EX-99.77O RULE 10F-3 4 ex77o.txt Security Information Security Purchased CUSIP 136385AM3 Issuer CANADIAN NATURAL RESOURCES Underwriters BoA, Citigroup, DBSI, JP Morgan, RBC Capital Markets, BMO Capital Markets, BNP Paribas, CIBC, Daiwa Securities, Fortis Securities, Lazard, Mizuho Securities, Scotia Capital, SG Americas Securities Years of continuous operation, including predecessors > 3 years Security CNQCN 5.15% 2/1/2013 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Citigroup Firm commitment underwriting? Yes Trade date/Date of Offering 1/10/2008 Total amount of offering sold to QIBs 400,000,000 Total amount of any concurrent public offering 0 Total 400,000,000 Public offering price 99.97 Price paid if other than public offering price N/A Underwriting spread or commission 0.60% Rating Baa2/BBB Current yield 5.15% Benchmark vs Spread (basis points) 200 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund DWS Funds DWS Core Fixed Income VIP DWS 1,300,000 $ 1,299,623 0.33% DWS Lifecycle Long Range Fund DWS 775,000 $ 774,775 0.19% Total 2,075,000 $ 2,074,398 0.52% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 06406HBE8 Issuer BANK OF NEW YORK MELLON Underwriters DBSI, Goldman Sachs, Bank of NY Years of continuous operation, including predecessors > 3 years Security BK 4.95% 11/1/2012 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 10/25/2007 Total amount of offering sold to QIBs 1,000,000,000 Total amount of any concurrent public offering 0 Total 1,000,000,000 Public offering price 99.90 Price paid if other than public offering price N/A Underwriting spread or commission 0.05% Rating Aa2/A+ Current yield 4.96% Benchmark vs Spread (basis points) 100 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund New York Funds DWS Core Fixed Income Fund New York 2,410,000 $ 2,407,566 0.24% DWS Lifecycle Long Range Fund New York 1,440,000 $ 1,438,546 0.14% DWS Short Duration Plus Fund New York 10,370,000 $ 10,359,526 1.04% Total 14,220,000 $ 14,205,638 1.42% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 11102AAB70 Issuer BRITISH TELECOM PLC Underwriters Barclays, Citigroup, DBSI, RBS Greenwich Capital, ABN Amro, HSBC, Mitsubishi UFJ, Mizuho Securities Years of continuous operation, including predecessors > 3 years Security BRITEL 5.15% 1/15/2013 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Barclays Firm commitment underwriting? Yes Trade date/Date of Offering 12/5/2007 Total amount of offering sold to QIBs 600,000,000 Total amount of any concurrent public offering 0 Total 600,000,000 Public offering price 99.79 Price paid if other than public offering price N/A Underwriting spread or commission 0.35% Rating Baa1/BBB+ Current yield 5.16% Benchmark vs Spread (basis points) 190 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund New York Funds DWS Bond VIP New York 600,000 $ 598,740 0.10% DWS Core Fixed Income Fund New York 4,300,000 $ 4,290,970 0.72% DWS Core Plus Income Fund New York 1,700,000 $ 1,696,430 0.28% DWS LifeCycle Long Range Fund New York 700,000 $ 698,530 0.12% Total 7,300,000 $ 7,284,670 1.22% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 44924EAB6 Issuer IBM INTERNATIONAL GROUP CAPITAL Underwriters Bear Stearns, DBSI, Lehman Brothers, Morgan Stanley, Barclays, BNP Paribas, JP Morgan, Merrill Lynch, UBS Years of continuous operation, including predecessors > 3 years Security IBM 5.05% 10/22/2012 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Morgan Stanley Firm commitment underwriting? Yes Trade date/Date of Offering 10/17/2007 Total amount of offering sold to QIBs 1,500,000,000 Total amount of any concurrent public offering 0 Total 1,500,000,000 Public offering price 99.92 Price paid if other than public offering price N/A Underwriting spread or commission 0.25% Rating A1/A+ Current yield 5.05% Benchmark vs Spread (basis points) 87 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund New York Funds DWS Lifecycle Long Range Fund New York 700,000 $ 699,447 0.05% Total 700,000 $ 699,447 0.05% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 70645JBD3 Issuer PEMEX PROJECT FUNDING MASTER TRUST Underwriters Credit Suisse, DBSI, Merrill Lynch, HSBC, Morgan Stanley, UBS Years of continuous operation, including predecessors > 3 years Security PEMEX 5.75% 3/1/2018 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Credit Suisse Firm commitment underwriting? Yes Trade date/Date of Offering 10/17/2007 Total amount of offering sold to QIBs 1,500,000,000 Total amount of any concurrent public offering 0 Total 1,500,000,000 Public offering price 99.32 Price paid if other than public offering price N/A Underwriting spread or commission 0.38% Rating Baa1/BBB+ Current yield 5.79% Benchmark vs Spread (basis points) 128 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Core Fixed Income VIP Chicago 910,000 $ 903,776 0.06% New York Funds DWS Core Fixed Income Fund New York 4,080,000 $ 4,052,093 0.27% DWS Lifecycle Long Range Fund New York 710,000 $ 705,144 0.05% Total 5,700,000 $ 5,661,012 0.38% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed.