0001264406-11-000005.txt : 20110829 0001264406-11-000005.hdr.sgml : 20110829 20110829160553 ACCESSION NUMBER: 0001264406-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110825 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG DANIEL R CENTRAL INDEX KEY: 0001262286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 111062957 MAIL ADDRESS: STREET 1: CLEARFIELD, INC. STREET 2: 5480 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-25 0 0000796505 Clearfield, Inc. CLFD 0001262286 HERZOG DANIEL R CLEARFIELD, INC. 5480 NATHAN LANE PLYMOUTH MN 55442 0 1 0 0 Chief Financial Officer Common Stock 395 D Option to Purchase Common Stock 6.36 2011-08-25 4 A 0 20000 0 A 2011-08-25 2016-08-25 Common Stock 20000 20000 D Bernadette S. Ammons by Power of Attorney for Daniel Herzog 2011-08-29