0000796343-15-000123.txt : 20150415 0000796343-15-000123.hdr.sgml : 20150415 20150415160134 ACCESSION NUMBER: 0000796343-15-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150413 FILED AS OF DATE: 20150415 DATE AS OF CHANGE: 20150415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE SYSTEMS INC CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNOCK JOHN E CENTRAL INDEX KEY: 0001032856 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 15771708 MAIL ADDRESS: STREET 1: C/O ADOBE SYSTEMS INC STREET 2: 345 PARK AVENUE P O BOX 2704 CITY: SAN JOSE STATE: CA ZIP: 95110-2704 4 1 wf-form4_142912808425780.xml FORM 4 X0306 4 2015-04-13 0 0000796343 ADOBE SYSTEMS INC ADBE 0001032856 WARNOCK JOHN E ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE CA 95110 1 0 0 1 Co-Chairman of the Board Common Stock 2015-04-13 4 S 0 15000 76.1557 D 708703 I by trust Common Stock 2015-04-14 4 M 0 8382 45.03 A 717085 I by trust Common Stock 2015-04-14 4 M 0 21258 33.18 A 738343 I by trust Common Stock 2015-04-14 4 M 0 21276 33.23 A 759619 I by trust Common Stock 2015-04-14 4 M 0 15942 23.28 A 775561 I by trust Common Stock 2015-04-14 4 S 0 66858 75.0386 D 708703 I by trust Common Stock 22868 D Stock Options (right to buy) 45.03 2015-04-14 4 M 0 8382 0 D 2015-04-14 2020-04-12 Common Stock 8382.0 0 D Stock Options (right to buy) 33.18 2015-04-14 4 M 0 21258 0 D 2015-04-14 2019-04-13 Common Stock 21258.0 0 D Stock Options (right to buy) 33.23 2015-04-14 4 M 0 21276 0 D 2015-04-14 2018-04-25 Common Stock 21276.0 0 D Stock Options (right to buy) 23.28 2015-04-14 4 M 0 15942 0 D 2015-04-14 2016-04-02 Common Stock 15942.0 0 D This transaction was executed in multiple trades at prices ranging from $76.15 to $76.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee. This transaction was executed in multiple trades at prices ranging from $75.90 to $76.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Options granted April 12, 2013 are fully vested and exercisable. Options granted April 13, 2012 are fully vested and exercisable. Options granted April 25, 2011 are fully vested and exercisable. Options granted April 2, 2009 are fully vested and exercisable. /s/ Jonathan Vaas, as attorney-in-fact 2015-04-15