0000796505-20-000004.txt : 20200211 0000796505-20-000004.hdr.sgml : 20200211 20200211170756 ACCESSION NUMBER: 0000796505-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH RONALD G CENTRAL INDEX KEY: 0001257956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 20597996 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-02-10 0 0000796505 Clearfield, Inc. CLFD 0001257956 ROTH RONALD G 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 1 0 1 1 Chairman of the Board Common Stock 2020-02-10 4 P 0 400 11.62 A 1241599 D Common Stock 2020-02-10 4 P 0 600 11.63 A 1242199 D Common Stock 2020-02-10 4 P 0 600 11.635 A 1242799 D Common Stock 2020-02-10 4 P 0 700 11.68 A 1243499 D Common Stock 2020-02-10 4 P 0 171 11.69 A 1243670 D Common Stock 2020-02-10 4 P 0 529 11.7 A 1244199 D Common Stock 2020-02-10 4 P 0 1800 11.72 A 1245999 D Common Stock 2020-02-10 4 P 0 200 11.7203 A 1246199 D Common Stock 176760 I Shares held by spouse Taylor Keup by Power of Attorney for Ronald G. Roth 2020-02-11