0001752724-21-261985.txt : 20211129
0001752724-21-261985.hdr.sgml : 20211129
20211129111005
ACCESSION NUMBER: 0001752724-21-261985
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211129
PERIOD START: 20210930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 211453865
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001082
TETON Convertible Securities Fund
C000002919
CLASS A
WEIAX
C000002921
CLASS C
WEICX
C000002922
CLASS AAA
WESRX
C000061065
Class I
WESIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001082
C000002919
C000002921
C000061065
C000002922
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Convertible Securities Fund
S000001082
549300865NLDDOK77H40
2021-09-30
2021-09-30
N
73864788.70
286974.02
73577814.68
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
USD
N
I3 VERTICALS LLC
549300VET627YPCK1T69
i3 Verticals LLC
44933TAB2
1250000.00000000
PA
USD
1165625.00000000
1.584207148675
Long
DBT
CORP
US
N
2
2025-02-15
Fixed
1.00000000
N
N
N
N
Y
I3 Verticals Inc
I3 Verticals Inc
USD
XXXX
N
N
N
LIVEPERSON INC
549300IN2P1JZ20G7N40
LivePerson Inc
538146AB7
690000.00000000
PA
USD
1126853.26000000
1.531512270241
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
0.75000000
N
N
N
N
Y
LivePerson Inc
LivePerson Inc
USD
XXXX
N
N
N
BUNGE LTD
5493007M0RIN8HY3MM77
Bunge Ltd
000000000
5000.00000000
NS
USD
599750.00000000
0.815123420841
Long
EP
CORP
BM
N
1
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AA6
300000.00000000
PA
USD
473829.41000000
0.643984075989
Long
DBT
CORP
US
Y
2
2026-03-15
Fixed
2.25000000
N
N
N
N
Y
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAB9
255000.00000000
PA
USD
284161.96000000
0.386206034027
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
ENCORE CAP EUR FINANCE
549300DAVHQDMISMVB09
Encore Capital Europe Finance Ltd
29260UAA5
500000.00000000
PA
USD
639182.72000000
0.868716640715
Long
DBT
CORP
JE
N
2
2023-09-01
Fixed
4.50000000
N
N
N
N
Y
Encore Capital Group Inc
Encore Capital Group Inc
USD
XXXX
N
N
N
RADIUS GBL INFASTRUCTURE
213800NT341MQ5USBX63
Radius Global Infrastructure Inc
750481AA1
500000.00000000
PA
USD
495813.82000000
0.673863204766
Long
DBT
CORP
US
Y
2
2026-09-15
Fixed
2.50000000
N
N
N
N
Y
Radius Global Infrastructure I
Radius Global Infrastructure Inc
USD
XXXX
N
N
N
VARONIS SYSTEM INC
549300SHIVNRRH7STS26
Varonis Systems Inc
922280AB8
365000.00000000
PA
USD
749529.18000000
1.018689102496
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
1.25000000
N
N
N
N
Y
Varonis Systems Inc
Varonis Systems Inc
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
Dexcom Inc
252131AH0
295000.00000000
PA
USD
981428.13000000
1.333864201143
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
0.75000000
N
N
N
N
Y
Dexcom Inc
Dexcom Inc
USD
XXXX
N
N
N
CLOUDFLARE INC
5493007DY18BGNLDWU14
Cloudflare Inc
18915MAB3
245000.00000000
PA
USD
741135.72000000
1.007281506284
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
0.75000000
N
N
N
N
Y
Cloudflare Inc
Cloudflare Inc
USD
XXXX
N
N
N
AVALARA INC
549300Q16CMW239SS315
Avalara Inc
05338GAA4
335000.00000000
PA
USD
345575.97000000
0.469674142270
Long
DBT
CORP
US
Y
2
2026-08-01
Fixed
0.25000000
N
N
N
N
N
Avalara Inc
Avalara Inc
USD
XXXX
N
N
N
1LIFE HEALTHCARE INC
N/A
1Life Healthcare Inc
68269GAB3
605000.00000000
PA
USD
576859.80000000
0.784013228048
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
3.00000000
N
N
N
N
Y
1Life Healthcare Inc
1Life Healthcare Inc
USD
XXXX
N
N
N
TABULA RASA HLTHCR INC
549300K6KY242XRMEF28
Tabula Rasa HealthCare Inc
