0001567619-21-007532.txt : 20210402
0001567619-21-007532.hdr.sgml : 20210402
20210402170612
ACCESSION NUMBER: 0001567619-21-007532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN CARL C
CENTRAL INDEX KEY: 0000921669
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09210
FILM NUMBER: 21802758
BUSINESS ADDRESS:
STREET 1: C/O ICAHN ENTERPRISES L.P.
STREET 2: 16690 COLLINS AVE., PH-1
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
BUSINESS PHONE: 305-422-4145
MAIL ADDRESS:
STREET 1: C/O ICAHN ENTERPRISES L.P.
STREET 2: 16690 COLLINS AVE., PH-1
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
FORMER NAME:
FORMER CONFORMED NAME: ICAHN CARL C ET AL
DATE OF NAME CHANGE: 19950612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN PARTNERS MASTER FUND LP
CENTRAL INDEX KEY: 0001322827
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09210
FILM NUMBER: 21802756
BUSINESS ADDRESS:
STREET 1: 16690 COLLINS AVE.
STREET 2: PH
CITY: SUNNY ISLES
STATE: FL
ZIP: 33160
BUSINESS PHONE: 305-422-4000
MAIL ADDRESS:
STREET 1: 16690 COLLINS AVE.
STREET 2: PH
CITY: SUNNY ISLES
STATE: FL
ZIP: 33160
FORMER NAME:
FORMER CONFORMED NAME: Icahn Partners Master Fund LP
DATE OF NAME CHANGE: 20050405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN PARTNERS LP
CENTRAL INDEX KEY: 0001313666
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09210
FILM NUMBER: 21802757
BUSINESS ADDRESS:
STREET 1: 16690 COLLINS AVE.
STREET 2: PH
CITY: SUNNY ISLES
STATE: FL
ZIP: 33160
BUSINESS PHONE: 305-422-4145
MAIL ADDRESS:
STREET 1: 16690 COLLINS AVE.
STREET 2: PH
CITY: SUNNY ISLES
STATE: FL
ZIP: 33160
FORMER NAME:
FORMER CONFORMED NAME: Icahn Partners L P
DATE OF NAME CHANGE: 20050107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/
CENTRAL INDEX KEY: 0000797468
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 954035997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 GREENWAY PLAZA
STREET 2: SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7132157000
MAIL ADDRESS:
STREET 1: 5 GREENWAY PLAZA
STREET 2: SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
4
1
doc1.xml
FORM 4
X0306
4
2021-03-31
0
0000797468
OCCIDENTAL PETROLEUM CORP /DE/
OXY
0000921669
ICAHN CARL C
C/O ICAHN ASSOCIATES HOLDINGS LLC
16690 COLLINS AVENUE - PH-1
SUNNY ISLES BEACH
FL
33160
0
0
1
0
0001313666
ICAHN PARTNERS LP
16690 COLLINS AVENUE - PH-1
SUNNY ISLES BEACH
FL
33160
0
0
1
0
0001322827
ICAHN PARTNERS MASTER FUND LP
16690 COLLINS AVENUE - PH-1
SUNNY ISLES BEACH
FL
33160
0
0
1
0
Common Stock
2021-03-31
4
S
0
2600000
26.88
D
86027271
I
Please see footnotes
Common Stock
2021-04-01
4
S
0
5400000
27.28
D
80627271
I
Please see footnotes
On March 31, 2021, Icahn Partners LP ("Icahn Partners") sold 1,517,883 Shares and Icahn Partners Master Fund LP ("Icahn Master") sold 1,082,117 Shares. On April 1, 2021, Icahn Partners LP ("Icahn Partners") sold 3,129,572 Shares and Icahn Partners Master Fund LP ("Icahn Master") sold 2,270,428 Shares. All such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Carl C. Icahn and certain affiliates on March 12, 2021.
Icahn Partners directly beneficially owns 47,122,300 Shares, and Icahn Master directly beneficially owns 33,504,971 Shares. In addition Icahn Partner beneficially owns, 11,286,856 Warrants to acquire Common Stock and Icahn Master beneficially owns 8,018,057 Warrants to acquire Common Stock.
Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.
Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.
Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
/S/ Carl C. Icahn
2021-04-02
/S/ Icahn Partners L.P
2021-04-02
/S/ Icahn Partners Master Fund LP
2021-04-02