EX-99.77O RULE 10F-3 8 ex77o.txt Security Information Security Purchased CUSIP 03063TAD6 Issuer AMERICREDIT AUTO RECEIVABLES TRUST Underwriters Credit Suisse, Lehman Brothers, UBS, Barclays, DBSI, Wachovia Years of continuous operation, including predecessors > 3 years Security AMCAR 2007-DF A3A Is the affiliate a manager or co-manager of offering? Co-Manager Name of underwriter or dealer from which purchased Lehman Brothers Firm commitment underwriting? Yes Trade date/Date of Offering 9/20/2007 Total amount of offering sold to QIBs 232,000,000 Total amount of any concurrent public offering 0 Total 232,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 0.22% Rating Aaa/AAA Current yield 5.49% Benchmark vs Spread (basis points) 28 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund New York Funds DWS Short Duration Fund New York 550,000 $ 550,000 0.24% Total 550,000 $ 550,000 0.24% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 06406HBE8 Issuer BANK OF NEW YORK MELLON Underwriters DBSI, Goldman Sachs, Bank of NY Years of continuous operation, including predecessors > 3 years Security BK 4.95% 11/1/2012 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 10/25/2007 Total amount of offering sold to QIBs 1,000,000,000 Total amount of any concurrent public offering 0 Total 1,000,000,000 Public offering price 99.90 Price paid if other than public offering price N/A Underwriting spread or commission 0.05% Rating Aa2/A+ Current yield 4.96% Benchmark vs Spread (basis points) 100 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* New York Funds DWS Core Fixed Income Fund New York 2,410,000 $ 2,407,566 0.24% DWS Lifecycle Long Range Fund New York 1,440,000 $ 1,438,546 0.14% Total 3,850,000 $ 3,846,112 0.39% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 18889LAA9 Issuer CLONDALKIN ACQUISITION Underwriters DBSI, Lehman Brothers Years of continuous operation, including predecessors > 3 years Security CLONDA 6.15% 12/15/2013 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Lehman Brothers Firm commitment underwriting? Yes Trade date/Date of Offering 6/12/2007 Total amount of offering sold to QIBs $ 399,314,775 Total amount of any concurrent public offering $ - Total $ 399,314,775 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 2.25% Rating Ba3/B+ Current yield 6.15% Benchmark vs Spread (basis points) 200 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 66,552 $ 66,552 0.02% DWS Balanced VIP Chicago 66,552 $ 66,552 0.02% DWS High Income Fund Chicago 638,904 $ 638,904 0.16% DWS High Income Trust Chicago 73,208 $ 73,208 0.02% DWS High Income VIP Chicago 99,829 $ 99,829 0.03% DWS Multi Market Income Trust Chicago 66,552 $ 66,552 0.02% DWS Strategic Income Fund Chicago 66,552 $ 66,552 0.02% DWS Strategic Income Trust Chicago 66,552 $ 66,552 0.02% DWS Strategic Income VIP Chicago 66,552 $ 66,552 0.02% New York Funds DWS High Income Plus Fund New York 119,794 $ 119,794 0.03% Total 1,331,049 $ 1,331,049 0.33% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 18889LAC5 Issuer CLONDALKIN ACQUISITION Underwriters DBSI, Lehman Brothers Years of continuous operation, including predecessors > 3 years Security CLONDA 7.36% 12/15/2013 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Lehman Brothers Firm commitment underwriting? Yes Trade date/Date of Offering 6/12/2007 Total amount of offering sold to QIBs $ 150,000,000 Total amount of any concurrent public offering $ - Total $ 150,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 2.25% Rating Ba3/B+ Current yield 7.36% Benchmark vs Spread (basis points) 200 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 85,000 $ 85,000 0.06% DWS Balanced VIP Chicago 75,000 $ 75,000 0.05% DWS High Income Fund Chicago 1,045,000 $ 1,045,000 0.70% DWS High Income Trust Chicago 125,000 $ 125,000 0.08% DWS High Income VIP Chicago 160,000 $ 160,000 0.11% DWS Multi Market Income Trust Chicago 80,000 $ 80,000 0.05% DWS Strategic Income Fund Chicago 75,000 $ 75,000 0.05% DWS Strategic Income Trust Chicago 75,000 $ 75,000 0.05% DWS Strategic Income VIP Chicago 75,000 $ 75,000 0.05% New York Funds DWS High Income Plus Fund New York 205,000 $ 205,000 0.14% Total 2,000,000 $ 2,000,000 1.33% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. Where security performance is 0.00%, the purchase price is the same as the sale price (or, if the security was not sold, the price at