
 
(a)(i)
Registrant's Amended and Restated Agreement and Declaration of Trust is incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 13 to the Registration Statement on Form N-1A, filed on July 12, 1995 ("Post-Effective Amendment No. 13"), and Exhibit (1)(b) of Post-Effective Amendment No. 18 to the Registration Statement on Form N-1A, filed on August 13, 1997.
 
(a)(ii)
Articles of Amendment are incorporated by reference to Exhibit (a)(ii) of Post-Effective Amendment No. 35 to the Registration Statement on Form N-1A, filed on August 27, 2009.
 
(b)
Registrant's By-Laws are incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 39 to the Registration Statement on Form N-lA, filed on August 26, 2011 ("Post-Effective Amendment No. 39").
 
(d)
Management Agreement is incorporated by reference to Exhibit (5) of Post-Effective Amendment No. 13.
 
(e)(i)
Distribution Agreement is incorporated by reference to Exhibit (e)(i) of Post-Effective Amendment No. 39.
 
(e)(ii)
Forms of Service Agreements are incorporated by reference to Exhibit (e)(ii) of Post-Effective Amendment No. 48 to the Registration Statement on Form N-1A, filed on August 27, 2015 ("Post-Effective Amendment No. 48").
 
(e)(iii)
Forms of Supplemental Sales Agreement are incorporated by reference to Exhibit (e)(iii) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on March 2, 2007.
 
(g)(i)
Custody Agreement is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 39.
 
(g)(ii)
Amendment to Custody Agreement is incorporated by reference to Exhibit (g)(ii) of Post-Effective Amendment No. 46 to the Registration Statement on Form N-1A, filed on August 27, 2014.
 
(h)(i)
Shareholder Services Plan is incorporated by reference to Exhibit (h) of Post-Effective Amendment No. 26 to the Registration Statement on Form N-1A, filed on March 9, 2004 ("Post-Effective Amendment No. 26").
 
(h)(ii)
Transfer Agency Agreement is incorporated by reference to Exhibit (h)(ii) of Post-Effective Amendment No. 42 to the Registration Statement on Form N-1A, filed on August 28, 2012.
 
(i)
Opinion and consent of Registrant's counsel is incorporated by reference to Exhibit (10) of Post-Effective Amendment No. 13.
 
(j)
Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 48.
 
(m)
Rule 12b-1 Distribution Plan is incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 26.
 
(n)(i)
Rule 18f-3 Plan, amended as of November 13, 2015.*
 
(n)(2)
Rule 18f-3 Plan, effective as of February 1, 2016.*
 
(p)(i)
Code of Ethics adopted by Registrant, Registrant's Adviser & Registrant's Distributor Firm is incorporated by reference to Exhibit (p)(i) of Post-Effective Amendment No. 48.
 
(p)(ii)
Code of Ethics of the Nonmanagement Board Members of the Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(ii) of Post- Effective Amendment No. 36 to the Registration Statement on Form N-1A, filed on June 24, 2010  ("Post-Effective Amendment No. 36").
 
__________________
 
*Filed herewith.
 

 
Other Exhibits
 
 
(a)
Power of Attorney of certain Board Members and Officers of Registrant, dated February 18, 2015 Firm is incorporated by reference to Other Exhibit (a) of Post-Effective Amendment No. 48.
 
 
Item 29                            Persons Controlled by or under Common Control with Registrant
 
Not applicable.
 
 
Item 30                      Indemnification
 
 
The Registrant’s charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant.  The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys’ fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant.  These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office.
 
Reference is made to Article VIII of the Registrant's Amended and Restated Declaration of Trust incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 13.  The application of these provisions is limited by Article 10 of the Registrant's By-Laws incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 39, and by the following undertaking set forth in the rules promulgated by the Securities and Exchange Commission (the "SEC"):
 
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to trustees, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in such Act and is, therefore, unenforceable.  In the event that a claim for indemnification is against such liabilities (other than the payment by the registrant of expenses incurred or paid by a trustee, officer or controlling person of the registrant in the successful defense of any such action, suit or proceeding) is asserted by such trustee, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in such Act and will be governed by the final adjudication of such issue.
 
Reference is also made to Section 1.10 of the Distribution Agreement incorporated by reference to Exhibit (e)(i) of Post-Effective Amendment No. 39.
 
 
Item 31                   Business and Other Connections of Investment Adviser
 
 
The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts.  Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment adviser, sub-investment adviser or administrator.
 
Item 31.                  Business and Other Connections of Investment Adviser (continued)
 
Officers and Directors of Investment Adviser
 
Name and Position
With Dreyfus
Other Businesses
Position Held
Dates
       
J. Charles Cardona
President and Director
MBSC Securities Corporation++
Director
Executive Vice President
6/07 – Present
6/07 – 3/15
       
   
Chairman
2/13 - Present
       
 
BNY Mellon Liquidity Funds plc+
Director
4/06 - Present
       
Diane P. Durnin
Vice Chair and Director
MBSC Securities Corporation++
Executive Vice President
3/15 - Present
       
Bradley J. Skapyak
Chief Operating Officer and Director
MBSC Securities Corporation++
Executive Vice President
 
6/07 - Present
 
The Bank of New York Mellon***
Senior Vice President
4/07 - Present
       
 
The Dreyfus Family of Funds++
President
1/10 - Present
       
 
Dreyfus Transfer, Inc. ++
Chairman
Director
5/11 - Present
5/10 - Present
       
       
Joseph W. Connolly
Chief Compliance Officer
The Dreyfus Family of Funds++
 
Chief Compliance Officer
10/04 - Present
 
BNY Mellon Funds Trust++
 
Chief Compliance Officer
10/04 - Present
 
MBSC Securities Corporation++
Chief Compliance Officer
6/07 – Present
       
Christopher O'Connor
Chief Administrative Officer
MBSC Securities Corporation++
Director
3/12 – 3/15
       
   
Executive Vice President
12/11 – Present
       
Bennett A. MacDougall
Chief Legal Officer
The Bank of New York
Mellon Corporation ++
Associate General Counsel
6/15 - Present
       
 
Deutsche Bank
60 Wall Street
New York, NY 10005
Director and Associate General Counsel
6/05 - 6/15
       
 
Deutsche Investment Management Americas, Inc.
345 Park Avenue
New York, NY 10154
Chief Legal Officer
11/08 - 6/15
       
Kim Mustin
Executive Vice President – North American Distribution
MBSC Securities Corporation++
Chief Executive Officer
3/15 - Present
 
