EX-99.77O RULE 10F-3 5 ex77o.txt 10F3 Security Information Security Name Comparison Security Comparison Security Cusip 20451N101 204412209 192108108 Issuer COMPASS MINERALS INTERNATIONAL INC CIA VALE DO RIO COEUR D'ALENE MINES CORP Bloomberg Ticker CMP RIO CDE Underwriters CSFB, Goldman, DBSI, JP Morgan, UBS Merrill, ABN, CSFB, Goldman, JP Morgan, Morgan Stanley CIBC, Orion, Sprott Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security Compass Minerals International Inc. Cia Vale Do Rio Coeur D'Alene Mines Corp Is the affiliate a manager or co-manager of offering? Co -Manager N/A N/A Name of underwriter or dealer from which purchased Goldman Sachs N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/11/2003 3/20/2002 9/11/2003 Total dollar amount of offering sold to QIBs $ 188,500,000 $ 835,690,000 $ 70,160,000 Total dollar amount of any concurrent public offering $ - $ - $ - Total $ 188,500,000 $ 835,690,000 $ 70,160,000 Public offering price $ 13.00 $ 24.50 $ 3.40 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.18% 0.09% 0.04% Rating N/A N/A N/A Current yield N/A N/A N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance Fund Performance Measurement Date* Boston Funds Scudder 21st Century Boston $ 81,700 $ 1,062,100 0.56% 9.85% 2.85% 12/31/2003 SVS I 21st Century Growth Portfolio Boston $ 24,300 $ 315,900 0.13% 9.85% 2.79% 12/31/2003 Chicago Funds SVS II Small Cap Growth Portfolio Chicago $ 104,100 $ 1,353,300 0.57% 9.85% 2.81% 12/31/2003 New York Fund Scudder Micro Cap Fund New York $ 60,000 $ 780,000 0.33% 9.85% 3.42% 12/31/2003 Scudder Small Cap Fund New York $ 178,100 $ 2,315,300 0.98% 9.85% 2.76% 12/31/2003 Small Cap Funds Scudder SMALLCap Fund1 Small Cap $ 52,700 $ 685,100 0.29% Total (USD) $ 500,900 $ 6,511,700 2.86% Security Information Security Purchased Comparison Security Comparison Security Cusip G05384105 171232101 416515104 Issuer ASPEN INSURANCE HOLDINGS LTD CHUBB CORP HARTFORD FINANCIAL SVCS GRP Underwriters CSFB, Goldman, DBSI, Dowling, Fox-Pitt, Keefe, UBS Citigroup, Goldman, Merrill, Bear Stearns, CSFB, DBSI, Morgan, Wachovia Goldman, Citigroup, Merrill Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Security AHL CB HIG Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased CSFB N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 12/3/2003 6/18/2003 5/20/2003 Total dollar amount of offering sold to QIBs $ 236,790,000 $ 803,250,000 $ 1,100,010,000 Total dollar amount of any concurrent public offering $ - $ - $ - Total $ 236,790,000 $ 803,250,000 $ 1,100,010,000 Public offering price $ 22.50 $ 13.50 $ 45.50 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.31% 0.48% 1.46% Rating N/A N/A N/A Current yield N/A N/A N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance Fund Performance Measurement Date* Boston Fund Scudder 21st Century Boston $ 6,400 $ 144,000 0.06% 4.35% -2.00% 12/18/2003 Scudder Development Fund Boston $ 10,000 $ 225,000 0.10% 17.72% 1.02% 12/31/2003 SVS I 21st Century Growth Portfolio Boston $ 1,900 $ 42,750 0.02% 4.35% -1.88% 12/18/2003 Chicago Funds Scudder Aggressive Growth Fund Chicago $ 5,700 $ 128,250 0.05% 17.72% 1.01% 12/31/2003 Scudder Dynamic Growth Fund Chicago $ 10,800 $ 243,000 0.10% 17.72% 0.31% 12/31/2003 SVS II Aggressive Growth Portfolio Chicago $ 2,200 $ 49,500 0.02% 17.72% 0.96% 12/31/2003 SVS II Small Cap Growth Portfolio Chicago $ 8,200 $ 184,500 0.08% 4.35% -2.03% 12/18/2003 New York Fund Scudder Mid Cap Fund New York $ 23,900 $ 537,750 0.23% 4.35% -0.89% 12/18/2003 Scudder Small Cap Fund New York $ 14,000 $ 315,000 0.13% 4.40% -1.91% 12/11/2003 Small Cap Funds Scudder SMALLCap Fund1 Small Cap $ 4,200 $ 94,500 0.04% Total $ 87,300 $ 1,964,250 0.83% Security Information Security Purchased Comparison Security Comparison Security Cusip 502392103 88164L100 00756M404 Issuer LTX CORP TESSERA TECHNOLOGIES INC ADVANCED SEMICONDUCTOR E-ADR Underwriters Morgan Stanley, DBSI, Needham & Co Lehman, Merrill Lynch, Needham & Co, Soundview Technology Group Goldman Sach Intl Years of continuous operation, including predecessors > 3 years > 3 years > 3 years Ticker LTXX TSRA ASX Is the affiliate a manager or co-manager of offering? Co-Manager N/A N/A Name of underwriter or dealer from which purchased Morgan Stanley N/A N/A Firm commitment underwriting? Yes Yes Yes Trade date/Date of Offering 2/12/2004 11/12/2003 6/2/2003 Total dollar amount of offering sold to QIBs $ - $ 97,500,000 $ - Total dollar amount of any concurrent public offering $ 115,500,000 $ - $ 76,210,000 Total $ 115,500,000 $ 97,500,000 $ 76,210,000 Public offering price $ 16.50 $ 13.00 $ 2.65 Price paid if other than public offering price N/A N/A N/A Underwriting spread or commission 0.74% 0.91% 0.09% Rating N/A N/A N/A Current yield N/A N/A N/A Fund Specific Information Board Total Share Amount Purchased $ Amount of Purchase % of Offering Purchased by the Fund Security Performance Fund Performance Measurement Date* New York Fund Scudder Mid Cap Fund New York 476,800 $ 7,867,200 0.41% -8.48% -2.90% 3/31/2004 Scudder Small Cap Fund New York 266,600 $ 4,398,900 0.23% -8.48% -3.36% 3/31/2004 Total 743,400 $ 12,266,100 0.64%