0000796505-16-000064.txt : 20160826 0000796505-16-000064.hdr.sgml : 20160826 20160826130308 ACCESSION NUMBER: 0000796505-16-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160825 FILED AS OF DATE: 20160826 DATE AS OF CHANGE: 20160826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG DANIEL R CENTRAL INDEX KEY: 0001262286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 161853832 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-25 0 0000796505 Clearfield, Inc. CLFD 0001262286 HERZOG DANIEL R 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 0 1 0 0 Chief Financial Officer Common Stock 2016-08-25 4 M 0 20000 6.36 A 94152 D Common Stock 2016-08-25 4 F 0 7142 17.81 D 87010 D Employee Stock Option (Right to Buy) 6.36 2016-08-25 4 M 0 20000 0 D 2011-08-25 2016-08-25 Common Stock 20000 10000 D The stock option exercised vested in 20% increments beginning 8/25/2011 through 8/25/2015. Randy Dehmer by Power of Attorney for Daniel R. Herzog 2016-08-26