873379AA9
1000000.00000000
PA
USD
841999.35000000
1.144365803281
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.75000000
N
N
N
N
Y
Tabula Rasa HealthCare Inc
Tabula Rasa HealthCare Inc
USD
XXXX
N
N
N
SPIRE INC
549300NXSY15DRY2R511
Spire Inc
84857L606
6745.00000000
NS
USD
325446.25000000
0.442315732555
Long
EP
CORP
US
N
1
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115QAD2
600000.00000000
PA
USD
1961625.00000000
2.666054990259
Long
DBT
CORP
US
Y
2
2024-11-15
Fixed
1.00000000
N
N
N
N
Y
Chart Industries Inc
Chart Industries Inc
USD
XXXX
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AP6
365000.00000000
PA
USD
309573.34000000
0.420742775993
Long
DBT
CORP
US
Y
2
2026-03-15
Fixed
4.25000000
N
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
Square Inc
852234AH6
500000.00000000
PA
USD
592034.72000000
0.804637542681
Long
DBT
CORP
US
Y
2
2027-11-01
Fixed
0.25000000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
KALEYRA INC
549300Q16CZ1PDK9BL93
Kaleyra Inc
483379AA1
1000000.00000000
PA
USD
1047990.48000000
1.424329445713
Long
DBT
CORP
US
Y
2
2026-06-01
Fixed
6.12500000
N
N
N
N
N
Kaleyra Inc
Kaleyra Inc
USD
XXXX
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
1000000.00000000
PA
USD
1395625.00000000
1.896801374259
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
SUMMIT HOTEL PROPERTIES
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082AA8
385000.00000000
PA
USD
406283.15000000
0.552181594094
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.50000000
N
N
N
N
N
Summit Hotel Properties Inc
Summit Hotel Properties Inc
USD
XXXX
N
N
N
NATIONAL VISION HOLDINGS
549300JHURCBLI5ROA42
National Vision Holdings Inc
63845RAB3
365000.00000000
PA
USD
702710.73000000
0.955057897623
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
2.50000000
N
N
N
N
Y
National Vision Holdings Inc
National Vision Holdings Inc
USD
XXXX
N
N
N
Bristow Group Escrow Shares
N/A
Bristow Group Escrow Shares
000000000
509000.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
ELANCO ANIMAL HEALTH INC
549300SHPNDCE059M934
Elanco Animal Health Inc
28414H202
9795.00000000
NS
USD
488476.65000000
0.663891217922
Long
EP
CORP
US
N
1
N
N
N
SHIFT4 PAYMENTS INC
N/A
Shift4 Payments Inc
82452JAA7
500000.00000000
PA
USD
603077.07000000
0.819645259407
Long
DBT
CORP
US
Y
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
NY COMMUNITY CAP TRUST V
N/A
New York Community Capital Trust V
64944P307
6000.00000000
NS
USD
319800.00000000
0.434641884093
Long
EP
CORP
US
N
1
N
N
N
BLACKLINE INC
529900P9N7PK9LV5EK56
Blackline Inc
09239BAB5
350000.00000000
PA
USD
587781.25000000
0.798856628939
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
0.12500000
N
N
N
N
Y
Blackline Inc
Blackline Inc
USD
XXXX
N
N
N
PROGRESS SOFTWARE CORP
549300R65B3JG6972S24
Progress Software Corp
743312AA8
860000.00000000
PA
USD
907994.53000000
1.234060204083
Long
DBT
CORP
US
Y
2
2026-04-15
Fixed
1.00000000
N
N
N
N
Y
Progress Software Corp
Progress Software Corp
USD
XXXX
N
N
N
PARATEK PHARMACEUTICALS
5493007V5QDIWECEYV79
Paratek Pharmaceuticals Inc
699374AB0
400000.00000000
PA
USD
354472.03000000
0.481764824820
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
4.75000000
N
N
N
N
N
Paratek Pharmaceuticals Inc
Paratek Pharmaceuticals Inc
USD
XXXX
N
N
N
FARFETCH LTD
549300QFQ74Z0F96NS78
Farfetch Ltd
30744WAD9
205000.00000000
PA
USD
514896.35000000
0.699798372973
Long
DBT
CORP
KY
N
2
2027-05-01
Fixed
3.75000000
N
N
N
N
N
Farfetch Ltd
Farfetch Ltd
USD
XXXX
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
1000000.00000000
PA
USD
1497500.00000000
2.035260229612
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AF8
350000.00000000
PA
USD
542718.75000000
0.737611945068
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.62500000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
UPWORK INC
5493004QJ6WWBXVE2S70
Upwork Inc
91688FAA2
280000.00000000
PA
USD
286702.64000000
0.389659085754
Long
DBT
CORP
US
Y
2
2026-08-15
Fixed
0.25000000
N
N
N
N
Y
Upwork Inc
Upwork Inc
USD
XXXX
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
Wayfair Inc
94419LAM3
710000.00000000
PA
USD
713195.00000000
0.969307124847
Long
DBT
CORP
US
N
2
2025-10-01
Fixed
0.62500000
N
N
N
N
N
Wayfair Inc
Wayfair Inc
USD
XXXX
N
N
N
CLOUDFLARE INC
5493007DY18BGNLDWU14
Cloudflare Inc
18915MAD9
55000.00000000
PA
USD
53350.00000000
0.072508269282
Long
DBT
CORP
US
Y
2
2026-08-15
None
0.00000000
N
N
N
N
Y
Cloudflare Inc
Cloudflare Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAB8
675000.00000000
PA
USD
1234369.62000000
1.677638328031
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
0.12500000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAA2
360000.00000000
PA
USD
327615.60000000
0.445264107699
Long
DBT
CORP
US
Y
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
COLLEGIUM PHARMA INC
54930049FXZMTLW8D496
Collegium Pharmaceutical Inc
19459JAA2
500000.00000000
PA
USD
499251.17000000
0.678534925468
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
2.62500000
N
N
N
N
Y
Collegium Pharmaceutical Inc
Collegium Pharmaceutical Inc
USD
XXXX
N
N
N
NICE LTD
254900YTY4EF5Z4W0A51
Nice Ltd
653656AB4
680000.00000000
PA
USD
800275.00000000
1.087658016863
Long
DBT
CORP
IL
N
2
2025-09-15
None
0.00000000
N
N
N
N
N
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
NICE SYSTEMS INC
254900T6KBE4O3728267
Nice Systems Inc
65366HAB9
205000.00000000
PA
USD
699050.00000000
0.950082579973
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
1.25000000
N
N
N
N
Y
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
CYBERARK SOFTWARE LTD
529900YEXNDM894PWS93
CyberArk Software Ltd
23248VAB1
555000.00000000
PA
USD
660665.25000000
0.897913661710
Long
DBT
CORP
IL
N
2
2024-11-15
None
0.00000000
N
N
N
N
Y
CyberArk Software Ltd
CyberArk Software Ltd
USD
XXXX
N
N
N
JOHN BEAN TECHNOLOGIES C
5493007CT6ATBZ2L6826
John Bean Technologies Corp
477839AA2
120000.00000000
PA
USD
127500.00000000
0.173285929399
Long
DBT
CORP
US
Y
2
2026-05-15
Fixed
0.25000000
N
N
N
N
Y
John Bean Technologies Corp
John Bean Technologies Corp
USD
XXXX
N
N
N
SHIFT4 PAYMENTS INC
N/A
Shift4 Payments Inc
82452JAC3
140000.00000000
PA
USD
139646.10000000
0.189793758631
Long
DBT
CORP
US
Y
2
2027-08-01
Fixed
0.50000000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
VOCERA COMMUNICATIONS
5493006D2J6NPNZ60K83
Vocera Communications Inc
92857FAB3
500000.00000000
PA
USD
750312.50000000
1.019753716882
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
1.50000000
N
N
N
N
Y
Vocera Communications Inc
Vocera Communications Inc
USD
XXXX
N
N
N
2020 CASH EXCH TRUST
N/A
2020 Cash Mandatory Exchangeable Trust
901375105
980.00000000
NS
USD
1110604.60000000
1.509428629852
Long
EP
CORP
US
Y
2
N
N
N
DIGITALBRIDGE OPERATE
5493003D7P9HVU22YM89
Digitalbridge Operating Co LLC
19626LAA5
385000.00000000
PA
USD
1059768.28000000
1.440336716453
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
5.75000000
N
N
N
N
N
DigitalBridge Group Inc
DigitalBridge Group Inc
USD
XXXX
N
N
N
PAGERDUTY INC.