MBSC Securities Corporation++
Director
10/14 - Present
       
 
MBSC Securities Corporation++
Executive Vice President
10/14 - 3/15
       
 
BNY Mellon Investments CTA, LLC*
Manager
3/15 - Present
       
 
BNY Mellon Investments CTA, LLC*
President
3/15 - Present
       
Charles Doumar
Vice President – Tax
Alcentra NY LLC ++
Assistant Treasurer - Tax
9-14 - Present
 
Alcentra US. Inc. ††††
Assistant Treasurer - Tax
9-14 - Present
       
 
Alternative Holdings I, LLC ***
Assistant Treasurer - Tax
1/14 - Present
       
 
Alternative Holdings II, LLC ***
Assistant Treasurer - Tax
1/14 - Present
       
 
Asset Recovery II, LLC ***
Assistant Treasurer
9/13 – Present
       
 
Asset Recovery III, LLC ***
Assistant Treasurer
9/13 – 3/15
       
 
Asset Recovery IV, LLC ***
Assistant Treasurer
9/13 – Present
       
 
Asset Recovery V, LLC ***
Assistant Treasurer
9/13 – Present
       
 
Asset Recovery VII, LLC ***
Assistant Treasurer
9/13 – 3/15
       
 
Asset Recovery IX, LLC ***
Assistant Treasurer
3/14 – 3/15
       
 
Asset Recovery X, LLC ***
Assistant Treasurer
3/14 – 3/15
       
 
Asset Recovery XIII, LLC ***
Assistant Treasurer
3/13 – Present
       
 
Asset Recovery XIV, LLC ***
Assistant Treasurer
3/13 – Present
       
 
Asset Recovery XIX, LLC ***
Assistant Treasurer
7/13 – Present
       
 
Asset Recovery XV, LLC ***
Assistant Treasurer
3/13 – 3/15
       
 
Asset Recovery XVI, LLC ***
Assistant Treasurer
3/13 – Present
       
 
Asset Recovery XVII, LLC ***
Assistant Treasurer
3/13 – 3/15
       
 
Asset Recovery XVIII, LLC ***
Assistant Treasurer
7/13 – 3/15
       
 
Asset Recovery XX, LLC ***
Assistant Treasurer
7/13 – Present
       
 
Asset Recovery XXI, LLC ***
Assistant Treasurer
7/13 – 3/15
       
 
Asset Recovery XXII, LLC ***
Assistant Treasurer
7/13 – Present
       
 
Asset Recovery XXIII, LLC ***
Assistant Treasurer
7/13 – Present
       
 
BNY Alcentra Group Holdings, Inc. ††††††
Assistant Treasurer - Tax
3/13 - Present
       
 
BNY Capital Funding LLC ***
Assistant Treasurer – Tax
9/13 - Present
       
 
BNY Investment Strategy and Solutions Group, LLC *
Assistant Treasurer – Tax
6/15 - Present
       
 
BNY Mellon Community Development Corporation ^^^^^
Assistant Treasurer – Tax
10/13 - Present
       
 
BNY Mellon Distributors Holdings Inc. #
Assistant Treasurer – Tax
6/14 – Present
       
 
BNY Mellon Investments CTA, LLC *
Assistant Treasurer
9/13 – Present
       
 
BNY Mellon Investment Servicing (US) Inc. +
Assistant Treasurer
3/14 – Present
       
 
BNY Mellon Investment Servicing Trust Company #
Assistant Treasurer
3/14 – Present
       
 
BNY Mellon Trust of Delaware#
Assistant Treasurer
11/13 – Present
       
 
IVY Asset Management LLC +
Assistant Treasurer
9/13 – Present
       
 
Mellon Hedge Advisors, LLC *
Assistant Treasurer
10/13 – Present
       
 
MUNB Loan Holdings, LLC***
Assistant Treasurer
10/13 – Present
       
 
484Wall Capital Management LLC ***
Assistant Treasurer – Tax
10/13 – Present
       
 
Airlease Incorporated †††
Assistant Treasurer – Tax
7/13 – Present
       
 
Albridge Solutions, Inc. ††††
Assistant Treasurer – Tax
7/13 – Present
       
 
Allomon Corporation
Assistant Treasurer – Tax
5/13 – Present
       
 
AP Residential Realty, Inc. †††††
Assistant Treasurer – Tax
8/13 – Present
       
 
APT Holdings Corporation #
Assistant Treasurer – Tax
11/13 – Present
       
 
AURORA-IRE, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
B.I.E. Corporation +
Assistant Treasurer – Tax
12/13 – Present
       
 
B.N.Y. Holdings (Delaware) Corporation #
Assistant Treasurer – Tax
4/13 – Present
       
 
BNY Capital Corporation ***
Assistant Treasurer – Tax
9/13 – Present
       
 
BNY Capital Markets Holdings, Inc. ***
Assistant Treasurer – Tax
9/13 – Present
       
 
BNY Capital Resources Corporation #######
Assistant Treasurer – Tax
3/13 – Present
       
 
BNY Cargo Holdings LLC***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Catair LLC †††
Assistant Treasurer – Tax
7/13 – Present
       
 
BNYM CSIM Funding LLC +++
Assistant Treasurer – Tax
7/14 – Present
       
 
BNY Falcon Three Holding Corp. ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Foreign Holdings, Inc. ***
Assistant Treasurer – Tax
10/13 – Present
       
 
BNY Gator LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Hitchcock Holdings LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Housing I Corp. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Housing II LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY ITC Leasing, LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Lease Equities (Cap Funding) LLC ########
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Lease Holdings LLC ***
Assistant Treasurer – Tax
7/13 – Present
 
 
   
 
BNY Lease Partners LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Leasing Edge Corporation ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Mellon Alternative Investments Holdings LLC ***
Assistant Treasurer – Tax
10/13 – Present
       
 
BNY Mellon Capital Markets, LLC ^^^^^
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Mellon Clearing Holding Company, LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Mellon Fixed Income Securities, LLC ***
Assistant Treasurer – Tax
8/13 – Present
       
 
BNY Mellon Trust Company of Illinois *****
Assistant Treasurer – Tax
3/13 – Present
       
 
BNY Mezzanine Funding LLC ******
Assistant Treasurer – Tax
5/13 – Present
       
 
BNY Mezzanine Holdings LLC ******
Assistant Treasurer – Tax
5/13 – Present
       
 
BNY Mezzanine Non NY Funding
LLC ******
Assistant Treasurer – Tax
5/13 – Present
       
 
BNY Mezzanine NY Funding LLC ******
Assistant Treasurer – Tax
5/13 – Present
       
 
BNY Partnership Funding LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Partnership Funding LLC ***
Manager
11/14 – 6/15
       
 
BNY Rail Maintenance LLC ***
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Recap I, LLC #
Assistant Treasurer – Tax
9/13 – Present
       
