0001437749-19-013406.txt : 20190702 0001437749-19-013406.hdr.sgml : 20190702 20190702180340 ACCESSION NUMBER: 0001437749-19-013406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hale Steven A II CENTRAL INDEX KEY: 0001667535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34964 FILM NUMBER: 19939321 MAIL ADDRESS: STREET 1: 5960 FAIRVIEW ROAD STREET 2: SUITE 432 CITY: CHARLOTTE STATE: NC ZIP: 28210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HG Holdings, Inc. CENTRAL INDEX KEY: 0000797465 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 541272589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2115 E. 7TH STREET, SUITE 101 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 252-355-4610 MAIL ADDRESS: STREET 1: 2115 E. 7TH STREET, SUITE 101 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY FURNITURE CO INC. DATE OF NAME CHANGE: 20060315 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY FURNITURE CO INC/ DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY FURNITURE CO INC DATE OF NAME CHANGE: 19930908 4 1 rdgdoc.xml FORM 4 X0306 4 2019-06-28 0000797465 HG Holdings, Inc. STLY 0001667535 Hale Steven A II 2115 E. 7TH ST. SUITE 101 CHARLOTTE NC 28204 1 1 Chief Executive Officer Common Stock, par value $0.02 per share 2019-06-28 4 A 0 333333 0 A 333333 D Restricted stock award will vest on June 28, 2022. Does not include an aggregate of 2,492,068 shares of Common Stock held directly by Clark - Hale Fund, L.P., MGEN II - Hale Fund, L.P., and Hale Partnership Fund, L.P. (collectively, the "Hale Funds"). Hale Partnership Capital Advisors, LLC ("Hale GP") is general partner to each of the Hale Funds, Hale Partnership Capital Management, LLC ("Hale Advisor") is investment manager to each of the Hale Funds, and the Reporting Person is a principal of each of Hale GP and Hale Advisor, and as such, each of Hale GP, Hale Advisor, and the Reporting Person may be deemed to be the beneficial owner of the shares held directly by the Hale Funds. Each of the Hale Funds, Hale GP, Hale Advisor and the Reporting Person has disclaimed any beneficial ownership of the shares held directly by the Hale Funds except to the extent of his or its pecuniary interest. Does not include 725,464 shares of Common Stock held in a discretionary separately managed account (the "Managed Account") for which Hale Advisor serves as investment manager. Each of Hale Advisor and the Reporting Person may be deemed to be beneficial owner of the shares held in the Managed Account. The Reporting Person has disclaimed beneficial ownership of the shares held in the Managed Account except to the extent of his pecuniary interest. Ending balance has been adjusted to remove restricted stock award awarded in 2018 that was scheduled to vest on May 10, 2019 but for which required performance metrics were not met. /s/ Steven A. Hale II 2019-07-01