-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkybvRQ2vMHzB0vGFkY1H+36vYg2A0InuD2xE0br69vGZRXYWWCJu9jLKBQRsD9u n3GJ1ltpcHQz8S0PSG5RhQ== <SEC-DOCUMENT>0001181431-02-002183.txt : 20021121 <SEC-HEADER>0001181431-02-002183.hdr.sgml : 20021121 <ACCEPTANCE-DATETIME>20021121145228 ACCESSION NUMBER: 0001181431-02-002183 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020926 FILED AS OF DATE: 20021121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADELPHIA COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000796486 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 232417713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16014 FILM NUMBER: 02835992 BUSINESS ADDRESS: STREET 1: 1 NORTH MAIN STREET CITY: COUDERSPORT STATE: PA ZIP: 16915 BUSINESS PHONE: 8142749830 MAIL ADDRESS: STREET 1: 1 NORTH MAIN STREET CITY: COUDERSPORT STATE: PA ZIP: 16915 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PERRON LEE CENTRAL INDEX KEY: 0001204867 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 779 AVENUE A CITY: REDONDO BEACH STATE: CA ZIP: 90277 BUSINESS PHONE: 8188678014 MAIL ADDRESS: STREET 1: 779 AVENUE A CITY: REDONDO BEACH STATE: CA ZIP: 90277 </SEC-HEADER> <DOCUMENT> <TYPE>3 <SEQUENCE>1 <FILENAME>rrd1774.htm <DESCRIPTION>LEE PERRON FORM 3 <TEXT> <TABLE width=100% border=1> <TR> <TD width=254 valign=middle align=center> <div><font size = +2>FORM 3</font></div> </TD> <TD width=764 valign=middle align=center> <font face=arial,helvetica><b>UNITED STATES SECURITIES AND EXCHANGE COMMISSION</b></font><br> <font size=1 face=arial,helvetica><b>Washington, D.C. 20549</b></font><br><br> <font size=2 face=arial,helvetica><b>INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES</b></font><br><br> <font size=1 face=arial,helvetica>Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility</font><br> <font size=1 face=arial,helvetica>Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940</font><br> </TD> <TD width=254 valign=top> <div align=center><font size=1 face=arial,helvetica>OMB APPROVAL</font></div> <br><div align=center><hr width=98%></div><br> <div><font size=1 face=arial,helvetica>OMB Number: 3235-0104</font></div> <div><font size=1 face=arial,helvetica>Expires: January 31, 2005<br>Estimated average burden<br>hours per response. . . . . 0.5</font></div> </TD> </TR> </TABLE> <TABLE width=100% border=1> <TR> <TD width=446 valign=top> <div><font size=1 face=arial,helvetica>1. Name and Address of Reporting Person<sup>*</sup></font></div><BR> <div><font size=1 face=arial,helvetica><b>Perron, Lee A.</b></font></div> <div align=center><hr width=98%></div> <div align=center><font size=1 face=arial,helvetica>(Last) (First) (Middle)</font></div><BR> <div><font size=1 face=arial,helvetica><b>779 Avenue A</b></font></div> <div><font size=1 face=arial,helvetica><b></b></font></div> <div align=center><hr width=98%></div> <div align=center><font size=1 face=arial,helvetica>(Street)</font></div> <div><font size=1 face=arial,helvetica><b>Redondo Beach, CA 90277</b></font></div> <div align=center><hr width=98%></div> <div align=center><font size=1 face=arial,helvetica>(City) (State) (Zip)</font></div> <br> </TD> <TD width=190 valign=top> <div><font size=1 face=arial,helvetica>2. Date of Event<br>Requiring Statement<BR> Month/Day/Year</font></div><br> <div><font size=1 face=arial,helvetica><b>September 26, 2002</b></font></div> <br><div align=center><hr width=98%></div> <div><font size=1 face=arial,helvetica>3. I.R.S. Identification<br> Number of Reporting<br> Person, if an entity<br> (voluntary)</font></div> <div><font size=1 face=arial,helvetica><b>###-##-####</b></font></div> </TD> <TD width=526 valign=top> <div><font size=1 face=arial,helvetica>4. Issuer Name <b>and</B>Ticker or Trading Symbol</font></div><br> <div><font size=1 face=arial,helvetica><b>Adelphia Communications Corporation, Inc.<BR>(ADELQ)</b></font></div> <br><div align=center><hr width=98%></div> <div><font size=1 face=arial,helvetica> 5. Relationship of Reporting Person(s) to Issuer</font></div> <div><font size=1 face=arial,helvetica>(Check all applicable)</font></div><br> <div><font size=1 face=arial,helvetica><u> </u> Director <u> </u> 10% Owner</font></div> <div><font size=1 face=arial,helvetica><u>X</u> Officer (give title below) <BR> <u> </u> Other (specify below)</font></div> <br> <div><font size=1 face=arial,helvetica>Description <b><u>Regional Vice President (Southern California)</u></b></font></div> <div align=center><hr width=98%></div> </TD> <TD width=110 valign=top> <div><font size=1 face=arial,helvetica>6. If Amendment,<BR> Date of Original<br> (Month/Day/Year)</font></div><br> <div><font size=1 face=arial,helvetica><b></b></font></div> <br><div align=center><hr width=98%></div> <div><font size=1 face=arial,helvetica> <div><font size=1 face=arial,helvetica>7. Individual or Joint/Group<br> Filing (Check Applicable Line)</font></div> <br><div><font size=1 face=arial,helvetica><u>X</u> Form filed by One Reporting Person</font></div> <div><font size=1 face=arial,helvetica><u> </u> Form filed by More than One Reporting Person</font></div> </TD> </TR> </TABLE> <TABLE width=100% border=1> <TR> <TD width=100% valign=top> <div align=center><font size=1 face=arial,helvetica><b>Table I - Non-Derivative Securities Beneficially Owned</b></font></div> </TD> </TR> </TABLE> <TABLE width=100% border=1> <TR> <TD width=280 valign=top> <div><font size=1 face=arial,helvetica>1. Title of Security<br> (Instr. 