 
BNY Salvage Inc. ***
Assistant Treasurer – Tax
3/13 – Present
       
 
BNY Waterworks, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
BNY Wings, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
BNYM GIS Funding I LLC ***
Assistant Treasurer – Tax
6/13 – Present
       
 
BNYM GIS Funding III LLC ***
Assistant Treasurer – Tax
6/13 – Present
       
 
Amherst Capital Management, LLC ***
Assistant Treasurer – Tax
11/14 – Present
       
 
BNYM RECAP Holdings, LLC ***
Assistant Treasurer – Tax
11/14 – Present
       
 
BNY-N.J. I Corp. ***
Assistant Treasurer – Tax
4/13 – Present
       
 
BNY-N.J. II Corp. ***
Assistant Treasurer – Tax
4/13 – Present
       
 
Boston Safe Deposit Finance Company, Inc. *
Assistant Treasurer – Tax
7/13 – Present
       
 
CenterSquare Investment Management Holdings, Inc. +++
Assistant Treasurer – Tax
12/13 – Present
       
 
CenterSquare Investment Management, Inc. +++
Assistant Treasurer – Tax
12/13 – Present
       
 
Coates Holding LLC#
Assistant Treasurer – Tax
3/15 - Present
       
 
Colson Services Corp. ^
Assistant Treasurer – Tax
3/14 - Present
       
 
Cutwater Asset Management Corp. +++++
Assistant Treasurer – Tax
1/15 - Present
       
 
Cutwater Holdings LLC +++++
Assistant Treasurer – Tax
1//15 - Present
       
 
Cutwater Investor Services Corp. +++++
Assistant Treasurer - Tax  
1/15 - Present
       
 
Dreyfus Service Organization, Inc. ++
Assistant Treasurer – Tax
3/14 - Present
       
 
EACM Advisors LLC ^^
Assistant Treasurer – Tax
1/14 - Present
       
 
Eagle Access LLC ^^^
Assistant Treasurer – Tax
1/14 - Present
       
 
Eagle Investment Systems LLC ^^^^
Assistant Treasurer – Tax
1/14 - Present
       
 
ECM DE. LLC ***
Assistant Treasurer – Tax
1/14 - Present
       
 
GIS Holdings (International) Inc. #
Assistant Treasurer – Tax
6/14 – 12/14
       
 
Hamilton Floating Rate Fund Holdings, LLC ***
Assistant Treasurer – Tax
5/13 – Present
       
 
HedgeMark International, LLC ##
Assistant Treasurer – Tax
5/14 – Present
       
 
iNautix (USA) LLC ###
Assistant Treasurer – Tax
11/13 – Present
       
 
IRE-1, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
IRE-AC, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
IRE-BC, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
IRE-SB, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
Island Waterworks, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
ITCMED, Inc. ***
Assistant Treasurer – Tax
6/13 – 5/15
       
 
JRHC 1998A LLC ####
Assistant Treasurer – Tax
12/13 – Present
       
 
Lockwood Advisors, Inc. ######
Assistant Treasurer – Tax
3/14 - Present
       
 
Lockwood Insurance, Inc. ######
Assistant Treasurer – Tax
8/14 - Present
       
 
Lockwood Solutions, Inc. ######
Assistant Treasurer – Tax
8/14 - Present
       
 
Lease Equities (Texas) Corporation #####
Assistant Treasurer – Tax
7/13 – Present
       
 
Madison Pershing LLC ###
Assistant Treasurer – Tax
6/13 – Present
       
 
MAM (MA) Holding Trust *
Assistant Treasurer – Tax
8/13 – Present
       
 
MBC Investments Corporation #
Assistant Treasurer – Tax
11/13 – Present
       
 
MBSC Securities Corporation ++
Vice President – Tax
2/14 - Present
       
 
MCDI (Holdings) LLC ***
Assistant Treasurer – Tax
9/13 – Present
       
 
Mellon Capital Management Corporation **
Assistant Treasurer – Tax
1/14 - Present
       
 
Mellon Holdings LLC++
Assistant Treasurer
2/15 - Present
       
 
MELDEL Leasing Corporation Number 2, Inc. #
Assistant Treasurer – Tax
9/13 – Present
       
 
Mellon Financial Services Corporation #1+
Assistant Treasurer – Tax
7/13 – Present
       
 
Mellon Financial Services Corporation #4 +
Assistant Treasurer – Tax
9/13 – Present
       
 
Mellon Funding Corporation +
Assistant Treasurer – Tax
3/14 - Present
       
 
Mellon Global Investing Corp. +
Assistant Treasurer – Tax
5/14 - Present
       
 
Mellon International Leasing Company #
Assistant Treasurer – Tax
8/14 - Present
       
 
Mellon Leasing Corporation+
Assistant Treasurer – Tax
7/13 – Present
       
 
Mellon Life Insurance Company+
Assistant Treasurer – Tax
10/13 – Present
       
 
Mellon Overseas Investment Corporation ***
Assistant Treasurer – Tax
12/13 - Present
       
 
Mellon Properties Company ****
Assistant Treasurer – Tax
8/13 – Present
       
 
Mellon Residential Funding Corporation ++++
Assistant Treasurer - Tax
4/14 - Present
       
 
National Residential Assets Corp.***
Assistant Treasurer – Tax
4/13 – Present
       
 
New GSM Holding Corporation ^^^^
Assistant Treasurer – Tax
7/13 – Present
       
 
Newton Capital Management LLC.***
Assistant Treasurer – Tax
8/14 - Present
       
 
Northern Waterworks, Inc. †††
Assistant Treasurer – Tax
7/13 – Present
       
 
NY CRE Asset Holdings, LLC. ***
Assistant Treasurer – Tax
1/14 - Present
       
 
NY CRE Asset Holdings II, LLC. ***
Assistant Treasurer – Tax
1/14 - Present
       
 
One Wall Street Corporation ***
Assistant Treasurer – Tax
11/13 – Present
       
 
Pareto New York LLC++
Assistant Treasurer – Tax
11/13 – Present
       
 
PAS Holdings LLC ***
Assistant Treasurer – Tax
6/13 – Present
       
 
Pershing Advisor Solutions LLC ###
Assistant Treasurer – Tax
6/13 – Present
       
 
Pershing Group LLC ###
Assistant Treasurer – Tax
6/13 – Present
       
 
Pershing Investments LLC ***
Assistant Treasurer – Tax
6/13 – Present
       
 
Pershing LLC ###
Assistant Treasurer – Tax
7/13 – Present
       
 
Standish Mellon Asset Management Company LLC*
Assistant Treasurer – Tax
11/14 – Present
       
