0000796505-22-000025.txt : 20220810 0000796505-22-000025.hdr.sgml : 20220810 20220810175636 ACCESSION NUMBER: 0000796505-22-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220808 FILED AS OF DATE: 20220810 DATE AS OF CHANGE: 20220810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill John P CENTRAL INDEX KEY: 0001449386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 221152988 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-08-08 0 0000796505 Clearfield, Inc. CLFD 0001449386 Hill John P 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 0 1 0 0 Chief Operating Officer Common Stock 2022-08-08 4 M 0 20000 12.17 A 188691 D Common Stock 2022-08-08 4 F 0 10940 112.38 D 177751 D Common Stock 2022-08-08 4 M 0 16000 12.43 A 193751 D Common Stock 2022-08-08 4 F 0 8771 112.38 D 184980 D Common Stock 2022-08-09 4 S 0 16289 110.91 D 168691 D Employee Stock Option (Right to buy) 12.17 2022-08-08 4 M 0 20000 0 D 2019-11-14 2022-11-14 Common Stock 20000 66573 D Employee Stock Option (Right to buy) 12.43 2022-08-08 4 M 0 16000 0 D 2020-11-13 2025-11-13 Common Stock 16000 50573 D Exercised as options were set to expire on 11/14/2022. The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $110.50 to $111.06 The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021. The stock option exercised vested in 1/5th increments beginning 11/13/2020 through 11/13/2024. Taylor Keup by Power of Attorney for John P. Hill 2022-08-10