0000796505-13-000014.txt : 20130703 0000796505-13-000014.hdr.sgml : 20130703 20130703164957 ACCESSION NUMBER: 0000796505-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130703 DATE AS OF CHANGE: 20130703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG DANIEL R CENTRAL INDEX KEY: 0001262286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 13953685 MAIL ADDRESS: STREET 1: CLEARFIELD, INC. STREET 2: 5480 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-30 0 0000796505 Clearfield, Inc. CLFD 0001262286 HERZOG DANIEL R CLEARFIELD, INC. 5480 NATHAN LANE PLYMOUTH MN 55442 0 1 0 0 Chief Financial Officer Common Stock (ESPP) 2013-06-30 5 A 0 E 982 3.82 A 7445 D Purchase of common stock through employee stock purchase plan for period January 1-June 30, 2013. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on June 30, 2013. Daniel Herzog 2013-07-03