-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JI4yRGPkz+4d3Uv4mB89VD1tImd3dJdLebkEHrPDBD2alDTfHjJ7ro66/FPDQL8C g6v8Fv41/KBlNkzyJ8IYAg== 9999999995-08-000320.txt : 20080130 9999999995-08-000320.hdr.sgml : 20080130 20080130001518 ACCESSION NUMBER: 9999999995-08-000320 CONFORMED SUBMISSION TYPE: EFFECT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080129 DATE AS OF CHANGE: 20080130 EFFECTIVENESS DATE: 20080129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD FUNDS CENTRAL INDEX KEY: 0000796229 IRS NUMBER: 133625130 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 033-06790 FILM NUMBER: 08559611 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 8004223554 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS DATE OF NAME CHANGE: 19980304 FORMER COMPANY: FORMER CONFORMED NAME: WESTWOOD FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARQUIS FUND DATE OF NAME CHANGE: 19861228 0000796229 S000001080 WESTWOOD BALANCED FUND C000002911 CLASS A WEBCX C000002912 CLASS AAA WEBAX C000002913 CLASS B WBCBX C000002914 CLASS C WBCCX C000061063 Class I 0000796229 S000001081 WESTWOOD EQUITY FUND C000002915 CLASS B C000002916 CLASS C C000002917 CLASS A WEECX C000002918 CLASS AAA WESWX C000061064 Class I 0000796229 S000001082 WESTWOOD INCOME FUND C000002919 CLASS A C000002920 CLASS B C000002921 CLASS C C000002922 CLASS AAA WESRX C000061065 Class I 0000796229 S000001083 WESTWOOD INTERMEDIATE BOND FUND C000002923 CLASS A WEAIX C000002924 CLASS AAA WEIBX C000002925 CLASS B WEBIX C000002926 CLASS C WECIX C000061066 Class I 0000796229 S000001084 WESTWOOD MIGHTY MITES FUND C000002927 CLASS A WMMAX C000002928 CLASS AAA WEMMX C000002929 CLASS B WMMBX C000002930 CLASS C WMMCX C000061067 Class I 0000796229 S000001085 WESTWOOD SMALL CAP EQUITY FUND C000002931 CLASS A C000002932 CLASS B C000002933 CLASS C C000002934 CLASS AAA WESCX C000061068 Class I EFFECT 1 primary_doc.xml X0101 EFFECT 33 LIVE 2008-01-29 0000935069-08-000057 485APOS 0000796229 WESTWOOD FUNDS 033-06790 S000001080 WESTWOOD BALANCED FUND C000002911 CLASS A S000001080 WESTWOOD BALANCED FUND C000002912 CLASS AAA S000001080 WESTWOOD BALANCED FUND C000002913 CLASS B S000001080 WESTWOOD BALANCED FUND C000002914 CLASS C S000001080 WESTWOOD BALANCED FUND C000061063 Class I S000001081 WESTWOOD EQUITY FUND C000002915 CLASS B S000001081 WESTWOOD EQUITY FUND C000002916 CLASS C S000001081 WESTWOOD EQUITY FUND C000002917 CLASS A S000001081 WESTWOOD EQUITY FUND C000002918 CLASS AAA S000001081 WESTWOOD EQUITY FUND C000061064 Class I S000001082 WESTWOOD INCOME FUND C000002919 CLASS A S000001082 WESTWOOD INCOME FUND C000002920 CLASS B S000001082 WESTWOOD INCOME FUND C000002921 CLASS C S000001082 WESTWOOD INCOME FUND C000002922 CLASS AAA S000001082 WESTWOOD INCOME FUND C000061065 Class I S000001083 WESTWOOD INTERMEDIATE BOND FUND C000002923 CLASS A S000001083 WESTWOOD INTERMEDIATE BOND FUND C000002924 CLASS AAA S000001083 WESTWOOD INTERMEDIATE BOND FUND C000002925 CLASS B S000001083 WESTWOOD INTERMEDIATE BOND FUND C000002926 CLASS C S000001083 WESTWOOD INTERMEDIATE BOND FUND C000061066 Class I S000001084 WESTWOOD MIGHTY MITES FUND C000002927 CLASS A S000001084 WESTWOOD MIGHTY MITES FUND C000002928 CLASS AAA S000001084 WESTWOOD MIGHTY MITES FUND C000002929 CLASS B S000001084 WESTWOOD MIGHTY MITES FUND C000002930 CLASS C S000001084 WESTWOOD MIGHTY MITES FUND C000061067 Class I S000001085 WESTWOOD SMALL CAP EQUITY FUND C000002931 CLASS A S000001085 WESTWOOD SMALL CAP EQUITY FUND C000002932 CLASS B S000001085 WESTWOOD SMALL CAP EQUITY FUND C000002933 CLASS C S000001085 WESTWOOD SMALL CAP EQUITY FUND C000002934 CLASS AAA S000001085 WESTWOOD SMALL CAP EQUITY FUND C000061068 Class I -----END PRIVACY-ENHANCED MESSAGE-----