0001209191-14-068009.txt : 20141112 0001209191-14-068009.hdr.sgml : 20141111 20141112144836 ACCESSION NUMBER: 0001209191-14-068009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141110 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIASAT INC CENTRAL INDEX KEY: 0000797721 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 330174996 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 760-476-2200 MAIL ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duffy Shawn Lynn CENTRAL INDEX KEY: 0001548472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21767 FILM NUMBER: 141213410 MAIL ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-10 0 0000797721 VIASAT INC VSAT 0001548472 Duffy Shawn Lynn 6155 EL CAMINO REAL CARLSBAD CA 92009 0 1 0 0 Chief Financial Officer $.0001 par value common stock 2014-11-10 4 M 0 3500 0.00 A 8920 D $.0001 par value common stock 2014-11-10 4 F 0 1313 63.01 D 7607 D $.0001 par value common stock 1158 I By 401(k) restricted stock unit 0.00 2014-11-10 4 M 0 1500 0.00 D common stock 1500 3000 D restricted stock unit 0.00 2014-11-10 4 M 0 1000 0.00 D common stock 1000 1000 D restricted stock unit 0.00 2014-11-10 4 M 0 1000 0.00 D common stock 1000 0 D This entry represents the number of shares of ViaSat, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the Reporting Person. These shares were not sold by the Reporting Person but were instead offset from the total number of vested shares received by the Reporting Person from the Issuer. Includes 74 shares purchased under the ViaSat Employee Stock Purchase Plan ("ESPP") on June 30, 2014 and 65 shares purchased under the ESPP on December 31, 2013. Includes 168 shares of common stock the reporting person acquired under the ViaSat 401(k)Plan, since the date of the reporting person's last ownership report. The original restricted stock unit grant was for 6,000 restricted stock units on 11/12/2012. Subject to the reporting persons election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1 for 1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the issuer. The original restricted stock unit grant was for 4,000 restricted stock units on 11/10/2011. Subject to the reporting person's continued employment with the Issuer, the units vest and convert into shares of common stock (on a 1 for 1 basis) in four equal annual installments beginning on 11/10/2012. The original restricted stock unit grant was for 4,000 restricted stock units on 11/10/2010. Subject to the reporting person's continued employment with the Issuer, the units vest and convert into shares of common stock (on a 1 for 1 basis) in four equal annual installments beginning on 11/10/2011. Shawn L. Duffy 2014-11-11