quarter-end). *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 226566AD9 Issuer CRICKET COMMUNICATIONS Underwriters Citigroup, DBSI, Goldman Sachs Years of continuous operation, including predecessors > 3 years Security LEAP 9.375% 11/1/2014 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Citigroup Firm commitment underwriting? Yes Trade date/Date of Offering 6/1/2007 Total amount of offering sold to QIBs $ 350,000,000 Total amount of any concurrent public offering $ - Total $ 350,000,000 Public offering price 106.00 Price paid if other than public offering price N/A Underwriting spread or commission 1.00% Rating Caa1/CCC Current yield 8.84% Benchmark vs Spread (basis points) 304 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 680,000 $ 720,800 0.19% DWS Balanced VIP Chicago 220,000 $ 233,200 0.06% DWS High Income Fund Chicago 8,610,000 $ 9,126,600 2.46% DWS High Income Trust Chicago 1,020,000 $ 1,081,200 0.29% DWS High Income VIP Chicago 1,310,000 $ 1,388,600 0.37% DWS Multi Market Income Trust Chicago 620,000 $ 657,200 0.18% DWS Strategic Income Fund Chicago 555,000 $ 588,300 0.16% DWS Strategic Income Trust Chicago 160,000 $ 169,600 0.05% DWS Strategic Income VIP Chicago 140,000 $ 148,400 0.04% New York Funds DWS High Income Plus Fund New York 1,685,000 $ 1,786,100 0.48% Total 15,000,000 $ 15,900,000 4.29% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 281023AS0 Issuer EDISON MISSION ENERGY Underwriters Citigroup, Credit Suisse, DBSI, Goldman Sachs, JP Morgan, Lehman Brothers, Merrill Lynch, RBS Greenwich Capital, UBS Years of continuous operation, including predecessors > 3 years Security EIX 7% 5/15/2017 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Citigroup Firm commitment underwriting? Yes Trade date/Date of Offering 5/1/2007 Total amount of offering sold to QIBs $ 1,200,000,000 Total amount of any concurrent public offering $ - Total $ 1,200,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 0.75% Rating B1/BB- Current yield 7.00% Benchmark vs Spread (basis points) 239 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 545,000 $ 545,000 0.05% DWS Balanced VIP Chicago 175,000 $ 175,000 0.01% DWS High Income Fund Chicago 6,910,000 $ 6,910,000 0.58% DWS High Income Trust Chicago 815,000 $ 815,000 0.07% DWS High Income VIP Chicago 1,045,000 $ 1,045,000 0.09% DWS Multi Market Income Trust Chicago 420,000 $ 420,000 0.04% DWS Strategic Income Fund Chicago 445,000 $ 445,000 0.04% DWS Strategic Income Trust Chicago 100,000 $ 100,000 0.01% DWS Strategic Income VIP Chicago 110,000 $ 110,000 0.01% New York Funds DWS Bond VIP New York 57,000 $ 57,000 0.00% DWS Core Plus Income Fund New York 177,000 $ 177,000 0.01% DWS High Income Plus Fund New York 1,360,000 $ 1,360,000 0.11% DWS Short Duration Plus Fund New York 75,000 $ 75,000 0.01% Total 12,234,000 $ 12,234,000 1.02% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 29268BAC5 Issuer ENEL FINANCE INTERNATIONAL Underwriters Citigroup, Credit Suisse, DBSI, Goldman Sachs, JP Morgan, Morgan Stanley Years of continuous operation, including predecessors > 3 years Security ENEL 6.8% 9/15/2037 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Credit Suisse Firm commitment underwriting? Yes Trade date/Date of Offering 9/13/2007 Total amount of offering sold to QIBs 1,000,000,000 Total amount of any concurrent public offering 0 Total 1,000,000,000 Public offering price 99.74 Price paid if other than public offering price N/A Underwriting spread or commission 0.88% Rating A1/A Current yield 6.84% Benchmark vs Spread (basis points) 209 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Core Fixed Income VIP Chicago 810,000 $ 807,854 0.08% New York Funds DWS Core Fixed Income Fund New York 3,345,000 $ 3,336,136 0.33% Total 4,155,000 $ 4,143,989 0.42% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 319963AN4 Issuer FIRST DATA CORP Underwriters Citigroup, Credit Suisse, DBSI, Goldman Sachs, HSBC, Lehman Brothers, Merrill Lynch Years of continuous operation, including predecessors > 3 years Security FDC 9.875% 9/24/2015 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Citigroup Firm commitment underwriting? Yes Trade date/Date of Offering 10/16/2007 Total amount of offering sold to QIBs 2,200,000,000 Total amount of any concurrent public offering 0 Total 2,200,000,000 Public offering price 94.80 Price paid if other than public offering price N/A Rating