0000796505-14-000035.txt : 20140825 0000796505-14-000035.hdr.sgml : 20140825 20140825172505 ACCESSION NUMBER: 0000796505-14-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140821 FILED AS OF DATE: 20140825 DATE AS OF CHANGE: 20140825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG DANIEL R CENTRAL INDEX KEY: 0001262286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 141063298 MAIL ADDRESS: STREET 1: CLEARFIELD, INC. STREET 2: 5480 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-08-21 0 0000796505 Clearfield, Inc. CLFD 0001262286 HERZOG DANIEL R CLEARFIELD, INC. 5480 NATHAN LANE PLYMOUTH MN 55442 0 1 0 0 Chief Financial Officer Restricted Stock 2014-08-21 4 A 0 15000 0 A 51060 D The restricted stock vests as to one-tenth of the shares on the first ten anniversaries of the date of grant subject to the reporting person's continued employment through each such date. Randy Dehmer by Power of Attorney for Daniel R. Herzog 2014-08-25