0000796505-14-000043.txt : 20141201 0000796505-14-000043.hdr.sgml : 20141201 20141201170533 ACCESSION NUMBER: 0000796505-14-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141128 FILED AS OF DATE: 20141201 DATE AS OF CHANGE: 20141201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH RONALD G CENTRAL INDEX KEY: 0001257956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 141258388 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE N STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-11-28 0 0000796505 Clearfield, Inc. CLFD 0001257956 ROTH RONALD G 5480 NATHAN LANE N SUITE 120 PLYMOUTH MN 55442 1 0 0 1 Chairman of the Board Common Stock 2014-11-28 4 P 0 5000 13.3 A 1148806 D Common Stock 176760 I Shares Held by Spouse The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.28 to $13.32. Randy Dehmer by Power of Attorney for Ronald G. Roth 2014-12-01