B3/B- Current yield 10.42% Benchmark vs Spread (basis points) 623 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* Chicago Funds DWS Balanced Fund Chicago 1,635,000 $ 1,549,915 0.07% DWS Strategic Income Fund Chicago 1,385,000 $ 1,312,925 0.06% New York Funds DWS High Income Plus Fund New York 3,940,000 $ 3,734,962 0.18% Total 6,960,000 $ 6,597,802 0.32% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP NZFBUE0001S0 Issuer FLETCHER BUILDING LTD Underwriters Goldman Sachs, DBSI Years of continuous operation, including predecessors > 3 years Ticker FBU NZ Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 5/24/2007 Total dollar amount of offering sold to QIBs $ 237,640,000 Total dollar amount of any concurrent public offering $ - Total $ 237,640,000 Public offering price $ 9.14 Price paid if other than public offering price N/A Underwriting spread or commission $ 0.06 Rating N/A Current yield N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS International Select Equity VIP Chicago 5,300 $ 48,419 0.02% New York Funds DWS International Equity Fund New York 4,100 $ 37,456 0.02% DWS International Fund New York 31,700 $ 289,600 0.12% DWS International Select Equity Fund New York 4,100 $ 37,456 0.02% DWS International VIP New York 13,200 $ 120,590 0.05% Total 58,400 $ 533,521 0.22% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 34460XAA7 Issuer FONTAINEBLEAU LAS VEGAS Underwriters BoA, Barclays, DBSI, Merrill Lynch, Daiwa Securities, Greenwich Capital Markets, JP Morgan Years of continuous operation, including predecessors > 3 years Security FBLEAU 10.25% 6/15/2015 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased BoA Firm commitment underwriting? Yes Trade date/Date of Offering 5/24/2007 Total amount of offering sold to QIBs $ 675,000,000 Total amount of any concurrent public offering $ - Total $ 675,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 2.50% Rating Caa1/CCC+ Current yield 10.25% Benchmark vs Spread (basis points) 538 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 245,000 $ 245,000 0.04% DWS Balanced VIP Chicago 80,000 $ 80,000 0.01% DWS High Income Fund Chicago 3,155,000 $ 3,155,000 0.47% DWS High Income Trust Chicago 375,000 $ 375,000 0.06% DWS High Income VIP Chicago 480,000 $ 480,000 0.07% DWS Multi Market Income Trust Chicago 225,000 $ 225,000 0.03% DWS Strategic Income Fund Chicago 205,000 $ 205,000 0.03% DWS Strategic Income Trust Chicago 60,000 $ 60,000 0.01% DWS Strategic Income VIP Chicago 55,000 $ 55,000 0.01% New York Funds DWS High Income Plus Fund New York 620,000 $ 620,000 0.09% Total 5,500,000 $ 5,500,000 0.81% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 302570AX4 Issuer FPL GROUP CAPITAL INC Underwriters BoA, JP Morgan, Lehman Brothers, Wachovia, Bear Stearns, Calyon, DBSI, Fortis Bank, HSBC, RBS Greenwich Capital, SunTrust Robinson Humphrey, Williams Capital Group Years of continuous operation, including predecessors > 3 years Security FPL FRN 6/15/2067 Is the affiliate a manager or co-manager of offering? Co-Manager Name of underwriter or dealer from which purchased JP Morgan Firm commitment underwriting? Yes Trade date/Date of Offering 6/6/2007 Total amount of offering sold to QIBs $ 400,000,000 Total amount of any concurrent public offering $ - Total $ 400,000,000 Public offering price 99.84 Price paid if other than public offering price N/A Underwriting spread or commission 1.00% Rating A3/BBB+ Current yield 7.11% Benchmark vs Spread (basis points) 170 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Core Fixed Income VIP Chicago 1,359,000 $ 1,356,826 0.34% New York Funds DWS Bond VIP New York 360,000 $ 359,424 0.09% DWS Core Fixed Income Fund New York 5,955,000 $ 5,945,472 1.49% DWS Core Plus Income Fund New York 920,000 $ 918,528 0.23% DWS Lifecycle Long Range Fund New York 1,037,000 $ 1,035,341 0.26% Total 9,631,000 $ 9,615,590 2.41% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 302570AY2 Issuer FPL GROUP CAPITAL INC Underwriters Barclays, Greenwich Capital Markets, JP Morgan, Wachovia, BBVA, Bear Stearns, DBSI, HVB Capital Markets, Lazard, Williams Capital Group Years of continuous operation, including predecessors > 3 years Security FPL FRN 9/10/2067 Is the affiliate a manager or co-manager of offering? Co-Manager Name of underwriter or dealer from which purchased Wachovia Firm commitment underwriting? Yes Trade date/Date of Offering 