0001209191-16-151447.txt : 20161121 0001209191-16-151447.hdr.sgml : 20161121 20161121162559 ACCESSION NUMBER: 0001209191-16-151447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIASAT INC CENTRAL INDEX KEY: 0000797721 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 330174996 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 760-476-2200 MAIL ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duffy Shawn Lynn CENTRAL INDEX KEY: 0001548472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21767 FILM NUMBER: 162010591 MAIL ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-17 0 0000797721 VIASAT INC VSAT 0001548472 Duffy Shawn Lynn 6155 EL CAMINO REAL CARLSBAD CA 92009 0 1 0 0 Chief Financial Officer $.0001 par value common stock 2016-11-17 4 M 0 1875 0.00 A 14346 D $.0001 par value common stock 2016-11-17 4 F 0 705 69.74 D 13641 D $.0001 par value common stock 1427 I By 401(k) stock option, right to buy 69.74 2016-11-17 4 A 0 27500 0.00 A 2022-11-17 common stock 27500 27500 D restricted stock unit 2016-11-17 4 A 0 9167 0.00 A common stock 9167 9167 D restricted stock unit 0.00 2016-11-17 4 M 0 1875 0.00 D common stock 1875 3750 D This entry represents the number of shares of ViaSat, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the Reporting Person. These shares were not sold by the Reporting Person but were instead offset from the total number of vested shares received by the Reporting Person from the Issuer. The option vests in four (4) equal annual installments beginning on 11/17/2017. Each restricted stock unit represents a contingent right to receive one share of ViaSat, Inc. common stock. Subject to the reporting person's election to defer the receipt of common stock, the units vest and convert into shares of common stock of the Issuer at a rate of 1/4 on the 13th month anniversary of the grant date; 1/4th on the second anniversary of the grant date; 1/4th on the third anniversary of the grant date and 1/4 on the fourth anniversary of the grant date. Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the issuer. The original restricted stock unit grant was for 7,500 restricted stock units on 11/17/2014. Subject to the reporting persons's continued employment with the Issuer, the units vest and convert into shares of common stock (on a 1-for-1 basis) in four (4) equal annual installments beginning on 11/17/2015. Kathleen K. Hollenbeck, under power of attorney 2016-11-21