0001449386-11-000001.txt : 20110510 0001449386-11-000001.hdr.sgml : 20110510 20110510170502 ACCESSION NUMBER: 0001449386-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110506 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill John P CENTRAL INDEX KEY: 0001449386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 11829111 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE N. SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-06 0 0000796505 Clearfield, Inc. CLFD 0001449386 Hill John P 5480 NATHAN LANE N. SUITE 120 PLYMOUTH MN 55442 0 1 0 0 Chief Operating Officer Common Stock 2011-05-06 4 M 0 10000 1.34 A 21220 D Common Stock 2011-05-06 4 F 0 2229 6.01 D 18991 D Employee Stock Option (Right to Buy) 1.34 2011-05-06 4 M 0 10000 0 D 2007-05-13 2011-05-13 Common Stock 10000 0 D This Form 4 reports the delivery to the Issuer of 2,229 shares of stock already owned by the Reporting Person to pay the exercise price for 10,000 stock options. The price of $6.01 is equal to the closing price of the Issuer's stock on the NASDAQ Global Market on the date of exercise and is used to determine the fair market value of the shares delivered to the Issuer for payment of the option exercise price. /s/ John P. Hill 2011-05-10