9/10/2007 Total amount of offering sold to QIBs 250,000,000 Total amount of any concurrent public offering 0 Total 250,000,000 Public offering price 99.78 Price paid if other than public offering price N/A Underwriting spread or commission 1.00% Rating A3//BBB+ Current yield 7.86% Benchmark vs Spread (basis points) 300 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Core Fixed Income VIP Chicago 275,000 $ 274,381 0.11% New York Funds DWS Bond VIP New York 20,000 $ 19,955 0.01% DWS Core Fixed Income Fund New York 1,125,000 $ 1,122,469 0.45% DWS Lifecycle Long Range Fund New York 170,000 $ 169,618 0.07% Total 1,590,000 $ 1,586,423 0.64% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 53956RAA1 Issuer LOCAL TV FINANCE Underwriters DBSI, UBS Years of continuous operation, including predecessors > 3 years Security LOCAL 9.25% 6/15/2015 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased UBS Firm commitment underwriting? Yes Trade date/Date of Offering 5/2/2007 Total amount of offering sold to QIBs $ 190,000,000.00 Total amount of any concurrent public offering $ - Total $ 190,000,000.00 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 2.25% Rating Caa1/CCC+ Current yield 9.25% Benchmark vs Spread (basis points) 463 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 225,000 $ 225,000 0.12% DWS Balanced VIP Chicago 75,000 $ 75,000 0.04% DWS High Income Fund Chicago 2,890,000 $ 2,890,000 1.52% DWS High Income Trust Chicago 345,000 $ 345,000 0.18% DWS High Income VIP Chicago 445,000 $ 445,000 0.23% DWS Multi Market Income Trust Chicago 175,000 $ 175,000 0.09% DWS Strategic Income Fund Chicago 185,000 $ 185,000 0.10% DWS Strategic Income Trust Chicago 40,000 $ 40,000 0.02% DWS Strategic Income VIP Chicago 50,000 $ 50,000 0.03% New York Funds DWS High Income Plus Fund New York 570,000 $ 570,000 0.30% Total 5,000,000 $ 5,000,000 2.63% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 552078AY3 Issuer LYONDELL CHEMICAL Underwriters BoA, Citigroup, DBSI, JP Morgan, Bank of NY, Credit Suisse, HVB Capital Markets, Morgan Stanley, Natexis Banque, Robert W Baird, SG Americas Securities, UBS, Wachovia Years of continuous operation, including predecessors > 3 years Security LYO 6.875% 6/15/2017 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Citigroup Firm commitment underwriting? Yes Trade date/Date of Offering 5/30/2007 Total amount of offering sold to QIBs $ 510,000,000 Total amount of any concurrent public offering $ - Total $ 510,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 1.50% Rating B1/B+ Current yield 6.88% Benchmark vs Spread (basis points) 201 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 900,000 $ 900,000 0.18% DWS Balanced VIP Chicago 290,000 $ 290,000 0.06% DWS High Income Fund Chicago 11,485,000 $ 11,485,000 2.25% DWS High Income Trust Chicago 1,365,000 $ 1,365,000 0.27% DWS High Income VIP Chicago 1,750,000 $ 1,750,000 0.34% DWS Multi Market Income Trust Chicago 805,000 $ 805,000 0.16% DWS Strategic Income Fund Chicago 740,000 $ 740,000 0.15% DWS Strategic Income Trust Chicago 215,000 $ 215,000 0.04% DWS Strategic Income VIP Chicago 190,000 $ 190,000 0.04% New York Funds DWS High Income Plus Fund New York 2,260,000 $ 2,260,000 0.44% Total 20,000,000 $ 20,000,000 3.92% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 617446V71 Issuer MORGAN STANLEY Underwriters Morgan Stanley, Blaylock & Co, Calyon, DBSI, Mitsubishi UFJ, Santander Investment Securities, Scotia Capital, Williams Capital Group Years of continuous operation, including predecessors > 3 years Security MS 6.25% 8/28/2017 Is the affiliate a manager or co-manager of offering? Co-Manager Name of underwriter or dealer from which purchased Morgan Stanley Firm commitment underwriting? Yes Trade date/Date of Offering 8/23/2007 Total amount of offering sold to QIBs 1,500,000,000 Total amount of any concurrent public offering 0 Total 1,500,000,000 Public offering price 99.85 Price paid if other than public offering price N/A Underwriting spread or commission 0.45% Rating Aa3/AA- Current yield 6.26% Benchmark vs Spread (basis points) 75 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Core Fixed Income VIP Chicago 100,000 $ 99,853 0.01% New York Funds DWS Core Fixed Income Fund New York 300,000 $ 299,559 0.02% DWS Lifecycle Long Range Fund New York 450,000 $ 449,339 0.03% Total 850,000 $ 848,751 0.06% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 