 
Stanwich Insurance Agency, Inc. ***
Treasurer
12/13 – Present
       
 
TBC Securities Co., Inc.*
Assistant Treasurer – Tax
6/13 – Present
       
 
TBCAM, LLC *
Assistant Treasurer – Tax
10/13 – Present
       
 
Technology Services Group, Inc. ^^^^^
Assistant Treasurer – Tax
9/13 – Present
       
 
Tennessee Processing Center LLC ^^^^^
Assistant Treasurer – Tax
9/13 – Present
       
 
The Bank of New York Consumer Leasing Corporation***
Assistant Treasurer – Tax
7/13 – Present
       
 
The Bank of New York Mellon Trust Company, National Association +
Assistant Treasurer
10/13 - Present
       
 
The Boston Company Asset Management, LLC *
Assistant Treasurer – Tax
8/13 – Present
       
 
USPLP, Inc. ***
Assistant Treasurer – Tax
10/13 – Present
       
 
MBNA Institutional PA Services LLC +
Treasurer
7/13 – Present
       
 
MBNA PW PA Services LLC +
Treasurer
7/13 – Present
       
 
Stanwich Insurance Agency, Inc. ***
Treasurer
12/13 – Present
       
 
BNY Aurora Holding Corp. ***
Vice President
11/13 – Present
       
 
Agency Brokerage Holding LLC***
Vice President – Tax
6/13 – Present
       
 
BNY Community Development Enterprises Corp. ***
Vice President – Tax
4/13 – 5/14
       
 
Asset Recovery I, LLC ***
Assistant Treasurer
9/13 - 11/13
       
 
Asset Recovery VI, LLC ***
Assistant Treasurer
9/13 - 11/13
       
 
Asset Recovery XII, LLC ***
Assistant Treasurer
3/13 - 11/13
       
Jill Gill
Vice President –
Human Resources
MBSC Securities Corporation++
Vice President
6/07 – Present
 
The Bank of New York Mellon ***
Vice President
7/08 – Present
       
 
BNY Mellon, National Association +
Vice President
7/08 - Present
       
Tracy A. Hopkins
Vice President - Cash Strategies
MBSC Securities Corporation++
Executive Vice President
Senior Vice President
2/14 – Present
2/08 – 2/14
       
Anthony Mayo
Vice President – Information Systems
MBSC Securities Corporation++
Chief Technology Officer
4/14 – Present
       
       
Kathleen Geis
Vice President
BNY Mellon International Operations (India) Private Limited
Director
5/05 - Present
       
 
BNY Mellon, National Association+
Managing Director
7/09 – 10/14
       
 
Albridge Solutions, Inc.
Managing Director
7/11 - Present
       
 
BNY Mellon Distributors Holdings, Inc. #
Vice President -
Real Estate
7/11 - Present
       
 
BNY Mellon Investment Management Services LLC #
Vice President -
Real Estate
10/11 - Present
       
 
BNY Mellon Investment
Servicing (US) Inc. +
Vice President -
Real Estate
7/11 - Present
       
 
BNY Mellon Performance & Risk Analytics, LLC +
Vice President -
Real Estate
7/11 - Present
       
 
BNY Mellon Trust Company of Illinois *****
Vice President -
Real Estate
7/11 - Present
       
 
BNY Mellon Trust of Delaware#
Vice President -
Real Estate
7/11 - Present
       
 
CenterSquare Investment Management Holdings, Inc. +++
Vice President -
Real Estate
10/12 – Present
       
 
Eagle Investment Systems LLC ^^^^
Vice President -
Real Estate
7/11 – Present
       
 
Ivy Asset Management LLC +
Vice President -
Real Estate
7/11 – Present
       
 
MBSC Securities Corporation ++
Vice President -
Real Estate
7/11 – Present
       
 
Mellon Capital Management Corporation**
Vice President -
Real Estate
7/11 – Present
       
 
Mellon Financial Services
Corporation #1+
Vice President -
Real Estate
7/11 – Present
       
 
Mellon Holdings LLC++
Vice President -
Real Estate
7/11 – Present
       
 
Pareto New York LLC ++
Vice President -
Real Estate
7/11 – Present
       
 
SourceNet Solutions, Inc. +
Vice President -
Real Estate
7/11 – 5/13
       
 
Technology Services Group, Inc. ^^^^^
Vice President -
Real Estate
7/11 – Present
 
Tennessee Processing Center LLC ^^^^^
Vice President -
Real Estate
7/11 - Present
       
 
The Bank of New York Mellon Trust Company, National Association+
Vice President -
Real Estate
7/11 - Present
       
 
Alcentra US, Inc. ††††
Vice President -
Real Estate
7/11 - Present
       
 
BNY Mellon Capital Markets LLC^^^^^
Vice President -
Real Estate
7/11 - Present
       
 
Pershing LLC ###
Vice President -
Real Estate
7/11 - Present
       
 
The Bank of New York Mellon+
Managing Director
7/09 - Present
       
 
MBNA Institutional PA Services, LLC+
Managing Director
7/09 – 10/14
       
       
Claudine Orloski
Vice President – Tax
Dreyfus Service Organization++
Vice President – Tax
8/14 – Present
       
