0000796505-13-000017.txt : 20130731 0000796505-13-000017.hdr.sgml : 20130731 20130731163420 ACCESSION NUMBER: 0000796505-13-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130730 FILED AS OF DATE: 20130731 DATE AS OF CHANGE: 20130731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH RONALD G CENTRAL INDEX KEY: 0001257956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 13999439 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE N STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-07-30 0 0000796505 Clearfield, Inc. CLFD 0001257956 ROTH RONALD G 5480 NATHAN LANE N SUITE 120 PLYMOUTH MN 55442 1 0 0 1 Chairman of the Board Common Stock 2013-07-30 4 P 0 100 10.85 A 1068623 D Common Stock 2013-07-30 4 P 0 2564 10.9 A 1071187 D Common Stock 2013-07-30 4 P 0 2336 10.95 A 1073523 D Common Stock 2013-07-31 4 P 0 509 10.66 A 1074032 D Common Stock 2013-07-31 4 P 0 300 10.85 A 1074332 D Common Stock 2013-07-31 4 P 0 300 10.89 A 1074632 D Common Stock 2013-07-31 4 P 0 150 10.89 A 1074782 D Common Stock 2013-07-31 4 P 0 1100 10.9 A 1075882 D Common Stock 2013-07-31 4 P 0 450 11.03 A 1076332 D Common Stock 2013-07-31 4 P 0 2191 11.02 A 1078523 D Common Stock 176760 I Shares held by Spouse Daniel Herzog by Power of Attorney for Ronald G. Roth 2013-07-31