67090FAC0 Issuer NUVEEN INVESTMENTS INC Underwriters DBSI, Merrill Lynch, Morgan Stanley, Wachovia Years of continuous operation, including predecessors > 3 years Security NUVINV 10.5% 11/15/2015 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Merrill Lynch Firm commitment underwriting? Yes Trade date/Date of Offering 10/31/2007 Total amount of offering sold to QIBs 785,000,000 Total amount of any concurrent public offering 0 Total 785,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Rating B3/B- Current yield 10.50% Benchmark vs Spread (basis points) 620 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* Chicago Funds DWS Balanced Fund Chicago 470,000 $ 470,000 0.06% DWS Strategic Income Fund Chicago 400,000 $ 400,000 0.05% New York Funds DWS High Income Plus Fund New York 1,120,000 $ 1,120,000 0.14% Total 1,990,000 $ 1,990,000 0.25% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 67105EAA0 Issuer OUTBACK STEAKHOUSE INC Underwriters BoA, DBSI, ABN Amro, GE Capital Markets, Rabo Securities USA, SunTrust Robinson Humphrey, Wells Fargo Years of continuous operation, including predecessors > 3 years Security OSI 10% 6/15/2015 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased BoA Firm commitment underwriting? Yes Trade date/Date of Offering 6/8/2007 Total amount of offering sold to QIBs $ 550,000,000 Total amount of any concurrent public offering $ - Total $ 550,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 2.25% Rating Caa1/CCC+ Current yield 10.00% Benchmark vs Spread (basis points) 488 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 455,000 $ 455,000 0.08% DWS Balanced VIP Chicago 145,000 $ 145,000 0.03% DWS High Income Fund Chicago 5,735,000 $ 5,735,000 1.04% DWS High Income Trust Chicago 680,000 $ 680,000 0.12% DWS High Income VIP Chicago 870,000 $ 870,000 0.16% DWS Multi Market Income Trust Chicago 415,000 $ 415,000 0.08% DWS Strategic Income Fund Chicago 370,000 $ 370,000 0.07% DWS Strategic Income Trust Chicago 105,000 $ 105,000 0.02% DWS Strategic Income VIP Chicago 95,000 $ 95,000 0.02% New York Funds DWS High Income Plus Fund New York 1,130,000 $ 1,130,000 0.21% Total 10,000,000 $ 10,000,000 1.82% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased Comparison Security Comparison Security CUSIP 70645JBD3 Issuer PEMEX PROJECT FUNDING MASTER TRUST Underwriters Credit Suisse, DBSI, Merrill Lynch, HSBC, Morgan Stanley, UBS Years of continuous operation, including predecessors > 3 years Security PEMEX 5.75% 3/1/2018 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Credit Suisse Firm commitment underwriting? Yes Trade date/Date of Offering 10/17/2007 Total amount of offering sold to QIBs 1,500,000,000 Total amount of any concurrent public offering 0 Total 1,500,000,000 Public offering price 99.32 Price paid if other than public offering price N/A Underwriting spread or commission 0.38% Rating Baa1/BBB+ Current yield 5.79% Benchmark vs Spread (basis points) 128 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* Chicago Funds DWS Core Fixed Income VIP Chicago 910,000 $ 903,776 0.06% New York Funds DWS Core Fixed Income Fund New York 4,080,000 $ 4,052,093 0.27% DWS Lifecycle Long Range Fund New York 710,000 $ 705,144 0.05% Total 5,700,000 $ 5,661,012 0.38% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 75952BAP0 Issuer RELIANT ENERGY Underwriters DBSI, Goldman Sachs, JP Morgan, Merrill Lynch, ABN Amro, Bear Stearns Years of continuous operation, including predecessors > 3 years Security RRI 7.875% 6/15/2017 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 6/6/2007 Total amount of offering sold to QIBs $ 725,000,000 Total amount of any concurrent public offering $ - Total $ 725,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 1.75% Rating B3/B- Current yield 7.83% Benchmark vs Spread (basis points) 292 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 440,000 $ 440,000 0.06% DWS Balanced VIP Chicago 145,000 $ 145,000 0.02% DWS High Income Fund Chicago 5,700,000 $ 5,700,000 0.79% DWS High Income Trust Chicago 675,000 $ 675,000 0.09% DWS High Income VIP Chicago 870,000 $ 870,000 0.12% DWS Multi Market Income Trust Chicago 415,000 $ 415,000 0.06% DWS Strategic Income Fund Chicago 370,000 $ 370,000 0.05% DWS Strategic Income Trust Chicago 105,000 $ 105,000 0.01% DWS Strategic Income VIP Chicago 95,000 $ 95,000 0.01% New York Funds DWS High Income