0001179110-14-001463.txt : 20140128 0001179110-14-001463.hdr.sgml : 20140128 20140128183448 ACCESSION NUMBER: 0001179110-14-001463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140124 FILED AS OF DATE: 20140128 DATE AS OF CHANGE: 20140128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE SYSTEMS INC CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Donna CENTRAL INDEX KEY: 0001598108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 14554430 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 edgar.xml FORM 4 - X0306 4 2014-01-24 0 0000796343 ADOBE SYSTEMS INC ADBE 0001598108 Morris Donna ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE CA 95110 0 1 0 0 SVP, People and Places Common Stock 2014-01-24 4 M 0 14500 00.00 A 76330 I by trust Common Stock 2014-01-24 4 F 0 6990 59.09 D 69340 I by trust Common Stock 2014-01-24 4 M 0 9375 00.00 A 78715 I by trust Common Stock 2014-01-24 4 F 0 4891 59.09 D 73824 I by trust Common Stock 2014-01-24 4 M 0 8233 00.00 A 82057 I by trust Common Stock 2014-01-24 4 F 0 3184 59.09 D 78873 I by trust Common Stock 2014-01-24 4 M 0 4750 00.00 A 83623 I by trust Common Stock 2014-01-24 4 F 0 1785 59.09 D 81838 I by trust Common Stock 2014-01-24 4 M 0 13750 00.00 A 95588 I by trust Common Stock 2014-01-24 4 F 0 7174 59.09 D 88414 I by trust Common Stock 2014-01-25 4 M 0 3000 00.00 A 91414 I by trust Common Stock 2014-01-25 4 F 0 1565 59.09 D 89849 I by trust Common Stock 2014-01-25 4 M 0 12500 00.00 A 102349 I by trust Common Stock 2014-01-25 4 F 0 6522 59.09 D 95827 I by trust Performance Shares 0 2014-01-24 4 M 0 14500 0 D Common Stock 14500 14500 D Restricted Stock Units 0 2014-01-24 4 M 0 9375 0 D Common Stock 9375 18750 D Performance Shares 0 2014-01-24 4 M 0 8233 0 D Common Stock 8233 0 D Restricted Stock Units 0 2014-01-24 4 M 0 4750 0 D Common Stock 4750 4750 D Restricted Stock Units 0 2014-01-24 4 M 0 13750 0 D Common Stock 13750 13750 D Restricted Stock Units 0 2014-01-25 4 M 0 3000 0 D Common Stock 3000 0 D Restricted Stock Units 0 2014-01-25 4 M 0 12500 0 D Common Stock 12500 0 D Performance Shares 0 2014-01-24 5 A 0 E 38000 0 A Common Stock 38000 38000 D Restricted Stock Units 0 2014-01-24 4 A 0 19000 0 A Common Stock 19000 19000 D Shares held by the Shares held by The Morris Family Rev Trust. Shares surrendered to pay tax liability due at vesting of Performance Shares. Shares surrendered to pay tax liability due at vesting of Restricted Stock Units. Represents the number of shares acquired upon vesting of 1/3 of the Performance Shares earned by the participant in connection with the Performance Share award filed on Form 3 on January 24, 2014. The participant earned 116% of the target award based on the achievement of certain pre-established performance goals during the 2012 fiscal year. The remaining Performance Shares will vest as to 1/3 of the full earned amount on the third anniversary of the January 24, 2012 grant date. RSU award granted on January 24, 2012 vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date. The remaining units will vest on January 24, 2015 as to 9,375 shares and January 24, 2016 as to the remaining 9,375 shares. Represents the number of shares acquired upon vesting of 1/3 of the Performance Shares earned by the participant in connection with the Performance Share award filed on Form 3 on January 24, 2014. The participant earned 130% of the target award based on the achievement of certain pre-established performance goals during the 2011 fiscal year. This Performance Share award vested in full on the third anniversary of the January 24, 2011 grant date. RSU award granted on January 24, 2011 vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date. The remaining units will vest on January 24, 2015 as to the remaining 4,750 shares. Vests at a rate of 50% annually on the first and second anniversaries of the January 24, 2013 grant date. The remaining units will vest on January 24, 2015 as to the remaining 13,750 shares. RSU award granted on January 25, 2010 vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date. This Restricted Stock Unit award vested in full on January 25, 2014. RSU award granted on January 25, 2010 vested in full on January 25, 2014. Represents the maximum number of Performance Shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the three-year performance period. Each Performance Share represents a contingent right to receive one share of ADBE common stock. The maximum number represents 200% of the target payout of 19,000 shares. The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2014 grant date, if the performance goal is achieved. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 grant date. /s/ Jonathan Vaas, as attorney-in-fact 2014-01-28