0001752724-23-125617.txt : 20230530
0001752724-23-125617.hdr.sgml : 20230530
20230530130211
ACCESSION NUMBER: 0001752724-23-125617
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230530
DATE AS OF CHANGE: 20230530
PERIOD START: 20230930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 23974207
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001082
TETON Convertible Securities Fund
C000002919
CLASS A
WEIAX
C000002921
CLASS C
WEICX
C000002922
CLASS AAA
WESRX
C000061065
Class I
WESIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001082
C000002919
C000002921
C000061065
C000002922
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Convertible Securities Fund
S000001082
549300865NLDDOK77H40
2023-09-30
2023-03-31
N
31482609.85
335027.16
31147582.69
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
USD
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AF5
255000.00000000
PA
USD
187788.98000000
0.602900654824
Long
DBT
CORP
US
Y
2
2029-06-01
Fixed
4.00000000
N
N
N
N
N
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
CHEFS' WAREHOUSE THE
549300JYEDC8C547E980
Chefs' Warehouse Inc/The
163086AD3
400000.00000000
PA
USD
409895.10000000
1.315977243176
Long
DBT
CORP
US
Y
2
2028-12-15
Fixed
2.37500000
N
N
N
N
N
Chefs' Warehouse Inc/The
Chefs' Warehouse Inc/The
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAF8
1000000.00000000
PA
USD
799488.67000000
2.566775977311
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
0.12500000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
500000.00000000
PA
USD
749250.00000000
2.405483621175
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
REDWOOD TRUST INC
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075AE5
250000.00000000
PA
USD
217656.25000000
0.698790182744
Long
DBT
CORP
US
Y
2
2027-06-15
Fixed
7.75000000
N
N
N
N
Y
Redwood Trust Inc
Redwood Trust Inc
USD
XXXX
N
N
N
HALOZYME THERAPEUTICS IN
529900242I3SV9AGM753
Halozyme Therapeutics Inc
40637HAE9
400000.00000000
PA
USD
379000.00000000
1.216787844411
Long
DBT
CORP
US
Y
2
2028-08-15
Fixed
1.00000000
N
N
N
N
N
Halozyme Therapeutics Inc
Halozyme Therapeutics Inc
USD
XXXX
N
N
N
2020 CASH EXCH TRUST
N/A
2020 Cash Mandatory Exchangeable Trust
901375105
480.00000000
NS
USD
559320.00000000
1.795709174502
Long
EP
CORP
US
Y
2
N
N
N
ENVESTNET INC
549300HLWZ5OKIDM8737
Envestnet Inc
29404KAF3
200000.00000000
PA
USD
209900.00000000
0.673888571350
Long
DBT
CORP
US
Y
2
2027-12-01
Fixed
2.62500000
N
N
N
N
N
Envestnet Inc
Envestnet Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAB8
675000.00000000
PA
USD
715162.50000000
2.296044951923
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
0.12500000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
INTERDIGITAL INC
N/A
InterDigital Inc
45867GAC5
500000.00000000
PA
USD
561500.00000000
1.802708112499
Long
DBT
CORP
US
Y
2
2027-06-01
Fixed
3.50000000
N
N
N
N
N
InterDigital Inc
InterDigital Inc
USD
XXXX
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AQ4
365000.00000000
PA
USD
20075.00000000
0.064451229489
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
4.25000000
Y
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796X53
195000.00000000
PA
USD
193170.61000000
0.620178496426
Long
DBT
UST
US
N
2
2023-06-15
None
0.00000000
N
N
N
N
N
N
SUMMIT HOTEL PROPERTIES
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082AA8
385000.00000000
PA
USD
331369.75000000
1.063869878115
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.50000000
N
N
N
N
N
Summit Hotel Properties Inc
Summit Hotel Properties Inc
USD
XXXX
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAB2
640000.00000000
PA
USD
560960.00000000
1.800974430609
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.00000000
N
N
N
N
Y
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F713
5000.00000000
NS
USD
231750.00000000
0.744038477420
Long
EP
CORP
US
N
1
N
N
N
DANIMER SCIENTIFIC INC
549300L6Q02MAX72BH35
Danimer Scientific Inc
236272AA8
110000.00000000
PA
USD
49817.07000000
0.159938800053
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
3.25000000
N
N
N
N
Y
Danimer Scientific Inc
Danimer Scientific Inc