549300U1SB749EDAGH21
PagerDuty Inc
69553PAB6
615000.00000000
PA
USD
784509.38000000
1.066230878712
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
1.25000000
N
N
N
N
Y
PagerDuty Inc
PagerDuty Inc
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
Coupa Software Inc
22266LAC0
140000.00000000
PA
USD
212239.58000000
0.288455944122
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
0.12500000
N
N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
CRACKER BARREL OLD COUNT
8P4PHQIUWPIECBFBW745
Cracker Barrel Old Country Store Inc
22410JAA4
170000.00000000
PA
USD
172231.25000000
0.234080409630
Long
DBT
CORP
US
Y
2
2026-06-15
Fixed
0.62500000
N
N
N
N
Y
Cracker Barrel Old Country Sto
Cracker Barrel Old Country Store Inc
USD
XXXX
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAB1
980000.00000000
PA
USD
1231737.50000000
1.674060999714
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.00000000
N
N
N
N
Y
Cardlytics Inc
Cardlytics Inc
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
Coupa Software Inc
22266LAF3
465000.00000000
PA
USD
504234.38000000
0.685307632732
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
0.37500000
N
N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
TRAVERE THERAPEUTICS INC
N/A
Travere Therapeutics Inc
761299AB2
350000.00000000
PA
USD
352799.41000000
0.479491558065
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
2.50000000
N
N
N
N
Y
Travere Therapeutics Inc
Travere Therapeutics Inc
USD
XXXX
N
N
N
LIMELIGHT NETWORKS INC
529900BNCMDQGEKW5M59
Limelight Networks Inc
53261MAB0
700000.00000000
PA
USD
610750.00000000
0.830073579456
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Limelight Networks Inc
Limelight Networks Inc
USD
XXXX
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AC7
1000000.00000000
PA
USD
1638125.00000000
2.226384416450
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
2.87500000
N
N
N
N
Y
PAR Technology Corp
PAR Technology Corp
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAD3
900000.00000000
PA
USD
2043109.46000000
2.776800954045
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
1.25000000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F770
9200.00000000
NS
USD
468832.00000000
0.637192069428
Long
EP
CORP
US
N
1
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS HOLDINGS INC
74346YAG8
465000.00000000
PA
USD
527217.00000000
0.716543434040
Long
DBT
CORP
US
N
2
2027-09-15
Fixed
2.25000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAX9
550000.00000000
PA
USD
941600.00000000
1.279733577431
Long
DBT
CORP
BM
N
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
AVANTOR INC
N/A
Avantor Inc
05352A209
5730.00000000
NS
USD
721464.30000000
0.980545974541
Long
EP
CORP
US
N
1
N
N
N
VERINT SYSTEMS INC
549300KEQJS5FRVUCO94
Verint Systems Inc
92343XAB6
925000.00000000
PA
USD
898186.70000000
1.220730330068
Long
DBT
CORP
US
Y
2
2026-04-15
Fixed
0.25000000
N
N
N
N
Y
Verint Systems Inc
Verint Systems Inc
USD
XXXX
N
N
N
JETBLUE AIRWAYS CORP
54930070J9H97ZO93T57
JetBlue Airways Corp
477143AN1
680000.00000000
PA
USD
669693.89000000
0.910184534445
Long
DBT
CORP
US
Y
2
2026-04-01
Fixed
0.50000000
N
N
N
N
N
JetBlue Airways Corp
JetBlue Airways Corp
USD
XXXX
N
N
N
SHOPIFY INC
549300HGQ43STJLLP808
Shopify Inc
82509LAA5
245000.00000000
PA
USD
301105.00000000
0.409233409974
Long
DBT
CORP
CA
N
2
2025-11-01
Fixed
0.12500000
N
N
N
N
Y
Shopify Inc
Shopify Inc
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAB9
500000.00000000
PA
USD
601230.74000000
0.817135902465
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
0.25000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
125000.00000000
PA
USD
140187.50000000
0.190529578256
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
2U INC
5493008RVTXVR43PYF84
2U Inc
