FORM 4

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AXDjo84PNr4sXqV7zh5G35qZKzh+MA/puLrEF+pkIPB+XRWe3WO4l9qXYV9GI3hq JsEmBvg7kwqD3Fv/EzA1ug== 0000797468-02-000079.txt : 20021011 0000797468-02-000079.hdr.sgml : 20021011 20021011151733 ACCESSION NUMBER: 0000797468-02-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020717 FILED AS OF DATE: 20021011 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/ CENTRAL INDEX KEY: 0000797468 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 954035997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09210 FILM NUMBER: 02787493 BUSINESS ADDRESS: STREET 1: 10889 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 3102088800 MAIL ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SWAN RICHARD A CENTRAL INDEX KEY: 0001026555 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O OCCIDENTAL PETROLEUM CORP STREET 2: 10889 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 3102088800 MAIL ADDRESS: STREET 1: C/O OCCIDENTAL PETROLEUM CORP STREET 2: 10889 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 4 1 swan-form420020717.htm FORM 4 FORM 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB APPROVAL

OMB Number: 3235-0287

Expires: January 31, 2005

[ ]

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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hours per response.... 0.5


(Print or Type Responses)
1.	Name and Address of Reporting Person*	2.	Issuer Name and Ticker or Trading Symbol			6.	Relationship of Reporting Person(s) to Issuer
							(Check all applicable)
Swan, Richard A.			Occidental Petroleum Corporation
			OXY				Director	10% Owner
(Last) (First) (Middle)							X Officer (give title	Other (specify
Occidental Petroleum Corporation		3.	I.R.S. Identification Number	4.	Statement for Month/Day/Year		below)	below)
10889 Wilshire Boulevard			of Reporting Person, if an
			entity (voluntary)		07/17/2002		Vice President -
(Street)							Health, Environment and Safety
				5.	If Amendment, Date of Original
Los Angeles, California 90024					(Month/Year)
						7.	Individual or Joint/Group Filing (Check Applicable Line)
(City) (State) (Zip)							X Form filed by One Reporting Person
							Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

Title of Security

Transaction

2a.

Deemed

Transaction Code

Securities Acquired (A) or

Amount of

Ownership

Nature of

(Instr. 3)

Date

Execution

Disposed of (D)

Securities

Form:

Indirect

Date, if any

(Instr. 8)

Beneficially

Direct (D) or

Beneficial

(Month/Day/

(Instr. 3, 4 and 5)

Owned at End

Indirect (I)

Ownership

Year)

(Month/Day/

of Month

Year)

Code

Amount

(A) or (D)

Price

(Instr. 3 and 4)

(Instr. 4)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Page 1 of 2

FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

Title of Derivative

Conver-

Trans-

3a.

Deemed

Transac-

Number of Deriv-

Date Exer-

Title and Amount of

Price

Number

10.

Owner-

11.

Na-

Security

sion or

action

Execu-

tion Code

ative Securities

cisable and Ex-

Underlying

of Der-

ship

ture

(Instr. 3)

Exercise

Date

tion

(Instr. 8)

Acquired (A) or

piration Date

Securities

Deriv-

ivative

Form

of In-

Price of

Date,

Disposed of (D)

(Month/Day/

(Instr. 3 and 4)

ative

Secur-

of De-

direct

Deriv-

(Month/

if any

(Instr. 3, 4 and 5)

Year)

Secur-

ities

rivative

Bene-

ative

Day/

ity

Bene-

Secur-

ficial

Security

Year)

(Month/

ficially

ity:

Own-

Day/

(Instr.

Owned

Direct

ership

Year)

Date

Expira-

Amount or

at End

(D) or

(Instr. 4)

Code

(A)

(D)

Exer-

tion

Title

Number of

Indi-

cisable

Date

Month

rect (I)

(Instr. 4)

Employee stock option (right to buy)

$26.4300

07/17/02

12,500

⁽¹⁾

07/17/12

Common
Stock

12,500

Phantom stock units

1-for-1

07/17/02

A⁽²⁾

3,932

⁽³⁾

Common
Stock

3,932

$26.4300

3,932

Explanation of Responses:

(1)    The option vests in three equal annual installments beginning on July 17, 2003.
(2)    Grant of restricted stock units pursuant to the the Occidental Petroleum Corporation 2001 Incentive Compensation Plan.
(3)    Phantom stock units to be settled for common stock upon retirement or termination of employment.


**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:		File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.	/s/ CHRISTEL H. PAULI **Signature of Reporting Person	October 11, 2002 Date
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.			Christel H. Pauli, Attorney-in-Fact for Richard A. Swan