0000796343-16-000234.txt : 20160127
0000796343-16-000234.hdr.sgml : 20160127
20160127163418
ACCESSION NUMBER: 0000796343-16-000234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160124
FILED AS OF DATE: 20160127
DATE AS OF CHANGE: 20160127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADOBE SYSTEMS INC
CENTRAL INDEX KEY: 0000796343
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770019522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110-2704
BUSINESS PHONE: 4085366000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110-2704
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON MATTHEW
CENTRAL INDEX KEY: 0001267573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15175
FILM NUMBER: 161365415
MAIL ADDRESS:
STREET 1: 20450 STEVENS CREEK BOULEVARD, SUITE 800
STREET 2: C/O BORLAND SOFTWARE CORP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
4
1
wf-form4_145393044651061.xml
FORM 4
X0306
4
2016-01-24
0
0000796343
ADOBE SYSTEMS INC
ADBE
0001267573
THOMPSON MATTHEW
ADOBE SYSTEMS INCORPORATED
345 PARK AVENUE
SAN JOSE
CA
95110
0
1
0
0
EVP WW Field Operations
Common Stock
2016-01-24
4
M
0
15625
0
A
67343
D
Common Stock
2016-01-24
4
F
0
6578
89.63
D
60765
D
Common Stock
2016-01-24
4
M
0
108900
0
A
169665
D
Common Stock
2016-01-24
4
F
0
56824
89.63
D
112841
D
Common Stock
2016-01-24
4
M
0
13367
0
A
126208
D
Common Stock
2016-01-24
4
F
0
6974
89.63
D
119234
D
Common Stock
2016-01-24
4
M
0
11467
0
A
130701
D
Common Stock
2016-01-24
4
F
0
5983
89.63
D
124718
D
Common Stock
2016-01-26
4
S
0
73000
86.8356
D
51718
D
Restricted Stock Units
0.0
2016-01-24
4
M
0
15625
0
D
Common Stock
15625.0
0
D
Performance Shares
0.0
2016-01-24
4
M
0
108900
0
D
Common Stock
108900.0
0
D
Restricted Stock Units
0.0
2016-01-24
4
M
0
13367
0
D
Common Stock
13367.0
13366
D
Restricted Stock Units
0.0
2016-01-24
4
M
0
11467
0
D
Common Stock
11467.0
22933
D
Performance Shares
0.0
2016-01-25
4
A
0
57150
0
A
Common Stock
57150.0
57150
D
Restricted Stock Unit
0.0
2016-01-25
4
A
0
28575
0
A
Common Stock
28575.0
28575
D
Shares surrendered to pay tax liability due at vesting.
This transaction was executed in multiple trades at prices ranging from $86.29 to $87.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
RSU award granted on January 24, 2012 vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date.
The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2013 grant date.
Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 grant date.
Vests 1/3 on each of January 24, 2016, January 24, 2017 and January 24, 2018.
The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2016 vesting commencement date, if the performance goal is achieved.
Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.
/s/ Jonathan Vaas, as attorney-in-fact
2016-01-27