0001567619-22-012344.txt : 20220603
0001567619-22-012344.hdr.sgml : 20220603
20220603174452
ACCESSION NUMBER: 0001567619-22-012344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Champion Christopher O
CENTRAL INDEX KEY: 0001643753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09210
FILM NUMBER: 22995972
MAIL ADDRESS:
STREET 1: 5 GREENWAY PLAZA, SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/
CENTRAL INDEX KEY: 0000797468
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 954035997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 GREENWAY PLAZA
STREET 2: SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7132157000
MAIL ADDRESS:
STREET 1: 5 GREENWAY PLAZA
STREET 2: SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
4
1
doc1.xml
FORM 4
X0306
4
2022-06-01
0
0000797468
OCCIDENTAL PETROLEUM CORP /DE/
OXY
0001643753
Champion Christopher O
OCCIDENTAL PETROLEUM CORPORATION
5 GREENWAY PLAZA, SUITE 110
HOUSTON
TX
77046
0
1
0
0
VP, CAO and Controller
Common Stock
2022-06-01
4
M
0
95129
40.03
A
138432
D
Common Stock
2022-06-01
4
M
0
11465
25.39
A
149897
D
Common Stock
2022-06-01
4
S
0
106594
70.44
D
43303
D
Common Stock
2022-06-01
4
S
0
5000
70.37
D
38303
D
Common Stock
2022-06-01
5
G
0
5396
0
D
32907
D
Common Stock
1950
I
By OPC Savings Plan
Stock Option (Right to buy)
40.03
2022-06-01
4
M
0
95129
0
D
2030-02-14
Common Stock
95129
47564
D
Stock Option (Right to buy)
25.39
2022-06-01
4
M
0
11465
0
D
2031-02-12
Common Stock
11465
22929
D
Warrants (Right to buy)
22.00
2022-06-01
4
S
0
2097
47.27
D
2020-08-31
2027-08-03
Common Stock
2097
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.72, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 to $70.62, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Based on a plan statement dated June 1, 2022.
One-third of the 2020 option, representing a right to purchase a total of 142,693 shares of common stock, vested on each of February 28, 2021 and February 28, 2022, and the remaining unvested portion will vest on February 28, 2023. Anti-dilution adjustments were made to the exercise price and the number of shares of common stock underlying the option in connection with the warrant distribution on August 3, 2020.
One-third of the 2021 option, representing a right to purchase a total of 34,394 shares of common stock, vested on February 28, 2022, and the remaining unvested portion will vest ratably on February 28, 2023 and 2024.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $47.05 to $47.43, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth above.
/s/ Brittany A. Smith, Attorney-in-Fact for Christopher O. Champion
2022-06-03