0000796505-21-000029.txt : 20211118
0000796505-21-000029.hdr.sgml : 20211118
20211118171517
ACCESSION NUMBER: 0000796505-21-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211116
FILED AS OF DATE: 20211118
DATE AS OF CHANGE: 20211118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERZOG DANIEL R
CENTRAL INDEX KEY: 0001262286
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16106
FILM NUMBER: 211425361
MAIL ADDRESS:
STREET 1: 7050 WINNETKA AVE. N.
STREET 2: SUITE 100
CITY: BROOKLYN PARK
STATE: MN
ZIP: 55428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clearfield, Inc.
CENTRAL INDEX KEY: 0000796505
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 411347235
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7050 WINNETKA AVE. N.
STREET 2: SUITE 100
CITY: BROOKLYN PARK
STATE: MN
ZIP: 55428
BUSINESS PHONE: 763-476-6866
MAIL ADDRESS:
STREET 1: 7050 WINNETKA AVE. N.
STREET 2: SUITE 100
CITY: BROOKLYN PARK
STATE: MN
ZIP: 55428
FORMER COMPANY:
FORMER CONFORMED NAME: APA Enterprises, Inc.
DATE OF NAME CHANGE: 20041116
FORMER COMPANY:
FORMER CONFORMED NAME: APA OPTICS INC /MN/
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-11-16
0
0000796505
Clearfield, Inc.
CLFD
0001262286
HERZOG DANIEL R
7050 WINNETKA AVE. N.
SUITE 100
BROOKLYN PARK
MN
55428
0
1
0
0
Chief Financial Officer
Common Stock
2021-11-16
4
F
0
206
66.48
D
38823
D
Restricted Stock
2021-11-16
4
A
0
1121
0
A
39944
D
Option to Purchase Common Stock
66.48
2021-11-16
4
A
0
5837
0
A
2022-11-16
2026-11-16
Common Stock
5837
39632
D
Payment of taxes by withholding shares on vesting the first 1/3 of restricted stock that was granted on November 16, 2020.
The restricted stock vests as to one-third of the shares on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.
The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.
Taylor Keup by Power of Attorney for Daniel Herzog
2021-11-18