0000796505-13-000019.txt : 20130731 0000796505-13-000019.hdr.sgml : 20130731 20130731165742 ACCESSION NUMBER: 0000796505-13-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130731 DATE AS OF CHANGE: 20130731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beranek Cheryl P CENTRAL INDEX KEY: 0001264406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 13999715 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE N STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER NAME: FORMER CONFORMED NAME: BERANEK CHERI PODZIMEK DATE OF NAME CHANGE: 20090804 FORMER NAME: FORMER CONFORMED NAME: PODZIMEK CHERI BERANEK DATE OF NAME CHANGE: 20090206 FORMER NAME: FORMER CONFORMED NAME: PODZIMEK CHERI B DATE OF NAME CHANGE: 20030923 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-07-31 0 0000796505 Clearfield, Inc. CLFD 0001264406 Beranek Cheryl P 5480 NATHAN LANE N SUITE 120 PLYMOUTH MN 55442 1 1 0 0 President and CEO Common Stock 2013-07-31 4 M 0 30000 1.09 A 233780 D Employee Stock Option (Right to Buy) 1.09 2013-07-31 4 M 0 30000 0 D 2008-11-08 2013-11-09 Common Stock 30000 0 D (1) The stock option exercised vests in 20% increments beginning 11/8/2008 through 11/9/2012. Daniel Herzog by Power of Attorney for Cheryl Beranek 2013-07-31