0001752724-23-273452.txt : 20231129
0001752724-23-273452.hdr.sgml : 20231129
20231129120948
ACCESSION NUMBER: 0001752724-23-273452
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230929
FILED AS OF DATE: 20231129
DATE AS OF CHANGE: 20231129
PERIOD START: 20230930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 231450174
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001082
TETON Convertible Securities Fund
C000002919
CLASS A
WEIAX
C000002921
CLASS C
WEICX
C000002922
CLASS AAA
WESRX
C000061065
Class I
WESIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001082
C000002919
C000002921
C000061065
C000002922
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Convertible Securities Fund
S000001082
549300865NLDDOK77H40
2023-09-30
2023-09-29
N
20354539.38
124519.95
20230019.43
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
2380.70000000
USD
N
ARRAY TECHNOLOGIES INC
549300JM5FECYJQ85V37
Array Technologies Inc
04271TAB6
528000.00000000
PA
USD
602712.00000000
2.979295210691
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
1.00000000
N
N
N
N
Y
Array Technologies Inc
Array Technologies Inc
USD
XXXX
N
N
N
CMS ENERGY CORP
549300IA9XFBAGNIBW29
CMS Energy Corp
125896BW9
600000.00000000
PA
USD
565500.00000000
2.795350750683
Long
DBT
CORP
US
Y
2
2028-05-01
Fixed
3.37500000
N
N
N
N
Y
CMS Energy Corp
CMS Energy Corp
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FU6
125000.00000000
PA
USD
123655.50000000
0.611247559241
Long
DBT
UST
US
N
2
2023-12-14
None
0.00000000
N
N
N
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAD9
500000.00000000
PA
USD
398750.00000000
1.971080657533
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
0.50000000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
POST HOLDINGS INC
JM1I5YUAURL6DC8N1468
Post Holdings Inc
737446AT1
275000.00000000
PA
USD
274037.50000000
1.354608189815
Long
DBT
CORP
US
N
2
2027-08-15
Fixed
2.50000000
N
N
N
N
N
Post Holdings Inc
Post Holdings Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796ZN2
640000.00000000
PA
USD
631794.93000000
3.123056466584
Long
DBT
UST
US
N
2
2023-12-28
None
0.00000000
N
N
N
N
N
N
INVACARE CORP SR GLBL COCO 26
N/A
INVACARE CORP SR GLBL COCO 26
000000000
5023.00000000
NS
USD
50.23000000
0.000248294373
Long
EC
CORP
US
N
2
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
300000.00000000
PA
USD
298875.00000000
1.477383652715
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
ENVESTNET INC
549300HLWZ5OKIDM8737
Envestnet Inc
29404KAF3
200000.00000000
PA
USD
183300.00000000
0.906079208842
Long
DBT
CORP
US
Y
2
2027-12-01
Fixed
2.62500000
N
N
N
N
N
Envestnet Inc
Envestnet Inc
USD
XXXX
N
N
N
NEXTERA ENERGY PARTNERS
5493008F4ZOQFNG3WN54
NextEra Energy Partners LP
65341BAG1
425000.00000000
PA
USD
362525.00000000
1.792015085573
Long
DBT
CORP
US
Y
2
2026-06-15
Fixed
2.50000000
N
N
N
N
N
NextEra Energy Partners LP
NextEra Energy Partners LP
USD
XXXX
N
N
N
TRANSMEDICS GROUP INC
549300060GVOSMWARH50
TransMedics Group Inc
89377MAA7
200000.00000000
PA
USD
181620.00000000
0.897774718548
Long
DBT
CORP
US
Y
2
2028-06-01
Fixed
1.50000000
N
N
N
N
Y
TransMedics Group Inc
TransMedics Group Inc
USD
XXXX
N
N
N
INVACARE HOLDINGS CORP
N/A
Invacare Holdings Corp
46124A309
11225.00000000
NS
USD
280625.00000000
1.387171183750
Long
EP
CORP
US
N
2
N
N
N
PPL CAPITAL FUNDING INC