4)</font></div><br> </TD> <TD width=140 valign=top> <div><font size=1 face=arial,helvetica>2. Amount of Securities Beneficially Owned<br><br> (Instr.4)</font></div> </TD> <TD width=100 valign=top> <div><font size=1 face=arial,helvetica>3. Ownership Form:<br> Direct (D)<br> or<br> Indirect (I)<br><br> (Instr. 5)</font></div> </TD> <TD width=304 valign=top> <div><font size=1 face=arial,helvetica>4. Nature of Indirect Beneficial Ownership<br><br> (Instr. 5)</font></div> </TD> </TR> <TR> <TD width=280 align=left> <div><font size=1 face=arial,helvetica><b>Class A Common</b></font></div> </TD> <TD width=140 align=center> <div align=center><font size=1 face=arial,helvetica><b>65.71</b></font></div> </TD> <TD width=100 align=center <div align=center><font size=1 face=arial,helvetica><b> I </font> </div> </TD> <TD width=204 align=left> <div><font size=1 face=arial,helvetica><b>By 401(k) Plan</b></font></div> </TD> </TR> </TABLE> <TABLE width=100% border=0> <TR> <TD width=100%><hr width=98%> </TD> </TR> </TABLE> <TABLE width=100% border=0> <TR> <TD width=100% align=right><font face=arial,helvetica><b> </b></font><br> </TD> </TR> </TABLE> <TABLE width=100% border=1> <TR> <TD width=100% valign=top> <div align=center><font size=1 face=arial,helvetica><b>Table II - Derivative Securities Beneficially Owned</b></font></div> <div align=center><font size=1 face=arial,helvetica><b>(e.g., puts, calls, warrants, options, convertible securities)</b></font></div> </TD> </TR> </TABLE> <TABLE width=100% border=1> <TR> <TD width=152 valign=top> <div><font size=1 face=arial,helvetica>1. Title of Derivative Security<br> (Instr. 4)</font></div> </TD> <TD width=112 valign=top> <div><font size=1 face=arial,helvetica>2. Date Exercisable(DE) and<br> Expiration Date(ED)<br> (Month/Day/Year)</font></div> <br><br><br><br><br><div align=center><hr width=98%></div> <div align=center><font size=1 face=arial,helvetica> DE / ED </font></div> </TD> <TD width=186 valign=top> <div><font size=1 face=arial,helvetica>3. Title and Amount of<br> Underlying Securities<br> (Instr. 4)</font></div> <br><br><br><br><br><div align=center><hr width=98%></div> <div align=center><font size=1 face=arial,helvetica>Title / Amount or Number of Shares</font></div> </TD> <TD width=76 valign=top> <div><font size=1 face=arial,helvetica>4. Conver-<br> sion or<br> Exercise<br> Price of<br> Deri-<br> vative<br> Security</font></div> </TD> <TD width=50 valign=top> <font size=1 face=arial,helvetica>5. Owner-<br>ship<br>Form of<br>Deriv-<br>ative<br>Security:<BR>Direct (D)<br>or<BR>Indirect (I)<br><BR>(Instr.5)</font> </TD> <TD width=128 valign=top> <font size=1 face=arial,helvetica>6. Nature of<br> Indirect<br> Beneficial<br> Ownership<br> (Instr.5)</font> </TD> </TR> <TR> <TD width=152 align=left> <font size=1 face=arial,helvetica><b>Employee Stock Options</b></font> </TD> <TD width=132 align=center> <div><font size=1 face=arial,helvetica>(1) / 02/06/2011</font></div> </TD> <TD width=250 align=center> <div><font size=1 face=arial,helvetica><b>Class A Common</b> / <b>1000</b></font></div> </TD> <TD width=76 align=left> <font size=1 face=arial,helvetica><b>$44.25</b></font> </TD> <TD width=50 align=center> <div><font size=1 face=arial,helvetica>D</font></div> </TD> <TD width=128 align=left> <font size=1 face=arial,helvetica><b></b></font> </TD> </TR> <BR> </TABLE> <font size=1 face=arial,helvetica><B>Explanation of Responses:</B> </font><br> <TABLE width=100% border=0> <TR> <TD width=100% align=right><font face=arial,helvetica><b> </b></font><br> </TD> </TR> </TABLE> <TABLE width=100% border=1> <TR> <TD width=1272> <div>(1) The options become exercisable in 2 installments: 60% on 02/06/2004 and the remaining 40% on 02/06/2005.</div> </TD> </TR> </TABLE> <TABLE width=100% border=0> <TR> <TD width=40% valign=top> <font size=1 face=arial,helvetica><b>By: </b><br><U>/s/ Lee A. Perron</U> <u>November 21, 2002</U> <br>** Signature of Reporting Person Date </font><br><br><font size=1 face=arial,helvetica><b></b></font><br><br> <div align=right><font size=1 face=arial,helvetica><br>SEC 2270 (07/02)</font></div> </TD> </TR> <TR> <TD width=60% valign=top> <font size=1 face=arial,helvetica>Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.<BR><BR> * If the form is filed by more than one reporting person, see Instruction 4(b)(v).<BR> ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).<BR> Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. <BR> Potential persons who are to respond to the collection of information contained in this form are not<BR> required to respond unless the form displays a currently valid OMB Number. </font> </TD> </TR> </TABLE> </BODY> </HTML> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----