 
MBSC Securities Corporation++
Vice President – Tax
2/12 - Present
       
 
Asset Recovery II, LLC***
Assistant Treasurer
9/11 - Present
       
 
Asset Recovery III, LLC ***
Assistant Treasurer
9/11 – 3/15
       
 
Asset Recovery IV, LLC ***
Assistant Treasurer
9/11 – Present
       
 
Asset Recovery IX, LLC ***
Assistant Treasurer
2/11 – 3/15
       
 
Asset Recovery V, LLC ***
Assistant Treasurer
9/11 – Present
       
 
Asset Recovery VII, LLC ***
Assistant Treasurer
2/11 – 3/15
       
 
Asset Recovery X, LLC ***
Assistant Treasurer
2/11 – 3/15
       
 
Asset Recovery XIII, LLC***
Assistant Treasurer
3/11 – Present
       
 
Asset Recovery XIV, LLC ***
Assistant Treasurer
3/11 – Present
       
 
Asset Recovery XIX, LLC ***
Assistant Treasurer
7/11 – Present
       
 
Asset Recovery XV, LLC ***
Assistant Treasurer
3/11 – 3/15
       
 
Asset Recovery XVI, LLC ***
Assistant Treasurer
3/11 – Present
       
 
Asset Recovery XVII, LLC ***
Assistant Treasurer
3/11 – 3/15
       
 
Asset Recovery XVIII, LLC ***
Assistant Treasurer
7/11 – 3/15
       
 
Asset Recovery XX, LLC ***
Assistant Treasurer
7/11 – Present
       
 
Asset Recovery XXI, LLC ***
Assistant Treasurer
7/11 – 3/15
       
 
Asset Recovery XXII, LLC ***
Assistant Treasurer
7/11 – Present
       
 
Asset Recovery XXIII, LLC ***
Assistant Treasurer
7/11 – Present
       
 
BNY Mellon Investments CTA, LLC *
Assistant Treasurer
9/13 – Present
       
 
BNY Mellon Trust of Delaware #
Assistant Treasurer
11/11 – Present
       
 
Mellon Hedge Advisors, LLC *
Assistant Treasurer
10/11 – Present
       
 
Mellon Holdings LLC ++
Assistant Treasurer
12/11 – Present
       
 
MUNB Loan Holdings, LLC ***
Assistant Treasurer
10/11 – Present
       
 
484 Wall Capital Management LLC
Assistant Treasurer -Tax
10/13 – Present
       
 
Airlease Incorporated †††
Assistant Treasurer -Tax
7/11 – Present
       
 
Albridge Solutions, Inc. ††††
Assistant Treasurer -Tax
6/11 – Present
       
 
Alcentra NY, LLC ++
Assistant Treasurer -Tax
10/12 – Present
       
 
Alcentra US, Inc. ††††
Assistant Treasurer -Tax
10/11 – Present
       
 
Allomon Corporation
Assistant Treasurer -Tax
5/12 – Present
       
 
Alternative Holdings I, LLC ***
Assistant Treasurer -Tax
1/13 – Present
       
 
Alternative Holdings II, LLC ***
Assistant Treasurer -Tax
1/13 – Present
       
 
AP Residential Realty, Inc. †††††
Assistant Treasurer -Tax
8/11 – Present
       
 
APT Holdings Corporation #
Assistant Treasurer -Tax
12/11 – Present
       
 
AURORA-IRE, INC. †††
Assistant Treasurer -Tax
7/11 – Present
       
 
B.N.Y. Holdings (Delaware) Corporation #
Assistant Treasurer -Tax
4/12 – Present
       
 
BNY Administrative Services LLC ***
Assistant Treasurer –Tax
12/11 – Present
       
 
BNY Alcentra Group Holdings,
Inc. ††††††
Assistant Treasurer –Tax
3/13 – Present
       
 
BNY Capital Corporation ***
Assistant Treasurer –Tax
11/11 – Present
       
 
BNY Capital Funding LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Capital Markets Holdings, Inc. ***
Assistant Treasurer –Tax
11/11 – Present
       
 
BNY Capital Resources
Corporation #######
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Cargo Holdings LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Catair LLC †††
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Falcon Three Holding Corp. ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Foreign Holdings, Inc. ***
Assistant Treasurer –Tax
9/11 – Present
       
 
BNY Gator LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Hitchcock Holdings LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Housing I Corp. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Housing II LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Investment Strategy and Solutions Group LLC *
Assistant Treasurer –Tax
6/15 – Present
       
 
BNY Investment Management Services LLC #
Assistant Treasurer –Tax
10/11 – Present
       
 
BNY ITC Leasing, LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Lease Equities (Cap Funding) LLC ########
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Lease Holdings LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Lease Partners LLC ***
Assistant Treasurer –Tax
9/11 – Present
       
 
BNY Leasing Edge Corporation ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Mellon Alternative Investments Holdings LLC ***
Assistant Treasurer –Tax
10/13 – Present
       
 
BNY Mellon Capital Markets,
LLC ^^^^^
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Mellon Clearing Holding Company, LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Mellon Clearing, LLC ***
Assistant Treasurer –Tax
6/11 – Present
       
 
BNY Mellon Community Development Corporation ^^^^^
Assistant Treasurer –Tax
10/11 – Present
       
 
BNY Mellon Distributors Holdings
Inc. #
Assistant Treasurer –Tax
7/12 – Present
       
 
BNY Mellon Fixed Income Securities, LLC ***
Assistant Treasurer –Tax
8/12 – Present
       
 
BNY Mellon Investment Servicing (US) Inc. #
Assistant Treasurer –Tax
3/11 – Present
       
 
BNY Mellon Investment Servicing Trust Company #
Assistant Treasurer –Tax
3/11 – Present
       
 
BNY Mellon Performance & Risk Analytics, Inc. (US) ^^^^^^
Assistant Treasurer –Tax
10/11 – Present
       
 
BNY Mellon Performance & Risk Analytics, LLC +
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Mellon Transition Management Advisors, LLC **
Assistant Treasurer –Tax
5/13 – Present
       
 
BNY Mellon Trust Company of
Illinois *****
Assistant Treasurer –Tax
3/11 – Present
       
 
BNY Mezzanine Funding LLC ******
Assistant Treasurer –Tax
6/11 – Present
       
 
BNY Mezzanine Holdings LLC ******
Assistant Treasurer –Tax
5/11 – Present
       
 
BNY Mezzanine Non NY Funding
LLC ******
Assistant Treasurer –Tax
6/11 – Present
       
 
BNY Mezzanine NY Funding
LLC ******
Assistant Treasurer –Tax
6/11 – Present
       
 
BNY Partnership Funding LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Rail Maintenance LLC ***
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Real Estate Holdings LLC ***
Assistant Treasurer –Tax
4/11 – Present
       
 
BNY Recap I, LLC #
Assistant Treasurer –Tax
11/11 – Present
       
 
BNY Salvage Inc. ***
Assistant Treasurer –Tax
3/11 – Present
       
 
BNY Waterworks, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY Wings, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
BNY XYZ Holdings LLC ***
Assistant Treasurer –Tax
5/11 – Present
       
 
BNYM CSIM Funding LLC +++
Assistant Treasurer –Tax
7/14 – Present
       
 
BNYM GIS Funding I LLC ***
Assistant Treasurer –Tax
6/12 – Present
       
 
BNYM GIS Funding III LLC ***
Assistant Treasurer –Tax
6/12 – Present
       
 
Amherst Capital Management LLC ***
Assistant Treasurer –Tax
11/14 – Present
       
 
BNYM RECAP Holdings, LLC ***
Assistant Treasurer –Tax
11/14 – Present
       
 
BNY-N.J. I Corp. ***
Assistant Treasurer –Tax
4/11 – Present
       
 
BNY-N.J. II Corp. ***
Assistant Treasurer –Tax
4/11 – Present
       
 
Boston Safe Deposit Finance Company, Inc. *
Assistant Treasurer –Tax
7/11 – Present
       
 
CenterSquare Investment Management Holdings, Inc. +++
Assistant Treasurer –Tax
2/13 – Present
       
 
CenterSquare Investment Management, Inc. +++
Assistant Treasurer –Tax
2/13 – Present
       
