-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CkpyEXEZyHHYIYIp8Mxa6MJKAAn6NWoB8erDBhEzSEmAJuGxXgPsOQJ3MWmi8lER Au9DXN7OL9JPnokBAPSRUw== /in/edgar/work/0000897101-00-001060/0000897101-00-001060.txt : 20001109 0000897101-00-001060.hdr.sgml : 20001109 ACCESSION NUMBER: 0000897101-00-001060 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000711 ITEM INFORMATION: FILED AS OF DATE: 20001108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APA OPTICS INC /MN/ CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: [3827 ] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-16106 FILM NUMBER: 755963 BUSINESS ADDRESS: STREET 1: 2950 NE 84TH LANE CITY: BLAINE STATE: MN ZIP: 55434 BUSINESS PHONE: 6127844995 MAIL ADDRESS: STREET 2: 2950 NE 84TH LN CITY: BLAINE MINNESOTA STATE: MN ZIP: 55449 8-K 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 12 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2000 APA OPTICS, INC. (Exact name of registrant as specified in its charter) Minnesota 0-16106 41-1347235 (State or other jurisdiction of (Commission (IRS Employer incorporation) File Number) Identification No.) 2950 NE 84th Lane Blaine, Minnesota 55434 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (763) 784-4995 Item 5. Other Events. By supplements to Prospectus dated April 12, 2000, the Company reported sales of its Common Stock pursuant to a Registration Statement on Form S-3 (SEC No. 333-33966). Such prospectus supplements indicated the number of shares sold, the price per share, and the net proceeds to the Company. The net proceeds indicated in some of these supplements did not reflect additional expenses incurred by Ladenburg Thalmann & Co., the selling agent, in connection with such sales and reimbursed by the Company. Accordingly, we are hereby reporting the actual net proceeds from these sales, after giving effect to the additional expenses: (i) Prospectus Supplement dated July 11, 2000, actual net proceeds $8,536,000 (ii) Prospectus Supplement dated July 12, 2000, actual net proceeds $3,750,665 (iii) Prospectus Supplement dated July 19, 2000, actual net proceeds $3,695,237 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 7, 2000 APA OPTICS, INC. (Registrant) By: /s/ Anil K. Jain ----------------------- Anil K. Jain Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----