USD
XXXX
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAB0
360000.00000000
PA
USD
153216.51000000
0.491904978710
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AL6
500000.00000000
PA
USD
539147.79000000
1.730945850167
Long
DBT
CORP
US
Y
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
Liberty Media Corp-Liberty For
Liberty Media Corp-Liberty Formula One
USD
XXXX
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAD9
500000.00000000
PA
USD
375400.00000000
1.205229965150
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
0.50000000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
VERITONE INC
549300XTAS2FCSL4EL89
Veritone Inc
92347MAB6
1056000.00000000
PA
USD
727467.16000000
2.335549333764
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
1.75000000
N
N
N
N
Y
Veritone Inc
Veritone Inc
USD
XXXX
N
N
N
INTEGER HOLDINGS CORP
549300SUD2ED5XG6X569
Integer Holdings Corp
45826HAA7
67000.00000000
PA
USD
73264.50000000
0.235217290308
Long
DBT
CORP
US
Y
2
2028-02-15
Fixed
2.12500000
N
N
N
N
N
Integer Holdings Corp
Integer Holdings Corp
USD
XXXX
N
N
N
MERCADOLIBRE INC
549300DKPDN9M5S8GB14
MercadoLibre Inc
58733RAD4
300000.00000000
PA
USD
906300.00000000
2.909696103932
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
2.00000000
N
N
N
N
Y
MercadoLibre Inc
MercadoLibre Inc
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAB9
505000.00000000
PA
USD
356530.00000000
1.144647414691
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
ON SEMICONDUCTOR CORP
ZV20P4CNJVT8V1ZGJ064
ON Semiconductor Corp
682189AT2
225000.00000000
PA
USD
235036.78000000
0.754590756975
Long
DBT
CORP
US
Y
2
2029-03-01
Fixed
0.50000000
N
N
N
N
N
N
RIVIAN AUTO INC
N/A
Rivian Automotive Inc
76954AAA1
300000.00000000
PA
USD
311588.01000000
1.000360166312
Long
DBT
CORP
US
Y
2
2029-03-15
Fixed
4.62500000
N
N
N
N
Y
Rivian Automotive Inc
Rivian Automotive Inc
USD
XXXX
N
N
N
2U INC
5493008RVTXVR43PYF84
2U Inc
90214JAB7
1100000.00000000
PA
USD
865150.00000000
2.777583122936
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
2.25000000
N
N
N
N
Y
2U Inc
2U Inc
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAF0
100000.00000000
PA
USD
135500.00000000
0.435025733292
Long
DBT
CORP
US
Y
2
2028-08-01
Fixed
3.75000000
N
N
N
N
N
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
NABORS INDUSTRIES INC
549300VFQWRKICUFNU92
Nabors Industries Inc
62957HAK1
200000.00000000
PA
USD
174200.00000000
0.559272935347
Long
DBT
CORP
US
Y
2
2029-06-15
Fixed
1.75000000
N
N
N
N
Y
Nabors Industries Ltd
Nabors Industries Ltd
USD
XXXX
N
N
N
KALEYRA INC
549300Q16CZ1PDK9BL93
Kaleyra Inc
483379AA1
1000000.00000000
PA
USD
791002.85000000
2.539532065369
Long
DBT
CORP
US
Y
2
2026-06-01
Fixed
6.12500000
N
N
N
N
N
Kaleyra Inc
Kaleyra Inc
USD
XXXX
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AC2
250000.00000000
PA
USD
185961.71000000
0.597034164258
Long
DBT
CORP
US
Y
2
2028-06-01
Fixed
2.25000000
N
N
N
N
N
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
Wolfspeed Inc
977852AB8
579000.00000000
PA
USD
485202.00000000
1.557751703652
Long
DBT
CORP
US
N
2
2028-02-15
Fixed
0.25000000
N
N
N
N
Y
Wolfspeed Inc
Wolfspeed Inc
USD
XXXX
N
N
N
MARRIOTT VACATION WORLDW
549300WA6BT5H4F7IO94
Marriott Vacations Worldwide Corp
57164YAE7
400000.00000000
PA
USD
391000.00000000
1.255314108614
Long
DBT
CORP
US
Y
2
2027-12-15
Fixed
3.25000000
N
N
N
N
Y
Marriott Vacations Worldwide C
Marriott Vacations Worldwide Corp
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAB9
700000.00000000
PA
USD
546534.30000000
1.754660403150
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
0.25000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
INDIE SEMICONDUCTOR INC
254900L1MFXFYGB1PV53
indie Semiconductor Inc
45569UAA9
500000.00000000
PA
USD
733333.02000000
2.354381806442
Long
DBT
CORP
US
Y
2
2027-11-15
Fixed
4.50000000
N
N
N
N
Y
indie Semiconductor Inc
indie Semiconductor Inc
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAE3
500000.00000000
PA
USD
612591.36000000
1.966738048653
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
STEM INC
549300GVWIYFILN5V546
Stem Inc
85859NAC6
