0000796505-15-000027.txt : 20150824 0000796505-15-000027.hdr.sgml : 20150824 20150824180544 ACCESSION NUMBER: 0000796505-15-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150821 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG DANIEL R CENTRAL INDEX KEY: 0001262286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 151071816 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-21 0 0000796505 Clearfield, Inc. CLFD 0001262286 HERZOG DANIEL R 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 0 1 0 0 Chief Financial Officer Common Stock 2015-08-21 4 F 0 504 17.03 D 65184 D Common Stock 2015-08-23 4 F 0 1974 16.89 D 63210 D Payment of tax by withholding shares on vesting the first 10% of restricted stock that was granted on August 21, 2014. Payment of tax by withholding shares on vesting the third 20% of restricted stock that was granted on August 23, 2012. Randy Dehmer by Power of Attorney for Daniel R. Herzog 2015-08-24