 
Coates Holding LLC#
Assistant Treasurer – Tax
3/15 - Present
       
 
Colson Services Corp. ^
Assistant Treasurer –Tax
2/11 – Present
       
 
Cutwater Asset Management Corp. +++++
Assistant Treasurer – Tax
1/15 - Present
       
 
Cutwater Holdings LLC +++++
Assistant Treasurer – Tax
1//15 - Present
       
 
Cutwater Investor Services Corp. +++++
Assistant Treasurer - Tax  
1/15 - Present
       
 
EACM Advisors LLC  ^^
Assistant Treasurer –Tax
4/14 – Present
       
 
Eagle Access LLC ^^^
Assistant Treasurer –Tax
1/12 – Present
       
 
Eagle Investment Systems LLC ^^^^
Assistant Treasurer –Tax
1/12 – Present
       
 
ECM DE, LLC ***
Assistant Treasurer –Tax
3/11 – Present
       
 
GIS Holdings (International) Inc. #
Assistant Treasurer –Tax
4/12 – 12/14
       
 
Hamilton Floating Rate Fund Holdings, LLC ***
Assistant Treasurer –Tax
5/11 – Present
       
 
HedgeMark International, LLC ##
Assistant Treasurer –Tax
5/14 – Present
       
 
iNautix (USA) LLC  ###
Assistant Treasurer –Tax
7/12 – Present
       
 
IRE-1, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
IRE-AC, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
IRE-BC, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
IRE-SB, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
Island Waterworks, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
ITCMED, Inc. ***
Assistant Treasurer –Tax
6/11 – 5/15
       
 
JRHC 1998A LLC ####
Assistant Treasurer –Tax
12/11 – Present
       
 
Lease Equities (Texas) Corporation#####
Assistant Treasurer –Tax
7/11 – Present
       
 
Lockwood Advisors, Inc. ######
Assistant Treasurer –Tax
3/11 – Present
       
 
Lockwood Solutions, Inc. ######
Assistant Treasurer –Tax
3/11 – Present
       
 
Madison Pershing LLC  ###
Assistant Treasurer –Tax
4/11 – Present
       
 
MAM (MA) Holding Trust *
Assistant Treasurer –Tax
8/11 – Present
       
 
MBC Investments Corporation #
Assistant Treasurer –Tax
11/11 – Present
       
 
MBNA Institutional PA Services
LLC +
Assistant Treasurer –Tax
7/12 – Present
       
 
MBNA PW PA Services LLC +
Assistant Treasurer –Tax
7/12 – Present
       
 
MCDI (Holdings) LLC ***
Assistant Treasurer –Tax
8/11 – Present
       
 
MELDEL Leasing Corporation Number 2, Inc. #
Assistant Treasurer –Tax
8/11 – Present
       
 
Mellon Capital Management Corporation **
Assistant Treasurer –Tax
10/13 – Present
       
 
Mellon EFT Services
Corporation †††††
Assistant Treasurer –Tax
2/11 – Present
       
 
Mellon Financial Services Corporation #1 +
Assistant Treasurer –Tax
7/11 – Present
       
 
Mellon Financial Services Corporation #4 +
Assistant Treasurer –Tax
12/11 – Present
       
 
Mellon Funding Corporation +
Assistant Treasurer –Tax
12/11 – Present
       
 
Mellon Global Investing Corp. +
Assistant Treasurer –Tax
5/11 – Present
       
 
Mellon International Leasing
Company #
Assistant Treasurer –Tax
7/11 – Present
       
 
Mellon Leasing Corporation +
Assistant Treasurer –Tax
9/11 – Present
       
 
Mellon Life Insurance Company +
Assistant Treasurer –Tax
10/12 – Present
       
 
Mellon Overseas Investment Corporation ***
Assistant Treasurer –Tax
11/11 – Present
       
 
Mellon Properties Company ****
Assistant Treasurer –Tax
8/12 – Present
       
 
Mellon Residential Funding Corporation ****
Assistant Treasurer –Tax
4/14 – Present
       
 
National Residential Assets Corp. ***
Assistant Treasurer –Tax
4/12 – Present
       
 
New GSM Holding Corporation ^^^^
Assistant Treasurer –Tax
7/11 – Present
       
 
Newton Capital Management LLC ***
Assistant Treasurer –Tax
10/11 – Present
       
 
Northern Waterworks, Inc. †††
Assistant Treasurer –Tax
7/11 – Present
       
 
NY CRE Asset Holdings II, LLC ***
Assistant Treasurer –Tax
1/12 – Present
       
 
NY CRE Asset Holdings, LLC ***
Assistant Treasurer –Tax
1/12 – Present
       
 
One Wall Street Corporation ***
Assistant Treasurer –Tax
11/11 – Present
       
 
Pareto New York LLC ++
Assistant Treasurer –Tax
11/11 – Present
       
 
PAS Holdings LLC ***
Assistant Treasurer –Tax
6/11 – Present
       
 
Pershing Advisor Solutions LLC ###
Assistant Treasurer –Tax
6/11 – Present
       
 
Pershing Group LLC ###
Assistant Treasurer –Tax
4/11 – Present
       
 
Pershing Investments LLC ***
Assistant Treasurer –Tax
2/11 – Present
       
 
Pershing LLC ###
Assistant Treasurer –Tax
4/11 – Present
       
 
PFS Holdings, LLC ***
Assistant Treasurer –Tax
1/12 – Present
       
 
Standish Mellon Asset Management Company LLC
Assistant Treasurer –Tax
11/14 - Present
       
 
Stanwich Insurance Agency, Inc. ***
Assistant Treasurer –Tax
12/11 – Present
       
 
TBC Securities Co., Inc. *
Assistant Treasurer –Tax
7/11 – Present
       
 
TBCAM, LLC *
Assistant Treasurer –Tax
10/13 – Present
       
 
Technology Services Group,
Inc. ^^^^^
Assistant Treasurer –Tax
5/11 – Present
       
 
Tennessee Processing Center
LLC ^^^^^
Assistant Treasurer –Tax
9/11 – Present
       
 
The Bank of New York Consumer Leasing Corporation ***
Assistant Treasurer –Tax
5/11 – Present
       
 
The Bank of New York Mellon Trust Company, National Association +
Assistant Treasurer
10/13 - Present
       
 
The Boston Company Asset Management, LLC *
Assistant Treasurer –Tax
6/11 – Present
       
 
USPLP, Inc. ***
Assistant Treasurer –Tax
10/11 – Present
       
 
BNY Mellon Investment Management Holdings LLC #
Assistant Vice President –Tax
12/12 – Present
       
 
BNY Aurora Holding Corp. ***
Vice President
10/11 – Present
       
 
Agency Brokerage Holding LLC ***
Vice President –Tax
2/11 – Present
       
 
MBSC Securities Corporation ++
Vice President –Tax
2/12 – Present
       
James Bitetto
Secretary
The Dreyfus Family of Funds++
Vice President and Assistant Secretary
8/05 - Present
       
 
MBSC Securities Corporation++
Assistant Secretary
6/07 - Present
       
 
Dreyfus Service Organization, Inc.++
Secretary
8/05 - Present
       
 
*
The address of the business so indicated is One Boston Place, Boston, MA 02108.
 