Plus Fund New York 1,125,000 $ 1,125,000 0.16% DWS Short Duration Plus Fund New York 60,000 $ 60,000 0.01% Total 10,000,000 $ 10,000,000 1.38% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 74955WAJ8 Issuer RH DONNELLEY CORP Underwriters JP Morgan, BoA, Bear Stearns, Credit Suisse, DBSI, Wachovia, Barclays, BNP Paribas, GE Capital Markets, ING Financial, RBS Greenwich Capital, Scotia Capital Years of continuous operation, including predecessors > 3 years Security RHD 8.875% 10/15/2017 Is the affiliate a manager or co-manager of offering? Senior Co-Manager Name of underwriter or dealer from which purchased JP Morgan Firm commitment underwriting? Yes Trade date/Date of Offering 9/19/2007 Total amount of offering sold to QIBs 1,500,000,000 Total amount of any concurrent public offering 0 Total 1,500,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 1.75% Rating B3/B Current yield 8.88% Benchmark vs Spread (basis points) 436 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 240,000 $ 240,000 0.02% DWS Balanced VIP Chicago 75,000 $ 75,000 0.01% DWS High Income Fund Chicago 2,880,000 $ 2,880,000 0.19% DWS High Income Trust Chicago 335,000 $ 335,000 0.02% DWS High Income VIP Chicago 400,000 $ 400,000 0.03% DWS Multi Market Income Trust Chicago 200,000 $ 200,000 0.01% DWS Strategic Income Fund Chicago 200,000 $ 200,000 0.01% DWS Strategic Income Trust Chicago 55,000 $ 55,000 0.00% DWS Strategic Income VIP Chicago 50,000 $ 50,000 0.00% New York Funds DWS Bond VIP New York 30,000 $ 30,000 0.00% DWS Core Fixed Income Fund New York 86,000 $ 86,000 0.01% DWS High Income Plus Fund New York 565,000 $ 565,000 0.04% Total 5,116,000 $ 5,116,000 0.34% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 800907AL1 Issuer SANMINA-SCI CORP Underwriters BoA, Citigroup, DBSI, Keybanc Capital Markets, Scotia Capital, Suntrust Capital Markets, Wells Fargo Years of continuous operation, including predecessors > 3 years Security SANM FRN 6/15/2010 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased BoA Firm commitment underwriting? Yes Trade date/Date of Offering 6/7/2007 Total amount of offering sold to QIBs $ 300,000,000 Total amount of any concurrent public offering $ - Total $ 300,000,000 Public offering price 100.00 Price paid if other than public offering price N/A Underwriting spread or commission 2.00% Rating Ba3/B+ Current yield 8.11% Benchmark vs Spread (basis points) 275 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Balanced Fund Chicago 185,000 $ 185,000 0.06% DWS Balanced VIP Chicago 60,000 $ 60,000 0.02% DWS High Income Fund Chicago 2,380,000 $ 2,380,000 0.79% DWS High Income Trust Chicago 285,000 $ 285,000 0.10% DWS High Income VIP Chicago 360,000 $ 360,000 0.12% DWS Multi Market Income Trust Chicago 175,000 $ 175,000 0.06% DWS Strategic Income Fund Chicago 155,000 $ 155,000 0.05% DWS Strategic Income Trust Chicago 45,000 $ 45,000 0.02% DWS Strategic Income VIP Chicago 40,000 $ 40,000 0.01% New York Funds DWS High Income Plus Fund New York 470,000 $ 470,000 0.16% DWS Short Duration Plus Fund New York 20,000 $ 20,000 0.01% Total 4,175,000 $ 4,175,000 1.39% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 902133AA5 Issuer TYCO ELECTRONICS GROUP Underwriters BoA, Citigroup, DBSI, Goldman Sachs, Morgan Stanley, UBS, Barclays, BNP Paribas, JP Morgan Years of continuous operation, including predecessors > 3 years Security TEL 6% 10/1/2012 Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 9/20/2007 Total amount of offering sold to QIBs 800,000,000 Total amount of any concurrent public offering 0 Total 800,000,000 Public offering price 99.96 Price paid if other than public offering price N/A Underwriting spread or commission 0.60% Rating Baa2/BBB Current yield 6.00% Benchmark vs Spread (basis points) 165 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund New York Funds DWS Bond VIP New York 575,000 $ 574,747 0.07% DWS Core Fixed Income Fund New York 4,000,000 $ 3,998,240 0.50% DWS Short Duration Fund New York 305,000 $ 304,866 0.04% Total 4,880,000 $ 4,877,853 0.61% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP US46630Q2021 Issuer VTB BANK Underwriters Citigroup, DBSI, Goldman Sachs, Renaissance Capital Group Years of continuous operation, including predecessors > 3 years Ticker VTBR LI Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 5/11/2007 Total dollar amount of offering sold to QIBs $ 7,988,131,000 Total dollar amount of any concurrent public offering $ - Total $ 7,988,131,000 Public offering price $ 10.56 Price paid if other than public offering price N/A Underwriting spread or commission $ 0.12 Rating N/A Current yield N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Global Thematic VIP Chicago 26,100 $ 275,616 0.00% DWS International Select Equity VIP Chicago 64,400 $ 680,064 0.01% New York Funds DWS Emerging Markets Equity Fund New York 68,100 $ 719,136 0.01% DWS Global Thematic Fund New York 320,600 $ 3,385,536 0.04% DWS International Equity Fund New York 50,400 $ 532,224 0.01% DWS International Fund New York 387,000 $ 4,086,720 0.05% DWS International Select Equity Fund New York 50,200 $ 530,112 0.01% DWS International VIP New York 160,500 $ 1,694,880 0.02% Total 1,127,300 $ 11,904,288 0.15% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP DE000WACK012 Issuer WACKER CONSTRUCTION EQUIPMENT Underwriters DBSI, Sal Oppenheim Jr, UBS Years of continuous operation, including predecessors > 3 years Ticker WAC GR Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased UBS Firm commitment underwriting? Yes Trade date/Date of Offering 5/14/2007 Total dollar amount of offering sold to QIBs $ 478,782,139 Total dollar amount of any concurrent public offering $ - Total $ 478,782,139 Public offering price $ 29.93 Price paid if other than public offering price N/A Underwriting spread or commission $ 0.87 Rating N/A Current yield N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Global Thematic VIP Chicago 2,200 $ 65,836 0.01% DWS International Select Equity VIP Chicago 6,694 $ 200,321 0.04% New York Funds DWS Global Opportunities Fund New York 18,800 $ 562,599 0.12% DWS Global Opportunities VIP New York 7,700 $ 230,426 0.05% DWS Global Thematic Fund New York 27,000 $ 807,988 0.17% DWS International Equity Fund New York 3,304 $ 98,874 0.02% DWS International Fund New York 25,390 $ 759,808 0.16% DWS International Select Equity Fund New York 6,617 $ 198,017 0.04% DWS International VIP New York 9,978 $ 298,597 0.06% Total 107,683 $ 3,222,468 0.67% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP 931142CK7 Issuer WAL-MART STORES INC Underwriters BoA, Citigroup, Credit Suisse, Goldman Sachs, Barclays, DBSI, Dresdner Kleinwort, HSBC, JP Morgan, Lehman Brothers, Mitsubishi UFJ, Mizuho Securities, Morgan Stanley, RBS Greenwich Capital, Standard Chartered Bank, UBS, Wachovia Years of continuous operation, including predecessors > 3 years Security WMT 6.5% 8/15/2037 Is the affiliate a manager or co-manager of offering? Co-Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 8/17/2007 Total amount of offering sold to QIBs 2,250,000,000 Total amount of any concurrent public offering 0 Total 2,250,000,000 Public offering price 99.92 Price paid if other than public offering price N/A Underwriting spread or commission 0.88% Rating AA2/AA Current yield 6.51% Benchmark vs Spread (basis points) 150 bp Fund Specific Information Board Total Par Value Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS Core Fixed Income VIP Chicago 1,135,000 $ 1,134,137 0.05% New York Funds DWS Core Fixed Income Fund New York 3,765,000 $ 3,762,139 0.17% Total 4,900,000 $ 4,896,276 0.22% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP DE0005437305 Issuer COMPUGROUP HOLDING Underwriters DBSI, Lehman Brothers, Sal Oppenheim Jr, William Blair & Co Years of continuous operation, including predecessors > 3 years Ticker COP GR Is the affiliate a manager or co-manager of offering? Joint Lead Manager Name of underwriter or dealer from which purchased Lehman Brothers Firm commitment underwriting? Yes Trade date/Date of Offering 5/4/2007 Total dollar amount of offering sold to QIBs $ 172,534,900 Total dollar amount of any concurrent public offering $ - Total $ 172,534,900 Public offering price $ 24.46 Price paid if other than public offering price N/A Underwriting spread or commission $ 0.56 Rating N/A Current yield N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS International Select Equity VIP Chicago 48,900 $ 1,195,883 0.69% New York Funds DWS Global Opportunities Fund New York 170,000 $ 4,157,467 2.41% DWS Global Opportunities VIP New York 78,100 $ 1,909,989 1.11% DWS International Select Equity Fund New York 38,400 $ 939,099 0.54% Total 335,400 $ 8,202,439 4.75% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP JP3892100003 Issuer CHUO MITSUI TRUST HOLDINGS Underwriters Morgan Stanley, Nomura Securities, Aizawa Securities, BNP Paribas, Citigroup, Daiwa Securities, DBSI, Goldman Sachs, JP Morgan, Kyokuto Securities, Mitsui Securities, Mitsubishi UFJ, Monex Securities, Okasan Securities, Shinko Securities, SMBC Friend Securities, Tokai Tokyo Securities, UBS Years of continuous operation, including predecessors > 3 years Ticker 8309 JP Is the affiliate a manager or co-manager of offering? Co-Manager Name of underwriter or dealer from which purchased Nomura Securities Firm commitment underwriting? Yes Trade date/Date of Offering 7/23/2007 Total dollar amount of offering sold to QIBs $ 714,325,618 Total dollar amount of any concurrent public offering $ - Total $ 714,325,618 Public offering price $ 8.69 Price paid if other than public offering price N/A Underwriting spread or commission $ 0.18 Rating N/A Current yield N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Chicago Funds DWS International Select Equity VIP Chicago 25,000 $ 217,194 0.03% New York Funds DWS International Fund New York 118,000 $ 1,025,157 0.14% DWS International Select Equity Fund New York 25,000 $ 217,194 0.03% DWS International VIP New York 38,000 $ 330,135 0.05% Total 206,000 $ 1,789,680 0.25% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP BRBOVHACNOR5 Issuer BOVESPA HOLDINGS SA Underwriters Credit Suisse, Goldman Sachs, Banco Bradesco, Banco Itau, Banco Santander, UBS, BB Banco De Investimentos, DBSI, HSBC Years of continuous operation, including predecessors > 3 years Ticker BOVH3 BZ Is the affiliate a manager or co-manager of offering? Co-Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 10/24/2007 Total dollar amount of offering sold to QIBs $ 3,200,734,444 Total dollar amount of any concurrent public offering $ - Total $ 3,200,734,444 Public offering price $ 12.78 Price paid if other than public offering price N/A Underwriting spread or commission $ 0.26 Rating N/A Current yield N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* Chicago Funds DWS Global Thematic VIP Chicago 10,600 $ 135,444 0.00% DWS International Select Equity VIP Chicago 20,300 $ 259,389 0.01% New York Funds DWS Emerging Markets Equity Fund New York 33,300 $ 425,500 0.01% DWS Global Thematic Fund New York 142,300 $ 1,818,278 0.06% DWS International Fund New York 191,700 $ 2,449,500 0.08% DWS International Select Equity Fund New York 21,500 $ 274,722 0.01% DWS International VIP New York 61,000 $ 779,444 0.02% DWS Latin America Equity Fund New York 84,600 $ 1,081,000 0.03% Total 565,300 $ 7,223,278 0.23% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed. Security Information Security Purchased CUSIP KYG017171003 Issuer ALIBABA.COM LTD Underwriters DBSI, Goldman Sachs, Morgan Stanley, BNP Paribas, BOCI Asia Ltd, China Construction Bank, Citigroup, CLSA Ltd, Pacific Crest Securities, United Overseas Bank Years of continuous operation, including predecessors > 3 years Ticker 1688 HK Is the affiliate a manager or co-manager of offering? Lead Manager Name of underwriter or dealer from which purchased Goldman Sachs Firm commitment underwriting? Yes Trade date/Date of Offering 10/27/2007 Total dollar amount of offering sold to QIBs $ 1,496,073,207 Total dollar amount of any concurrent public offering $ - Total $ 1,496,073,207 Public offering price $ 1.74 Price paid if other than public offering price N/A Underwriting spread or commission $ 0.19 Rating N/A Current yield N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance^ Fund Performance^ Measurement Date* Chicago Funds DWS International Select Equity VIP Chicago 37,000 $ 64,448 0.00% DWS Mid Cap Growth VIP Chicago 75,000 $ 130,638 0.01% DWS Technology Fund Chicago 142,000 $ 247,342 0.02% DWS Technology VIP Chicago 22,500 $ 39,192 0.00% New York Funds DWS Emerging Markets Equity Fund New York 60,500 $ 105,382 0.01% DWS International Fund New York 347,500 $ 605,291 0.04% DWS International Select Equity Fund New York 39,000 $ 67,932 0.00% DWS International VIP New York 110,500 $ 192,474 0.01% DWS Mid Cap Growth Fund New York 175,000 $ 304,823 0.02% Total 1,009,000 $ 1,757,523 0.12% ^The Security and Fund Performance is calculated based on information provided by State Street Bank. *If a Fund executed multiple sales of a security, the final sale date is listed. If a Fund still held the security as of the quarter-end, the quarter-end date is listed.