0000796505-18-000011.txt : 20180504 0000796505-18-000011.hdr.sgml : 20180504 20180504163155 ACCESSION NUMBER: 0000796505-18-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH RONALD G CENTRAL INDEX KEY: 0001257956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 18808393 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-02 0 0000796505 Clearfield, Inc. CLFD 0001257956 ROTH RONALD G 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 1 0 1 1 Chairman of the Board Common Stock 2018-05-02 4 P 0 411 12.1 A 1225742 D Common Stock 2018-05-03 4 P 0 2654 12.19 A 1228396 D Common Stock 2018-05-04 4 P 0 1935 12.25 A 1330331 D Common Stock 176760 I Shares Held by Spouse The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.15 to $12.20. Randy Dehmer by Power of Attorney for Ronald G. Roth 2018-05-04