 
**
The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.
 
 
***
The address of the business so indicated is One Wall Street, New York, NY 10286.
 
 
****
The address of the business so indicated is 3601 N. I-10 Service Road, Suite 102, Metairie, LA 70002.
 
 
*****
The address of the business so indicated is 2 North LaSalle Street, Suite 1020, Chicago, IL 60602.
 
 
******
The address of the business so indicated is 445 Park Avenue, 12th Floor, New York, NY 10022.
 
 
+
The address of the business so indicated is One Mellon Bank Center, Pittsburgh, PA 15258.
 
 
++
The address of the business so indicated is 200 Park Avenue, New York, NY 10166.
 
 
+++
The address of the business so indicated is 630 West Germantown Pike, Suite 300, Plymouth Meeting, PA 19462.
 
 
++++
The address of the business so indicated is 500 Grant Street, Pittsburgh, PA 15258.
 
 
+++++
The address of the business so indicated is 113 King Street, Armonk, NY 10504.
 
 
The address of the business so indicated is Two Mellon Center, Suite 329, Pittsburgh, PA 15259.
 
 
††
The address of the business so indicated is 100 White Clay Center, Newark, DE 19711.
 
 
†††
The address of the business so indicated is 1633 Broadway, New York, NY 10019.
 
 
††††
The address of the business so indicated is 10877 Wilshire Blvd, #1550, Los Angeles, CA 90024.
 
 
†††††
The address of the business so indicated is 1735 Market Street, Philadelphia, PA 19103.
 
 
††††††
The address of the business so indicated is 10 Gresham Street, London, EC2V 7JD.
 
 
^
The address of the business so indicated is 4 New York Plaza, New York, NY 10004.
 
 
^^
The address of the business so indicated is 200 Connecticut Avenue, Norwalk, CT 06854-1940.
 
 
^^^
The address of the business so indicated is One Wells Avenue, Newton, MA 02459.
 
 
^^^^
The address of the business so indicated is 65 LaSalle Road, Suite 305, West Hartford, CT 06107.
 
 
^^^^^
The address of the business so indicated is 101 Barclay Street, 3rd Floor, New York, NY 10286.
 
 
^^^^^^
The address of the business so indicated is 1313 Broadway Plaza, Tacoma, WA 98402.
 
 
#
The address of the business so indicated is 301 Bellevue Parkway, Wilmington, DE 19809.
 
 
##
The address of the business so indicated is 780, Third Avenue, 44th Floor, New York, NY 10017.
 
 
###
The address of the business so indicated is One Pershing Plaza, Jersey City, NJ 07399.
 
 
####
The address of the business so indicated is 601 Travis Street, 17th Floor, Houston, TX 77002.
 
 
#####
The address of the business so indicated is 1201 Louisiana, Suite 3160, Houston, TX 77002.
 
 
######
The address of the business so indicated is 760 Moore Road, King of Prussia, PA 19406-1212.
 
 
#######
The address of the business so indicated is 8400 E. Prentice Avenue, Greenwood Village, CO 80111.
 
 
########
The address of the business so indicated is 1290 Avenue of the Americas, New York, NY 10104.
 

 

 
Item 32.  Principal Underwriters
   
       
   
(a)           Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:
   
       
 
1.
Advantage Funds, Inc.
 
 
2.
BNY Mellon Absolute Insight Funds, Inc.
 
 
3.
BNY Mellon Funds Trust
 
 
4.
CitizensSelect Funds
 
 
5.
Dreyfus Appreciation Fund, Inc.
 
 
6.
Dreyfus BASIC Money Market Fund, Inc.
 
 
7.
Dreyfus BNY Mellon Funds, Inc.
 
 
8.
Dreyfus Bond Funds, Inc.
 
 
9.
Dreyfus Cash Management
 
 
10.
Dreyfus Funds, Inc.
 
 
11.
The Dreyfus Fund Incorporated
 
 
12.
Dreyfus Government Cash Management Funds
 
 
13.
Dreyfus Growth and Income Fund, Inc.
 
 
14.
Dreyfus Index Funds, Inc.
 
 
15.
Dreyfus Institutional Cash Advantage Funds
 
 
16.
Dreyfus Institutional Preferred Money Market Funds
 
 
17.
Dreyfus Institutional Reserves Funds
 
 
18.
Dreyfus Intermediate Municipal Bond Fund, Inc.
 
 
19.
Dreyfus International Funds, Inc.
 
 
20.
Dreyfus Investment Funds
 
 
21.
Dreyfus Investment Grade Funds, Inc.
 
 
22.
Dreyfus Investment Portfolios
 
 
23.
The Dreyfus/Laurel Funds, Inc.
 
 
24.
The Dreyfus/Laurel Funds Trust
 
 
25.
Dreyfus Liquid Assets, Inc.
 
 
26.
Dreyfus Manager Funds I
 
 
27.
Dreyfus Manager Funds II
 
 
28.
Dreyfus Midcap Index Fund, Inc.
 
 
29.
Dreyfus Municipal Cash Management Plus
 
 
30.
Dreyfus Municipal Funds, Inc.
 
 
31.
Dreyfus New Jersey Municipal Bond Fund, Inc.
 
 
32.
Dreyfus New York AMT-Free Municipal Bond Fund
 
 
33.
Dreyfus New York Municipal Cash Management
 
 
34.
Dreyfus New York Tax Exempt Bond Fund, Inc.
 
 
35.
Dreyfus Opportunity Funds
 
 
36.
Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.
 
