0001567619-22-012344.txt : 20220603 0001567619-22-012344.hdr.sgml : 20220603 20220603174452 ACCESSION NUMBER: 0001567619-22-012344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Champion Christopher O CENTRAL INDEX KEY: 0001643753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09210 FILM NUMBER: 22995972 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/ CENTRAL INDEX KEY: 0000797468 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 954035997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7132157000 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 4 1 doc1.xml FORM 4 X0306 4 2022-06-01 0 0000797468 OCCIDENTAL PETROLEUM CORP /DE/ OXY 0001643753 Champion Christopher O OCCIDENTAL PETROLEUM CORPORATION 5 GREENWAY PLAZA, SUITE 110 HOUSTON TX 77046 0 1 0 0 VP, CAO and Controller Common Stock 2022-06-01 4 M 0 95129 40.03 A 138432 D Common Stock 2022-06-01 4 M 0 11465 25.39 A 149897 D Common Stock 2022-06-01 4 S 0 106594 70.44 D 43303 D Common Stock 2022-06-01 4 S 0 5000 70.37 D 38303 D Common Stock 2022-06-01 5 G 0 5396 0 D 32907 D Common Stock 1950 I By OPC Savings Plan Stock Option (Right to buy) 40.03 2022-06-01 4 M 0 95129 0 D 2030-02-14 Common Stock 95129 47564 D Stock Option (Right to buy) 25.39 2022-06-01 4 M 0 11465 0 D 2031-02-12 Common Stock 11465 22929 D Warrants (Right to buy) 22.00 2022-06-01 4 S 0 2097 47.27 D 2020-08-31 2027-08-03 Common Stock 2097 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.72, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 to $70.62, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Based on a plan statement dated June 1, 2022. One-third of the 2020 option, representing a right to purchase a total of 142,693 shares of common stock, vested on each of February 28, 2021 and February 28, 2022, and the remaining unvested portion will vest on February 28, 2023. Anti-dilution adjustments were made to the exercise price and the number of shares of common stock underlying the option in connection with the warrant distribution on August 3, 2020. One-third of the 2021 option, representing a right to purchase a total of 34,394 shares of common stock, vested on February 28, 2022, and the remaining unvested portion will vest ratably on February 28, 2023 and 2024. The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $47.05 to $47.43, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth above. /s/ Brittany A. Smith, Attorney-in-Fact for Christopher O. Champion 2022-06-03