549300MROK5WY0D2NU17
PPL Capital Funding Inc
69352PAR4
300000.00000000
PA
USD
274500.00000000
1.356894396220
Long
DBT
CORP
US
Y
2
2028-03-15
Fixed
2.87500000
N
N
N
N
Y
PPL Corp
PPL Corp
EUR
XXXX
N
N
N
ON SEMICONDUCTOR CORP
ZV20P4CNJVT8V1ZGJ064
ON Semiconductor Corp
682189AT2
225000.00000000
PA
USD
248175.00000000
1.226765999205
Long
DBT
CORP
US
Y
2
2029-03-01
Fixed
0.50000000
N
N
N
N
Y
ON Semiconductor Corp
ON Semiconductor Corp
USD
XXXX
N
N
N
AIR TRANSPORT SERVICES G
5493000F3MSFGIXTQE27
Air Transport Services Group Inc
00922RAC9
100000.00000000
PA
USD
98650.00000000
0.487641647312
Long
DBT
CORP
US
Y
2
2029-08-15
Fixed
3.87500000
N
N
N
N
N
Air Transport Services Group I
Air Transport Services Group Inc
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAE3
500000.00000000
PA
USD
442481.49000000
2.187251927913
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
PROGRESS SOFTWARE CORP
549300R65B3JG6972S24
Progress Software Corp
743312AB6
760000.00000000
PA
USD
785840.00000000
3.884524197908
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.00000000
N
N
N
N
Y
Progress Software Corp
Progress Software Corp
USD
XXXX
N
N
N
BREAD FINANCIAL HLDGS
549300G8S4PO686J7H97
Bread Financial Holdings Inc
018581AM0
200000.00000000
PA
USD
217620.00000000
1.075728081987
Long
DBT
CORP
US
Y
2
2028-06-15
Fixed
4.25000000
N
N
N
N
Y
Bread Financial Holdings Inc
Bread Financial Holdings Inc
USD
XXXX
N
N
N
SEMTECH CORP
549300J7WUY317SW6O61
Semtech Corp
816850AE1
400000.00000000
PA
USD
375800.00000000
1.857635388341
Long
DBT
CORP
US
Y
2
2027-11-01
Fixed
1.62500000
N
N
N
N
N
Semtech Corp
Semtech Corp
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AH4
350000.00000000
PA
USD
334950.00000000
1.655707752328
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
2.25000000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
EDGIO INC
529900BNCMDQGEKW5M59
Edgio Inc
53261MAB0
500000.00000000
PA
USD
433596.70000000
2.143333087248
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Edgio Inc
Edgio Inc
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAB9
700000.00000000
PA
USD
564900.00000000
2.792384861293
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
0.25000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AQ5
500000.00000000
PA
USD
489000.00000000
2.417199853376
Long
DBT
CORP
US
N
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
Liberty Media Corp-Liberty For
Liberty Media Corp-Liberty Formula One
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FV4
385000.00000000
PA
USD
380462.35000000
1.880682079008
Long
DBT
UST
US
N
2
2023-12-21
None
0.00000000
N
N
N
N
N
N
RIVIAN AUTO INC
N/A
Rivian Automotive Inc
76954AAA1
225000.00000000
PA
USD
326925.00000000
1.616038981728
Long
DBT
CORP
US
Y
2
2029-03-15
Fixed
4.62500000
N
N
N
N
Y
Rivian Automotive Inc
Rivian Automotive Inc
USD
XXXX
N
N
N
MARRIOTT VACATION WORLDW
549300WA6BT5H4F7IO94
Marriott Vacations Worldwide Corp
57164YAE7
400000.00000000
PA
USD
350000.00000000
1.730102144543
Long
DBT
CORP
US
Y
2
2027-12-15
Fixed
3.25000000
N
N
N
N
Y
Marriott Vacations Worldwide C
Marriott Vacations Worldwide Corp
USD
XXXX
N
N
N
DUKE ENERGY CORP
I1BZKREC126H0VB1BL91
Duke Energy Corp
26441CBX2
250000.00000000
PA
USD
243250.00000000
1.202420990457
Long
DBT
CORP
US
Y
2
2026-04-15
Fixed
4.12500000
N
N
N
N
Y
Duke Energy Corp
Duke Energy Corp
USD
XXXX