 
37.
Dreyfus Premier GNMA Fund, Inc.
 
 
38.
Dreyfus Premier Investment Funds, Inc.
 
 
39.
Dreyfus Premier Short-Intermediate Municipal Bond Fund
 
 
40.
Dreyfus Premier Worldwide Growth Fund, Inc.
 
 
41.
Dreyfus Research Growth Fund, Inc.
 
 
42.
Dreyfus State Municipal Bond Funds
 
 
43.
Dreyfus Stock Funds
 
 
44.
Dreyfus Short Duration Bond Fund
 
 
45.
The Dreyfus Socially Responsible Growth Fund, Inc.
 
 
46.
Dreyfus Stock Index Fund, Inc.
 
 
47.
Dreyfus Tax Exempt Cash Management Funds
 
 
48.
The Dreyfus Third Century Fund, Inc.
 
 
49.
Dreyfus Treasury & Agency Cash Management
 
 
50.
Dreyfus Treasury Prime Cash Management
 
 
51.
Dreyfus U.S. Treasury Intermediate Term Fund
 
 
52.
Dreyfus U.S. Treasury Long Term Fund
 
 
53.
Dreyfus Variable Investment Fund
 
 
54.
General California Municipal Money Market Fund
 
 
55.
General Government Securities Money Market Funds, Inc.
 
 
56.
General Money Market Fund, Inc.
 
 
57.
General Municipal Money Market Funds, Inc.
 
 
58.
General New Jersey Municipal Money Market Fund, Inc.
 
 
59.
General New York AMT-Free Municipal Money Market Fund
 
 
60.
Strategic Funds, Inc.
 
     
(b)
   
 
     
Name and principal
Business address
Positions and offices with the Distributor
Positions and Offices with Registrant
Kenneth Bradle**
President and Director
None
J. Charles Cardona*
Chairman of the Board and Co-Head
Executive Vice President (Money Market Funds Only)
Sue Ann Cormack
Executive Vice President
None
Diane P. Durnin†††
Executive Vice President
None
Tracy Hopkins*
Executive Vice President
None
William H. Maresca**
Executive Vice President and Director
None
Kimberly M. Mustin†††
Chief Executive Officer and Director
None
Paul D. Nobile†††
Executive Vice President
None
Christopher D. O'Connor†††
Executive Vice President
None
Irene Papadoulis**
Executive Vice President
None
Matthew Perrone*******
Executive Vice President
None
Cheryl M. Pipia†††
Executive Vice President
None
Bradley J. Skapyak*
Executive Vice President
President
Bill E. Sappington*
Executive Vice President and Director
None
Brie A. Steingarten*
Chief Legal Officer and Secretary
None
Eric P. Cola*
Senior Vice President
None
Mercedes Katz**
Senior Vice President
None
Mary T. Lomasney****
Senior Vice President
None
Joseph W. Connolly*
Chief Compliance Officer (Investment Advisory Business)
Chief Compliance Officer
Jaynthi Gandhi†††
Chief Compliance Officer (Broker-Dealer Business)
None
Katherine M. Scott*
Chief Risk Officer
None
Anthony Mayo*
Chief  Technology Officer
None
Maria Georgopoulos*
Vice President – Facilities Management
None
Stewart Rosen*
Vice President – Facilities Management
None
Karin L. Waldmann**
Privacy Officer
None
Charles Doumar†††
Vice President – Tax
None
Timothy I. Barrett**
Vice President
None
Jill Gill*
Vice President
None
Kathleen Geis††
Vice President
None
Joseph R. Kane***
Vice President – Tax
None
Donna M. Impagliazzo**
Vice President – Compliance
None
Carla R. Wanzer**
Vice President
None
Claudine Orloski***
Vice President – Tax
None
John Shea†††
Vice President – Finance
None
Christopher A. Stallone**
Vice President
None
Susan Verbil******
Vice President – Finance
None
William Verity******
Vice President – Finance
None
James Windels*******
Vice President
Treasurer
Ronny Santos*
Assistant Vice President
None
James Bitetto*
Assistant Secretary
Vice President and
Assistant Secretary
Audrey Edwards***
Assistant Secretary
None
Susan K. Maroni***
Assistant Secretary
None
Cristina Rice***
Assistant Secretary
None
Victor R. Siclari***
Assistant Secretary
None

*
Principal business address is 200 Park Avenue, New York, NY 10166.
**
Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.
***
Principal business address is BNY Mellon Center, 500 Grant Street, Pittsburgh, PA 15258.
****
Principal business address is One Boston Place, Boston, MA 02108.
*****
Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.
******
Principal business address is 101 Barclay Street, New York 10286.
*******
Principal business address is 2 Hanson Place, Brooklyn, NY 11217.
Principal business address is 201 Columbine Street, Suite 200, Denver, CO 80206.
††
Principal business address is 525 William Penn Place, Pittsburgh, PA 15259.
†††
Principal business address is 225 Liberty Street, New York, NY 10286.

Item 33.                      Location of Accounts and Records
 
1.
The Bank of New York Mellon
 
225 Liberty Street
 
New York, New York 10286
   
2.
The Bank of New York Mellon
 
One Mellon Bank Center
 
Pittsburgh, Pennsylvania 15258
   
3.
BNY Mellon Investment Servicing (US), Inc.
 
4400 Computer Drive
 
Westborough, MA 01581
   
4.
The Dreyfus Corporation
 
200 Park Avenue
 
New York, New York 10166
   
5.
The Dreyfus Corporation
 
2 Hanson Place
 
Brooklyn, New York 11217


Item 34.
Management Services
 
Not Applicable
   
Item 35.
Undertakings
 
None


SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, the Registrant, Dreyfus Municipal Bond Opportunity Fund, has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 21st day of January, 2016.
 

 

 

 
 
Dreyfus Municipal Bond Opportunity Fund
   
   
 
BY:
/s/ Bradley J. Skapyak*
   
Bradley J. Skapyak, PRESIDENT

Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
 
Signatures
 
Title
 
Date
         
/s/ Bradley J. Skapyak*
 
President (Principal Executive Officer)
 
1/21/16
Bradley J. Skapyak
       
/s/ James Windels*
 
Treasurer (Principal Financial
and Accounting Officer)
 
1/21/16
James Windels
       
         
/s/ Joseph S. DiMartino*
 
Chairman of the Board
 
1/21/16
Joseph S. DiMartino
       
         
/s/ Francine J. Bovich*
 
Board Member
 
1/21/16
Francine J. Bovich
       
         
/s/ Peggy C. Davis*
 
Board Member
 
1/21/16
Peggy C. Davis
       
         
/s/ Diane Dunst*
 
Board Member
 
1/21/16
Diane Dunst
       
         
/s/ Robin A. Melvin*
 
Board Member
 
1/21/16
Robin A. Melvin
       
         
/s/ Nathan Leventhal*
 
Board Member
 
1/21/16
Nathan Leventhal
       

 
*BY:
/s/ Joni L. Charatan
 
 
Joni L. Charatan
Attorney-in-Fact

 
INDEX OF EXHIBITS
 
Exhibits
 
(n)(i)
Rule 18f-3 Plan, amended as of November 13, 2015.
   
(n)(ii)
Rule 18f-3 Plan, effective as of February 1, 2016.