200000.00000000
PA
USD
198440.00000000
0.637095989037
Long
DBT
CORP
US
N
2
2030-04-01
Fixed
4.25000000
N
N
N
N
N
Stem Inc
Stem Inc
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971TAL5
300000.00000000
PA
USD
277022.26000000
0.889386064906
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
0.37500000
N
N
N
N
Y
Akamai Technologies Inc
Akamai Technologies Inc
USD
XXXX
N
N
N
FRESHPET INC
549300S4ZK8ZQ6HNPN59
Freshpet Inc
358039AA3
100000.00000000
PA
USD
116475.00000000
0.373945551920
Long
DBT
CORP
US
Y
2
2028-04-01
Fixed
3.00000000
N
N
N
N
Y
Freshpet Inc
Freshpet Inc
USD
XXXX
N
N
N
SPIRE INC
549300NXSY15DRY2R511
Spire Inc
84857L606
6745.00000000
NS
USD
338969.98000000
1.088270583864
Long
EP
CORP
US
N
1
N
N
N
SAREPTA THERAPEUTICS INC
549300IKDPIED8J8IG21
Sarepta Therapeutics Inc
803607AC4
255000.00000000
PA
USD
306532.16000000
0.984128248573
Long
DBT
CORP
US
Y
2
2027-09-15
Fixed
1.25000000
N
N
N
N
N
Sarepta Therapeutics Inc
Sarepta Therapeutics Inc
USD
XXXX
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
86333MAA6
850000.00000000
PA
USD
846416.77000000
2.717439675573
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
Stride Inc
Stride Inc
USD
XXXX
N
N
N
XOMETRY INC
5493006JFRGU7YRRXE44
Xometry Inc
98423FAB5
165000.00000000
PA
USD
110583.00000000
0.355029156196
Long
DBT
CORP
US
N
2
2027-02-01
Fixed
1.00000000
N
N
N
N
N
Xometry Inc
Xometry Inc
USD
XXXX
N
N
N
EDGIO INC
529900BNCMDQGEKW5M59
Edgio Inc
53261MAB0
500000.00000000
PA
USD
424156.93000000
1.361765162393
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Limelight Networks Inc
Limelight Networks Inc
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
CHART INDUSTRIES INC
16115QAE0
150000.00000000
PA
USD
324225.00000000
1.040931500935
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
1.00000000
N
N
N
N
Y
Chart Industries Inc
Chart Industries Inc
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115Q407
7000.00000000
NS
USD
374430.00000000
1.202115758794
Long
EP
CORP
US
N
1
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
300000.00000000
PA
USD
341925.00000000
1.097757740634
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
VERINT SYSTEMS INC
549300KEQJS5FRVUCO94
Verint Systems Inc
92343XAC4
925000.00000000
PA
USD
822671.88000000
2.641206183438
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
0.25000000
N
N
N
N
Y
Verint Systems Inc
Verint Systems Inc
USD
XXXX
N
N
N
NORTHERN OIL AND GAS INC
OKFF0PIZDDMNH4UCYE51
Northern Oil and Gas Inc
665531AH2
500000.00000000
PA
USD
536247.09000000
1.721633088952
Long
DBT
CORP
US
Y
2
2029-04-15
Fixed
3.62500000
N
N
N
N
Y
Northern Oil and Gas Inc
Northern Oil and Gas Inc
USD
XXXX
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
Wolfspeed Inc
977852AC6
100000.00000000
PA
USD
89050.00000000
0.285896985606
Long
DBT
CORP
US
Y
2
2029-12-01
Fixed
1.87500000
N
N
N
N
Y
Wolfspeed Inc
Wolfspeed Inc
USD
XXXX
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAB1
780000.00000000
PA
USD
333450.00000000
1.070548566541
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.00000000
N
N
N
N
Y
Cardlytics Inc
Cardlytics Inc
USD
XXXX
N
N
N
SUNNOVA ENERGY INTL INC
549300JK1Y1VVC3JU540
Sunnova Energy International Inc
86745KAG9
500000.00000000
PA
USD
362759.97000000
1.164648870541
Long
DBT
CORP
US
Y
2
2028-02-15
Fixed
2.62500000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
PROGRESS SOFTWARE CORP
549300R65B3JG6972S24
Progress Software Corp
743312AB6
860000.00000000
PA
USD
939980.00000000
3.017826485462
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.00000000
N
N
N
N
Y
Progress Software Corp
Progress Software Corp
USD
XXXX
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AB4
300000.00000000
PA
USD
301710.85000000
0.968649326667
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
2.25000000
N
N
N
N
Y
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAX9
250000.00000000
PA
USD
270375.00000000
0.868044890324
Long
DBT
CORP
BM
N
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
LIVE NATION ENTERTAINMEN
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034AZ2
240000.00000000
PA
USD
235920.00000000
0.757426354231
