0000796505-14-000020.txt : 20140425 0000796505-14-000020.hdr.sgml : 20140425 20140425103542 ACCESSION NUMBER: 0000796505-14-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140425 FILED AS OF DATE: 20140425 DATE AS OF CHANGE: 20140425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill John P CENTRAL INDEX KEY: 0001449386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 14783582 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE N. SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-04-25 0 0000796505 Clearfield, Inc. CLFD 0001449386 Hill John P 5480 NATHAN LANE N. SUITE 120 PLYMOUTH MN 55442 0 1 0 0 Chief Operating Officer Common Stock 2014-04-25 4 M 0 102000 1.03 A 236000 D Common Stock 2014-04-25 4 M 0 25000 3.3 A 261000 D Employee Stock Option (Right to Buy) 1.03 2014-04-25 4 M 0 102000 0 D 2009-10-30 2018-10-30 Common Stock 102000 55000 D Employee Stock Option (Right to Buy) 3.3 2014-04-25 4 M 0 25000 0 D 2010-11-20 2016-11-20 Common Stock 25000 30000 D The stock option vested in 33.3% increments beginning 10/30/09 through 10/30/11. The stock option vested in 33.3% increments beginning 11/20/10 through 11/20/12. Randy Dehmer by Power of Attorney for John P. Hill 2014-04-25