0001182968-11-000004.txt : 20111017 0001182968-11-000004.hdr.sgml : 20111017 20111017105448 ACCESSION NUMBER: 0001182968-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111014 FILED AS OF DATE: 20111017 DATE AS OF CHANGE: 20111017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZUCKERMAN STEPHEN L CENTRAL INDEX KEY: 0001182968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 111143137 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE N SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-10-14 0 0000796505 Clearfield, Inc. CLFD 0001182968 ZUCKERMAN STEPHEN L 5480 NATHAN LANE N SUITE 120 PLYMOUTH MN 55442 1 0 0 0 Common Stock 2011-10-14 4 M 0 7500 1.16 A 28000 D Employee Stock Option (Right to Buy) 1.16 2011-10-14 4 M 0 7500 0 D 2010-02-27 2015-02-27 Common Stock 7500 0 D Bernadette S. Ammons by Power of Attorney for Stephen L. Zuckerman 2011-10-17