90214JAB7
480000.00000000
PA
USD
668880.00000000
0.909078372209
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
2.25000000
N
N
N
N
Y
2U Inc
2U Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F796
10000.00000000
NS
USD
586100.00000000
0.796571633105
Long
EP
CORP
US
N
1
N
N
N
ATLAS AIR WORLDWIDE HLDG
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164BJ4
500000.00000000
PA
USD
727812.50000000
0.989173846988
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.87500000
N
N
N
N
Y
Atlas Air Worldwide Holdings I
Atlas Air Worldwide Holdings Inc
USD
XXXX
N
N
N
REPAY HOLDINGS
N/A
Repay Holdings Corp
76029LAA8
130000.00000000
PA
USD
126181.25000000
0.171493609247
Long
DBT
CORP
US
Y
2
2026-02-01
None
0.00000000
N
N
N
N
Y
Repay Holdings Corp
Repay Holdings Corp
USD
XXXX
N
N
N
HARMONIC INC
549300LRGRD8XC9BTL66
Harmonic Inc
413160AD4
750000.00000000
PA
USD
909443.07000000
1.236028922515
Long
DBT
CORP
US
N
2
2024-09-01
Fixed
2.00000000
N
N
N
N
Y
Harmonic Inc
Harmonic Inc
USD
XXXX
N
N
N
WORKIVA INC
529900RTOQ8GRWHY1O58
Workiva Inc
98139AAB1
900000.00000000
PA
USD
1676098.94000000
2.277995000652
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
1.12500000
N
N
N
N
Y
Workiva Inc
Workiva Inc
USD
XXXX
N
N
N
BIGCOMMERCE HOLDINGS INC
549300MOVEFQ78DMPG58
BigCommerce Holdings Inc
08975PAA6
550000.00000000
PA
USD
557168.47000000
0.757250636517
Long
DBT
CORP
US
Y
2
2026-10-01
Fixed
0.25000000
N
N
N
N
Y
BigCommerce Holdings Inc
BigCommerce Holdings Inc
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAB5
450000.00000000
PA
USD
468900.00000000
0.637284488591
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
Danaher Corp
235851409
500.00000000
NS
USD
811185.00000000
1.102485855998
Long
EP
CORP
US
N
1
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
Dexcom Inc
252131AK3
485000.00000000
PA
USD
577150.00000000
0.784407640414
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
0.25000000
N
N
N
N
Y
Dexcom Inc
Dexcom Inc
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AD6
650000.00000000
PA
USD
795031.25000000
1.080531208296
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.12500000
N
N
N
N
Y
Splunk Inc
Splunk Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F739
9645.00000000
NS
USD
492955.95000000
0.669979058421
Long
EP
CORP
US
N
1
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BB7
155000.00000000
PA
USD
218550.00000000
0.297032469570
Long
DBT
CORP
LR
N
2
2023-06-15
Fixed
4.25000000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
86333MAA6
1100000.00000000
PA
USD
1098460.00000000
1.492922839278
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
Stride Inc
Stride Inc
USD
XXXX
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAH6
250000.00000000
PA
USD
235156.25000000
0.319602112433
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
1.00000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
APTIV PLC
N/A
Aptiv PLC
000000000
8875.00000000
NS
USD
1495437.50000000
2.032457074872
Long
EP
CORP
JE
N
1
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAE3
750000.00000000
PA
USD
995625.00000000
1.353159242809
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
BROOKDALE SENIOR LIVING INC
LH7MQB13NWY7CJ9VC445
BROOKDALE SENIOR LIVING INC
112463AB0
30000.00000000
PA
USD
31837.50000000
0.043270515900
Long
DBT
CORP
US
N
2
2026-10-15
Fixed
2.00000000
N
N
N
N
N
Brookdale Senior Living Inc
Brookdale Senior Living Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796J67
2045000.00000000
PA
USD
2044890.98000000
2.779222227370
Long
DBT
UST
US
N
2
2021-12-16
None
0.00000000
N
N
N
N
N
N
Q2 HOLDINGS INC
549300M9RKR9DZXWS696
Q2 Holdings Inc
74736LAD1
750000.00000000
PA
USD
844435.34000000
1.147676570271
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
0.75000000
N
N
N
N