Long
DBT
CORP
US
Y
2
2029-01-15
Fixed
3.12500000
N
N
N
N
Y
Live Nation Entertainment Inc
Live Nation Entertainment Inc
USD
XXXX
N
N
N
ORMAT TECHNOLOGIES INC
5493000TSHHWY24VHM09
Ormat Technologies Inc
686688AA0
375000.00000000
PA
USD
420937.50000000
1.351429111496
Long
DBT
CORP
US
Y
2
2027-07-15
Fixed
2.50000000
N
N
N
N
Y
Ormat Technologies Inc
Ormat Technologies Inc
USD
XXXX
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAG8
465000.00000000
PA
USD
444772.50000000
1.427951903769
Long
DBT
CORP
US
N
2
2027-09-15
Fixed
2.25000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
NICE LTD
254900YTY4EF5Z4W0A51
Nice Ltd
653656AB4
430000.00000000
PA
USD
413875.00000000
1.328754799751
Long
DBT
CORP
IL
N
2
2025-09-15
None
0.00000000
N
N
N
N
N
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAF6
700000.00000000
PA
USD
373100.00000000
1.197845764511
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
POST HOLDINGS INC
JM1I5YUAURL6DC8N1468
Post Holdings Inc
737446AS3
200000.00000000
PA
USD
210040.00000000
0.674338044433
Long
DBT
CORP
US
Y
2
2027-08-15
Fixed
2.50000000
N
N
N
N
N
Post Holdings Inc
Post Holdings Inc
USD
XXXX
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587DN4
350000.00000000
PA
USD
355681.15000000
1.141922163077
Long
DBT
CORP
US
Y
2
2025-12-15
Fixed
3.87500000
N
N
N
N
N
N
PPL CAPITAL FUNDING INC
549300MROK5WY0D2NU17
PPL Capital Funding Inc
69352PAR4
300000.00000000
PA
USD
302605.59000000
0.971521909137
Long
DBT
CORP
US
Y
2
2028-03-15
Fixed
2.87500000
N
N
N
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAF6
304000.00000000
PA
USD
232980.18000000
0.747987997395
Long
DBT
CORP
US
N
2
2028-06-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
NEXTERA ENERGY PARTNERS
5493008F4ZOQFNG3WN54
NextEra Energy Partners LP
65341BAG1
425000.00000000
PA
USD
379525.00000000
1.218473368470
Long
DBT
CORP
US
Y
2
2026-06-15
Fixed
2.50000000
N
N
N
N
N
NextEra Energy Partners LP
NextEra Energy Partners LP
USD
XXXX
N
N
N
SOFI TECHNOLOGIES INC
549300SW81JCMVZDDY09
SoFi Technologies Inc
83406FAA0
750000.00000000
PA
USD
526875.00000000
1.691543787663
Long
DBT
CORP
US
Y
2
2026-10-15
None
0.00000000
N
N
N
N
Y
SoFi Technologies Inc
SoFi Technologies Inc
USD
XXXX
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
200000.00000000
PA
USD
170295.57000000
0.546737676868
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BP6
400000.00000000
PA
USD
611800.00000000
1.964197369950
Long
DBT
CORP
LR
Y
2
2025-08-15
Fixed
6.00000000
N
N
N
N
N
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AG6
350000.00000000
PA
USD
348425.00000000
1.118626133744
Long
DBT
CORP
US
Y
2
2027-06-15
Fixed
2.25000000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
ARRAY TECHNOLOGIES INC
549300JM5FECYJQ85V37
Array Technologies Inc
04271TAB6
878000.00000000
PA
USD
969547.66000000
3.112754108880
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
1.00000000
N
N
N
N
Y
Array Technologies Inc
Array Technologies Inc
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HBD2
223000.00000000
PA
USD
159703.03000000
0.512730093983
Long
DBT
CORP
BM
N
2
2027-02-15
Fixed
1.12500000
N
N
N
N
Y
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
COLLEGIUM PHARMA INC
54930049FXZMTLW8D496
Collegium Pharmaceutical Inc
19459JAB0
100000.00000000
PA
USD
89699.76000000
0.287983054392
Long
DBT
CORP
US
Y
2
2029-02-15
Fixed
2.87500000
N
N
N
N
N
Collegium Pharmaceutical Inc
Collegium Pharmaceutical Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AD1
500000.00000000
PA
USD
712173.37000000
2.286448284247
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
1.12500000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AC7
1000000.00000000
PA
USD
1069416.31000000
3.433384608505
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
2.87500000
N
N
N
N
Y
PAR Technology Corp
PAR Technology Corp
USD
XXXX
N
N
N
SEMTECH CORP
549300J7WUY317SW6O61
Semtech Corp
816850AE1
400000.00000000
PA
USD
367200.00000000
1.178903684612
Long
DBT
CORP
US
Y
2
2027-11-01
Fixed
1.62500000
N
N
N
N
N
Semtech Corp
Semtech Corp
USD
XXXX
N
N
N
2023-05-23
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer