0000796505-14-000006.txt : 20140129 0000796505-14-000006.hdr.sgml : 20140129 20140129161211 ACCESSION NUMBER: 0000796505-14-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayward Donald R. CENTRAL INDEX KEY: 0001410825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 14556957 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-27 0 0000796505 Clearfield, Inc. CLFD 0001410825 Hayward Donald R. 5480 NATHAN LANE SUITE 120 PLYMOUTH MN 55442 1 0 0 0 Common Stock 2014-01-27 4 M 0 7500 1.16 A 18518 D Common Stock 2014-01-27 4 M 0 1000 2.87 A 19518 D Director Non-qualified stock option (right to buy) 1.16 2014-01-27 4 M 0 7500 0 D 2010-02-24 2015-02-27 Common Stock 7500 5900 D Director Non-qualifed stock option (right to buy) 2.87 2014-01-27 4 M 0 1000 0 D 2011-02-23 2016-02-26 Common Stock 1000 4900 D Daniel Herzog by Power of Attorney for Donald R. Hayward 2014-01-29