0000796343-16-000234.txt : 20160127 0000796343-16-000234.hdr.sgml : 20160127 20160127163418 ACCESSION NUMBER: 0000796343-16-000234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160124 FILED AS OF DATE: 20160127 DATE AS OF CHANGE: 20160127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE SYSTEMS INC CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON MATTHEW CENTRAL INDEX KEY: 0001267573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 161365415 MAIL ADDRESS: STREET 1: 20450 STEVENS CREEK BOULEVARD, SUITE 800 STREET 2: C/O BORLAND SOFTWARE CORP CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 wf-form4_145393044651061.xml FORM 4 X0306 4 2016-01-24 0 0000796343 ADOBE SYSTEMS INC ADBE 0001267573 THOMPSON MATTHEW ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE CA 95110 0 1 0 0 EVP WW Field Operations Common Stock 2016-01-24 4 M 0 15625 0 A 67343 D Common Stock 2016-01-24 4 F 0 6578 89.63 D 60765 D Common Stock 2016-01-24 4 M 0 108900 0 A 169665 D Common Stock 2016-01-24 4 F 0 56824 89.63 D 112841 D Common Stock 2016-01-24 4 M 0 13367 0 A 126208 D Common Stock 2016-01-24 4 F 0 6974 89.63 D 119234 D Common Stock 2016-01-24 4 M 0 11467 0 A 130701 D Common Stock 2016-01-24 4 F 0 5983 89.63 D 124718 D Common Stock 2016-01-26 4 S 0 73000 86.8356 D 51718 D Restricted Stock Units 0.0 2016-01-24 4 M 0 15625 0 D Common Stock 15625.0 0 D Performance Shares 0.0 2016-01-24 4 M 0 108900 0 D Common Stock 108900.0 0 D Restricted Stock Units 0.0 2016-01-24 4 M 0 13367 0 D Common Stock 13367.0 13366 D Restricted Stock Units 0.0 2016-01-24 4 M 0 11467 0 D Common Stock 11467.0 22933 D Performance Shares 0.0 2016-01-25 4 A 0 57150 0 A Common Stock 57150.0 57150 D Restricted Stock Unit 0.0 2016-01-25 4 A 0 28575 0 A Common Stock 28575.0 28575 D Shares surrendered to pay tax liability due at vesting. This transaction was executed in multiple trades at prices ranging from $86.29 to $87.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. RSU award granted on January 24, 2012 vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date. The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2013 grant date. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 grant date. Vests 1/3 on each of January 24, 2016, January 24, 2017 and January 24, 2018. The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2016 vesting commencement date, if the performance goal is achieved. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. /s/ Jonathan Vaas, as attorney-in-fact 2016-01-27