N
N
N
SOFI TECHNOLOGIES INC
549300SW81JCMVZDDY09
SoFi Technologies Inc
83406FAA0
750000.00000000
PA
USD
582000.00000000
2.876912708926
Long
DBT
CORP
US
Y
2
2026-10-15
None
0.00000000
N
N
N
N
Y
SoFi Technologies Inc
SoFi Technologies Inc
USD
XXXX
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAB0
360000.00000000
PA
USD
238680.00000000
1.179830799598
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
STEM INC
549300GVWIYFILN5V546
Stem Inc
85859NAC6
200000.00000000
PA
USD
162400.00000000
0.802767395068
Long
DBT
CORP
US
Y
2
2030-04-01
Fixed
4.25000000
N
N
N
N
Y
Stem Inc
Stem Inc
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
Dexcom Inc
252131AL1
100000.00000000
PA
USD
89200.00000000
0.440928889409
Long
DBT
CORP
US
Y
2
2028-05-15
Fixed
0.37500000
N
N
N
N
Y
Dexcom Inc
Dexcom Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AD1
400000.00000000
PA
USD
348760.00000000
1.723972639802
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
1.12500000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAG4
200000.00000000
PA
USD
182300.00000000
0.901136059857
Long
DBT
CORP
US
Y
2
2029-12-15
Fixed
1.50000000
N
N
N
N
N
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
INDIE SEMICONDUCTOR INC
254900L1MFXFYGB1PV53
indie Semiconductor Inc
45569UAA9
400000.00000000
PA
USD
413200.00000000
2.042509160358
Long
DBT
CORP
US
Y
2
2027-11-15
Fixed
4.50000000
N
N
N
N
Y
indie Semiconductor Inc
indie Semiconductor Inc
USD
XXXX
N
N
N
NORTHERN OIL AND GAS INC
OKFF0PIZDDMNH4UCYE51
Northern Oil and Gas Inc
665531AH2
500000.00000000
PA
USD
620144.89000000
3.065468583190
Long
DBT
CORP
US
Y
2
2029-04-15
Fixed
3.62500000
N
N
N
N
Y
Northern Oil and Gas Inc
Northern Oil and Gas Inc
USD
XXXX
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAB2
640000.00000000
PA
USD
622800.00000000
3.078593187490
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.00000000
N
N
N
N
Y
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
HALOZYME THERAPEUTICS IN
529900242I3SV9AGM753
Halozyme Therapeutics Inc
40637HAF6
400000.00000000
PA
USD
375500.00000000
1.856152443645
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
1.00000000
N
N
N
N
N
Halozyme Therapeutics Inc
Halozyme Therapeutics Inc
USD
XXXX
N
N
N
CSG SYSTEMS INTERNATIONA
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349AG4
250000.00000000
PA
USD
244525.00000000
1.208723505412
Long
DBT
CORP
US
Y
2
2028-09-15
Fixed
3.87500000
N
N
N
N
Y
CSG Systems International Inc
CSG Systems International Inc
USD
XXXX
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
400000.00000000
PA
USD
393200.00000000
1.943646180670
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
REDWOOD TRUST INC
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075AF2
250000.00000000
PA
USD
224843.75000000
1.111436154463
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
7.75000000
N
N
N
N
Y
Redwood Trust Inc
Redwood Trust Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F713
5000.00000000
NS
USD
189150.00000000
0.934996630401
Long
EP
CORP
US
N
1
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAX9
100000.00000000
PA
USD
116750.00000000
0.577112643929
Long
DBT
CORP
BM
N
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
EUR
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115Q407
7000.00000000
NS
USD
466760.00000000
2.307264219963
Long
EP
CORP
US
N
1
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
Wolfspeed Inc
977852AC6
600000.00000000
PA
USD
393300.00000000
1.944140495568
Long
DBT
CORP
US
Y
2
2029-12-01
Fixed
1.87500000
N
N
N
N
Y
Wolfspeed Inc
Wolfspeed Inc
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAF8
1000000.00000000
PA
USD
806300.00000000
3.985661026129
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
0.12500000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
RAPID7 INC
549300GNVG5D60KEYN14
Rapid7 Inc
753422AG9
30000.00000000
PA
USD
29220.00000000
0.144438813324
Long
DBT
CORP
US
Y
2
2029-03-15
Fixed
1.25000000
N
N
N
N
Y
Rapid7 Inc
Rapid7 Inc
USD
XXXX
N
N
N
INTERDIGITAL INC
N/A
InterDigital Inc
45867GAD3
500000.00000000
PA
USD
590950.00000000
2.921153892337
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
3.50000000
N
N
N
N
N
InterDigital Inc
InterDigital Inc
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAF6
700000.00000000
PA
USD
470750.00000000
2.326987384411
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
LIVE NATION ENTERTAINMEN
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034AZ2
240000.00000000
PA
USD
249480.00000000
1.233216808630
Long
DBT
CORP
US
Y
2
2029-01-15
Fixed
3.12500000
N
N
N
N
Y
Live Nation Entertainment Inc
Live Nation Entertainment Inc
MXN
XXXX
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587DN4
350000.00000000
PA
USD
341950.00000000
1.690309795219
Long
DBT
CORP
US
Y
2
2025-12-15
Fixed
3.87500000
N
N
N
N
Y
Southern Co/The
Southern Co/The
USD
XXXX
N
N
N
INVACARE CORP
N/A
INVACARE CORP
000000000
365000.00000000
PA
USD
0.00000000
0.000000
Long
DBT
CORP
US
N
2
2028-05-08
None
0.00000000
N
N
N
N
N
N
AMPHASTAR PHARMACEUTICAL
54930055TH0ZLSAQMJ38
Amphastar Pharmaceuticals Inc
03209RAA1
200000.00000000
PA
USD
199800.00000000
0.987641167085
Long
DBT
CORP
US
Y
2
2029-03-15
Fixed
2.00000000
N
N
N
N
Y
Amphastar Pharmaceuticals Inc
Amphastar Pharmaceuticals Inc
USD
XXXX
N
N
N
ORMAT TECHNOLOGIES INC
5493000TSHHWY24VHM09
Ormat Technologies Inc
686688AB8
375000.00000000
PA
USD
365625.00000000
1.807338847424
Long
DBT
CORP
US
N
2
2027-07-15
Fixed
2.50000000
N
N
N
N
Y
Ormat Technologies Inc
Ormat Technologies Inc
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HBD2
223000.00000000
PA
USD
185647.50000000
0.917683251083
Long
DBT
CORP
BM
N
2
2027-02-15
Fixed
1.12500000
N
N
N
N
Y
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
EUR
XXXX
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
86333MAA6
600000.00000000
PA
USD
633300.00000000
3.130496251826
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
Stride Inc
Stride Inc
USD
XXXX
N
N
N
SUNNOVA ENERGY INTL INC
549300JK1Y1VVC3JU540
Sunnova Energy International Inc
86745KAH7
700000.00000000
PA
USD
433650.00000000
2.143596557089
Long
DBT
CORP
US
N
2
2028-02-15
Fixed
2.62500000
N
N
N
N
Y
Sunnova Energy International I
Sunnova Energy International Inc
USD
XXXX
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AJ6
100000.00000000
PA
USD
100310.00000000
0.495847274626
Long
DBT
CORP
US
Y
2
2028-06-01
Fixed
3.00000000
N
N
N
N
Y
Bloom Energy Corp
Bloom Energy Corp
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAB9
350000.00000000
PA
USD
214375.00000000
1.059687563532
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
2023-11-28
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer