FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/08/2016 |
3. Issuer Name and Ticker or Trading Symbol
VIASAT INC [ VSAT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
$.0001 par value common stock | 6,934 | D | |
$.0001 par value common stock | 256 | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
restricted stock units | (1) | (2) | common stock | 625 | $0.00 | D | |
restricted stock units | (3) | (2) | common stock | 1,124 | $0.00 | D | |
restricted stock units | (4) | (2) | common stock | 2,000 | $0.00 | D | |
restricted stock units | (5) | (2) | common stock | 2,625 | $0.00 | D | |
stock option right to buy | (6) | 11/17/2021 | common stock | 15,000 | $61.26 | D | |
restricted stock units | (7) | (2) | common stock | 5,000 | $0.00 | D |
Explanation of Responses: |
1. Subject to the reporting person's continued employment with the Issuer, this award (originally for 2,500 units) vests and converts into shares of common stock of the Issuer in four (4) equal annual installments beginning on 11/10/2013. |
2. Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment with the issuer. |
3. Subject to the reporting person's continued employment with the Issuer, this award (originally for 2,250 units) vests and converts into shares of common stock of the Issuer in four (4) equal annual installments beginning on 11/10/2014. |
4. Subject to the reporting person's continued employment with the Issuer, this award (originally for 4,000 units) vests and converts into shares of common stock of the Issuer in four (4) equal annual installments beginning on 08/11/2015. |
5. Subject to the reporting persons continued employment the Issuer, this award (originally for 3,500 units) vests and converts into shares of of common stock of the issuer in four (4) equal annual installments beginning on November 17, 2015. |
6. The option vests in four (4) equal annual installments beginning on 11/17/2016. |
7. Subject to the reporting person's continued employment with the Issuer, this award vests and converts into shares of common stock of the Issuer in four (4) equal annual installments beginning on 12/17/2016. |
Remarks: |
Kathleen K. Hollenbeck, under power of attorney. | 09/14/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |