-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L2ohDNXhsfrmJN2JtiCnZK+9NDokLmZbJkn5IfeprJiN0+JlJ26italKkeuFjLan ldp9xU+b1lEAapMPzU6/tg== 0000796505-09-000028.txt : 20091123 0000796505-09-000028.hdr.sgml : 20091123 20091123161649 ACCESSION NUMBER: 0000796505-09-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091120 FILED AS OF DATE: 20091123 DATE AS OF CHANGE: 20091123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill John P CENTRAL INDEX KEY: 0001449386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 091201940 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE N. SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 5480 NATHAN LANE NORTH STREET 2: SUITE 120 CITY: PLYMOUTH STATE: MN ZIP: 55442 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-11-20 0 0000796505 Clearfield, Inc. CLFD 0001449386 Hill John P 5480 NATHAN LANE N. SUITE 120 PLYMOUTH MN 55442 0 1 0 0 COO COMMON STOCK 10000 D Option to Purchase Common Stock 3.3 2009-11-20 4 A 0 25000 0 A 2016-11-20 Common Shares 25000 25000 D The stock options were issued under the 2007 Clearfield Stock Option Plan as amended. Pursuant to their terms options become exercisable at a rate of 33.3% per year commencing on November 20, 2010 and are fully vested at November 20, 2010 with a seven year term ending November 20, 2016. Johnny P Hill 2009-11-23 -----END PRIVACY-ENHANCED MESSAGE-----