Y
Q2 Holdings Inc
Q2 Holdings Inc
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAD1
500000.00000000
PA
USD
551673.24000000
0.749782040142
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
Square Inc
852234AF0
250000.00000000
PA
USD
508091.74000000
0.690550191263
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
0.12500000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAB1
900000.00000000
PA
USD
1023750.00000000
1.391384080177
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
0.37500000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
MERCADOLIBRE INC
549300DKPDN9M5S8GB14
MercadoLibre Inc
58733RAD4
300000.00000000
PA
USD
1148070.00000000
1.560348054631
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
2.00000000
N
N
N
N
Y
MercadoLibre Inc
MercadoLibre Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AA7
500000.00000000
PA
USD
914350.00000000
1.242697957226
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
2.00000000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAB2
490000.00000000
PA
USD
590107.00000000
0.802017568157
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.00000000
N
N
N
N
Y
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
DROPBOX INC
549300JCDF7UAR6TJR51
Dropbox Inc
26210CAB0
500000.00000000
PA
USD
539062.50000000
0.732642716210
Long
DBT
CORP
US
Y
2
2028-03-01
None
0.00000000
N
N
N
N
Y
Dropbox Inc
Dropbox Inc
USD
XXXX
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AH0
485000.00000000
PA
USD
670011.80000000
0.910616607620
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
2.50000000
N
N
N
N
Y
Bloom Energy Corp
Bloom Energy Corp
USD
XXXX
N
N
N
COLFAX CORP
635400OP2DYYYMOIYL17
Colfax Corp
194014205
4000.00000000
NS
USD
746240.00000000
1.014218760431
Long
EP
CORP
US
N
1
N
N
N
BROADCOM INC
549300WV6GIDOZJTV909
Broadcom Inc
11135F200
1005.00000000
NS
USD
1539670.05000000
2.092573769275
Long
EP
CORP
US
N
1
N
N
N
CALLAWAY GOLF CO
5493005UB0KFRKBPCU72
Callaway Golf Co
131193AE4
360000.00000000
PA
USD
631575.00000000
0.858376947924
Long
DBT
CORP
US
N
2
2026-05-01
Fixed
2.75000000
N
N
N
N
Y
Callaway Golf Co
Callaway Golf Co
USD
XXXX
N
N
N
VOCERA COMMUNICATIONS
5493006D2J6NPNZ60K83
Vocera Communications Inc
92857FAC1
490000.00000000
PA
USD
500106.25000000
0.679697069252
Long
DBT
CORP
US
Y
2
2026-09-15
Fixed
0.50000000
N
N
N
N
Y
Vocera Communications Inc
Vocera Communications Inc
USD
XXXX
N
N
N
MATCH GROUP FINANCECO 3
5493003IEL8HSZKWUI17
Match Group Financeco 3 Inc
44932KAA4
750000.00000000
PA
USD
1517825.17000000
2.062884276464
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
Match Group Inc
Match Group Inc
USD
XXXX
N
N
N
BLACKLINE INC
529900P9N7PK9LV5EK56
Blackline Inc
09239BAC3
480000.00000000
PA
USD
474096.00000000
0.644346399878
Long
DBT
CORP
US
Y
2
2026-03-15
None
0.00000000
N
N
N
N
Y
Blackline Inc
Blackline Inc
USD
XXXX
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AH4
400000.00000000
PA
USD
364453.40000000
0.495330557974
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
4.50000000
N
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
Everbridge Inc
29978AAC8
960000.00000000
PA
USD
1413074.04000000
1.920516457502
Long
DBT
CORP
US
N
2
2024-12-15
Fixed
0.12500000
N
N
N
N
Y
Everbridge Inc
Everbridge Inc
USD
XXXX
N
N
N
CHENIERE ENERGY INC
MIHC87W9WTYSYZWV1J40
Cheniere Energy Inc
16411RAG4
800000.00000000
PA
USD
694357.14000000
0.943704488941
Long
DBT
CORP
US
N
2
2045-03-15
Fixed
4.25000000
N
N
N
N
Y
Cheniere Energy Inc
Cheniere Energy Inc
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BE1
250000.00000000
PA
USD
324375.00000000
0.440859790971
Long
DBT
CORP
LR
Y
2
2023-11-15
Fixed
2.87500000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
2021-11-23
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer