a. How many Classes of shares of the Fund (if
any) are
authorized?
| 5 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | BNY Mellon Opportunistic Municipal Securities Fund - Class A |
ii. Class identification number, if any | C000000131 |
iii. Ticker symbol, if any | PTEBX |
Shares Outstanding Record:
2 |
i. Full name of Class | BNY Mellon Opportunistic Municipal Securities Fund - Class C |
ii. Class identification number, if any | C000000133 |
iii. Ticker symbol, if any | DMBCX |
Shares Outstanding Record:
3 |
i. Full name of Class | BNY Mellon Opportunistic Municipal Securities Fund - Class Z |
ii. Class identification number, if any | C000001400 |
iii. Ticker symbol, if any | DMBZX |
Shares Outstanding Record:
4 |
i. Full name of Class | BNY Mellon Opportunistic Municipal Securities Fund - Class Y |
ii. Class identification number, if any | C000173299 |
iii. Ticker symbol, if any | DMBYX |
Shares Outstanding Record:
5 |
i. Full name of Class | BNY Mellon Opportunistic Municipal Securities Fund - Class I |
ii. Class identification number, if any | C000173300 |
iii. Ticker symbol, if any | DMBVX |
|
Broker Dealers Record:
1 |
a. Full name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 008-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
2 |
a. Full name | Hedgemark Securities, LLC |
b. SEC file number | 008-69106 |
c. CRD number | 000164503 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
3 |
a. Full name | BNY Mellon Securities Corporation |
b. SEC file number | 008-13801 |
c. CRD number | 000000231 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
4 |
a. Full name | Pershing Advisor Solutions LLC |
b. SEC file number | 008-47425 |
c. CRD number | 000036671 |
d. LEI, if any | 549300KTC63JRN36GZ84 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
5 |
a. Full name | Pershing LLC |
b. SEC file number | 008-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
6 |
a. Full name | BNY Mellon Asset Management Canada Ltd. |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
7 |
a. Full name | BNY Mellon Capital Markets EMEA Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 213800O5FBGOWU89LN14 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
8 |
a. Full name | BNY Mellon Investment Management Australia Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 2ZQTMYGDRJZ57CRSPU33 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
9 |
a. Full name | BNY Mellon Investment Management EMEA Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 213800X5NCNIAF9USD75 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
10 |
a. Full name | BNY Mellon Investment Management Hong Kong Limited |
b. SEC file number | 008-00000 |
c. CRD number | 000169689 |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
11 |
a. Full name | BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
12 |
a. Full name | BNY Mellon Wealth Management, Advisory Services, Inc. |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
13 |
a. Full name | Pershing (Channel Islands) Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 2138009CM5DCI2OQW132 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
14 |
a. Full name | Pershing Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 213800R6YVGU4VP7XK84 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
15 |
a. Full name | Pershing Securities Australia Pty Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 5493008201YNLL3CPG58 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
16 |
a. Full name | Pershing Securities Canada Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 5493000WV47FDC28QG89 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
17 |
a. Full name | Pershing Securities International Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 549300PPJGN9E26TI110 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
18 |
a. Full name | Pershing Securities Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | 549300NC3GURN0AEZU06 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
19 |
a. Full name | The Bank of New York Mellon Securities Company Japan Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
20 |
a. Full name | The Bank of New York Mellon, S.A., Institucion de Banca Multiple |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
21 |
a. Full name | BNY Mellon Fund Management (Luxemboug), S.A. |
b. SEC file number | 008-00000 |
c. CRD number | 000283267 |
d. LEI, if any | 5N2ES2M2WGR2TO0Q5G40 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
Broker Dealers Record:
22 |
a. Full name | Pershing Securities Singapore Private Limited |
b. SEC file number | 008-00000 |
c. CRD number | N/A |
d. LEI, if any | N/A |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | CITIGROUP GLOBAL MARKETS INC. |
ii. SEC file number | 008-08177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,345,765.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC CAPITAL MARKETS, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,744,956.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | BARCLAYS CAPITAL INC. |
ii. SEC file number | 008-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,364,175.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | J.P. MORGAN SECURITIES LLC |
ii. SEC file number | 008-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,678,476.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | WELLS FARGO SECURITIES, LLC |
ii. SEC file number | 008-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,685,434.00 |
Principal Transactions Record:
6 |
i. Full name of dealer | MORGAN STANLEY & CO. LLC |
ii. SEC file number | 008-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,641,154.00 |
Principal Transactions Record:
7 |
i. Full name of dealer | GOLDMAN SACHS & CO. LLC |
ii. SEC file number | 008-00129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,596,869.00 |
Principal Transactions Record:
8 |
i. Full name of dealer | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
ii. SEC file number | 008-07221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,182,878.00 |
Principal Transactions Record:
9 |
i. Full name of dealer | B. C. ZIEGLER AND COMPANY |
ii. SEC file number | 008-00094 |
iii. CRD number | 000000061 |
iv. LEI, if any | N/A |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,619,425.00 |
Principal Transactions Record:
10 |
i. Full name of dealer | CABRERA CAPITAL MARKETS, LLC |
ii. SEC file number | 008-26406 |
iii. CRD number | 000010081 |
iv. LEI, if any | 254900BIRJU76JRBK985 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,295,140.00 |