-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXrBCq6+AG7wbqyQc9aQs86GPa8RElhdy6NmkQ2Yig11oBQkeH7SYFRvaYLiS38t M+6lPpa4eNtIYo7CVMmLSw== 0001063406-99-000005.txt : 19990217 0001063406-99-000005.hdr.sgml : 19990217 ACCESSION NUMBER: 0001063406-99-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EATERIES INC CENTRAL INDEX KEY: 0000796369 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 731230348 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41262 FILM NUMBER: 99538815 BUSINESS ADDRESS: STREET 1: 3240 W BRITTON RD STE 202 CITY: OKLAHOMA CITY STATE: OK ZIP: 73120 BUSINESS PHONE: 4057553607 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOE RICHARD W CENTRAL INDEX KEY: 0001063406 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 540729500 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: S.W. NINETY SECOND AVE., SUITE 370 CITY: PORTLAND STATE: OR ZIP: 97223 BUSINESS PHONE: 5032441956 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 Eateries, Inc. (Name of Issuer) Common Stock, with par value $0.002 (Title of Class of Securities) 277851101 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out or a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 277851101 SCHEDULE 13G Page 2 of 7 1 Name of Reporting Person Richard W. Koe IRS Identification No. of Above Person 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization United States 5 Sole Voting Power 1,055,200 NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 1,055,200 8 Shares Dispositive Power -0- 9 Aggregate Amount Beneficially Owned by each Reporting Person 1,055,200 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] 11 Percent of Class Represented by Amount in Row 9 26.7% 12 Type of Reporting Person* IN CUSIP No. 277851101 SCHEDULE 13G Page 3 of 7 1 Name of Reporting Person Astoria Capital Management, Inc. IRS Identification No. of Above Person 94-3143169 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization California 5 Sole Voting Power 1,055,200 NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 1,055,200 8 Shares Dispositive Power -0- 9 Aggregate Amount Beneficially Owned by each Reporting Person 1,055,200 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] 11 Percent of Class Represented by Amount in Row 9 26.7% 12 Type of Reporting Person* CO, IA CUSIP No. 277851101 SCHEDULE 13G Page 4 of 7 Item 1(a). Name of Issuer. Eateries, Inc. Item 1(b). Address of Issuer's Principal Executive Offices. 3240 W. Britton Road, Suite 202, Oklahoma City, OK 73120. Item 2(a). Names of Persons Filing. Richard W. Koe and Astoria Capital Management, Inc. Item 2(b). Address of Principal Business Office or, if none, Residence. The business address of Richard W. Koe and Astoria Capital Management, Inc. is 6600 SW Ninety-Second Avenue, Suite 370, Portland, OR 97223. Item 2(c). Citizenship. Richard W. Koe is a United States citizen. Astoria Capital Management, Inc. is a California corporation. Item 2(d). Title of Class of Securities. Common stock, par value of $.002 Item 2(e). CUSIP Number. 277851101 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). CUSIP No. 277851101 SCHEDULE 13G Page 5 of 7 (d) [ ] Investment company registered under section 8 of the Investment Company act of 1940 (15 U.S.C. 80a-8). (e) [X] An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E) (with respect to Astoria Capital Management, Inc. only). (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) [X] A parent holding company or control person in accordance with 240.13b-1(b)(1)(ii)(G) (with respect to Richard W. Koe only). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded form the definition of an investment company under section 3(c)(14) of the Investment Company act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Section 240.13d-1(c), check this box [ ] Item 4. Ownership. Reference is made hereby made to Items 5-9 and 11 of pages two (2) and three (3) of this Schedule 13G, which Items are incorporated by reference herein. CUSIP No. 277851101 SCHEDULE 13G Page 6 of 7 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable. Astoria Capital Management, Inc. is deemed to be the beneficial owner of the number of securities reflected in Item 5-9 and 11 of page three (3) of this Schedule 13G pursuant to separate arrangements whereby it acts as investment adviser to certain persons, including Astoria Capital Partners, L. P., MicroCap Partners, L. P. and Montavilla Partners, L. P. Each person for whom Astoria Capital Management, Inc. acts as investment adviser has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 1,055,200 shares purchased or held pursuant to such arrangements. Richard W. Koe is deemed to be the beneficial owner of the number of securities reflected in Items 5-9 and 11 on page two (2) of this Schedule 13G pursuant to his ownership interest in Astoria Capital Management, Inc., Astoria Capital Partners, L. P. and Montavilla Partners, L. P. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. (a) By signing below, Astoria Capital Management, Inc. certifies that, to the best of its knowledge and belief, the securities referred to above on page three (3) of this Schedule 13G were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 277851101 SCHEDULE 13G Page 7 of 7 (b) By signing below, Richard W. Koe certifies that, to the best of his respective knowledge and believe, the securities referred to above on page two (2) of this Schedule 13G were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of their respective knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. DATED: February 12, 1999 RICHARD W. KOE /s/ Richard W. Koe ________________________ By: Richard W. Koe DATED: February 12, 1999 ASTORIA CAPITAL MANAGEMENT, INC. /s/ Richard W. Koe ________________________ By: Richard W. Koe its: President -----END PRIVACY-ENHANCED MESSAGE-----