0000796505-14-000020.txt : 20140425
0000796505-14-000020.hdr.sgml : 20140425
20140425103542
ACCESSION NUMBER: 0000796505-14-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140425
FILED AS OF DATE: 20140425
DATE AS OF CHANGE: 20140425
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clearfield, Inc.
CENTRAL INDEX KEY: 0000796505
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 411347235
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5480 NATHAN LANE NORTH
STREET 2: SUITE 120
CITY: PLYMOUTH
STATE: MN
ZIP: 55442
BUSINESS PHONE: 763-476-6866
MAIL ADDRESS:
STREET 1: 5480 NATHAN LANE NORTH
STREET 2: SUITE 120
CITY: PLYMOUTH
STATE: MN
ZIP: 55442
FORMER COMPANY:
FORMER CONFORMED NAME: APA Enterprises, Inc.
DATE OF NAME CHANGE: 20041116
FORMER COMPANY:
FORMER CONFORMED NAME: APA OPTICS INC /MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill John P
CENTRAL INDEX KEY: 0001449386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16106
FILM NUMBER: 14783582
MAIL ADDRESS:
STREET 1: 5480 NATHAN LANE N. SUITE 120
CITY: PLYMOUTH
STATE: MN
ZIP: 55442
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-04-25
0
0000796505
Clearfield, Inc.
CLFD
0001449386
Hill John P
5480 NATHAN LANE N. SUITE 120
PLYMOUTH
MN
55442
0
1
0
0
Chief Operating Officer
Common Stock
2014-04-25
4
M
0
102000
1.03
A
236000
D
Common Stock
2014-04-25
4
M
0
25000
3.3
A
261000
D
Employee Stock Option (Right to Buy)
1.03
2014-04-25
4
M
0
102000
0
D
2009-10-30
2018-10-30
Common Stock
102000
55000
D
Employee Stock Option (Right to Buy)
3.3
2014-04-25
4
M
0
25000
0
D
2010-11-20
2016-11-20
Common Stock
25000
30000
D
The stock option vested in 33.3% increments beginning 10/30/09 through 10/30/11.
The stock option vested in 33.3% increments beginning 11/20/10 through 11/20/12.
Randy Dehmer by Power of Attorney for John P. Hill
2014-04-25