0001752724-21-114901.txt : 20210527
0001752724-21-114901.hdr.sgml : 20210527
20210527105514
ACCESSION NUMBER: 0001752724-21-114901
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210527
PERIOD START: 20210930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 21969508
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001082
TETON Convertible Securities Fund
C000002919
CLASS A
WEIAX
C000002921
CLASS C
WEICX
C000002922
CLASS AAA
WESRX
C000061065
Class I
WESIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001082
C000002919
C000002921
C000061065
C000002922
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Convertible Securities Fund
S000001082
549300865NLDDOK77H40
2021-09-30
2021-03-31
N
81266307.25
2226793.46
79039513.79
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
700000.00000000
0.00000000
0.00000000
USD
N
APTIV PLC
N/A
Aptiv PLC
000000000
10875.00000000
NS
USD
1717053.75000000
2.172399180695
Long
EP
CORP
JE
N
1
N
N
N
CALLAWAY GOLF CO
5493005UB0KFRKBPCU72
Callaway Golf Co
131193AD6
360000.00000000
PA
USD
617850.00000000
0.781697622333
Long
DBT
CORP
US
Y
2
2026-05-01
Fixed
2.75000000
N
N
N
N
Y
Callaway Golf Co
Callaway Golf Co
USD
XXXX
N
N
N
TABULA RASA HLTHCR INC
549300K6KY242XRMEF28
Tabula Rasa HealthCare Inc
873379AA9
770000.00000000
PA
USD
781550.00000000
0.988809220254
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.75000000
N
N
N
N
Y
Tabula Rasa HealthCare Inc
Tabula Rasa HealthCare Inc
USD
XXXX
N
N
N
ENCORE CAP EUR FINANCE
549300DAVHQDMISMVB09
Encore Capital Europe Finance Ltd
29260UAA5
500000.00000000
PA
USD
571599.48000000
0.723181928368
Long
DBT
CORP
JE
N
2
2023-09-01
Fixed
4.50000000
N
N
N
N
Y
Encore Capital Group Inc
Encore Capital Group Inc
USD
XXXX
N
N
N
LIVEPERSON INC
549300IN2P1JZ20G7N40
LivePerson Inc
538146AB7
690000.00000000
PA
USD
1066579.82000000
1.349426089378
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
0.75000000
N
N
N
N
Y
LivePerson Inc
LivePerson Inc
USD
XXXX
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AG2
485000.00000000
PA
USD
890764.48000000
1.126986284817
Long
DBT
CORP
US
Y
2
2025-08-15
Fixed
2.50000000
N
N
N
N
Y
Bloom Energy Corp
Bloom Energy Corp
USD
XXXX
N
N
N
VARONIS SYSTEM INC
549300SHIVNRRH7STS26
Varonis Systems Inc
922280AA0
365000.00000000
PA
USD
649243.75000000
0.821416679921
Long
DBT
CORP
US
Y
2
2025-08-15
Fixed
1.25000000
N
N
N
N
Y
Varonis Systems Inc
Varonis Systems Inc
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
Dexcom Inc
252131AJ6
185000.00000000
PA
USD
182571.88000000
0.230988111193
Long
DBT
CORP
US
Y
2
2025-11-15
Fixed
0.25000000
N
N
N
N
Y
DexCom Inc
DexCom Inc
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAA1
255000.00000000
PA
USD
272500.61000000
0.344765038312
Long
DBT
CORP
US
Y
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
Okta Inc
679295AE5
500000.00000000
PA
USD
585625.00000000
0.740926875582
Long
DBT
CORP
US
Y
2
2026-06-15
Fixed
0.37500000
N
N
N
N
Y
Okta Inc
Okta Inc
USD
XXXX
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
RingCentral Inc
76680RAF4
900000.00000000
PA
USD
990562.50000000
1.253249738645
Long
DBT
CORP
US
N
2
2025-03-01
None
0.00000000
N
N
N
N
Y
RingCentral Inc
RingCentral Inc
USD
XXXX
N
N
N
NATIONAL VISION HOLDINGS
549300JHURCBLI5ROA42
National Vision Holdings Inc
63845RAA5
365000.00000000
PA
USD
572593.75000000
0.724439868799
Long
DBT
CORP
US
Y
2
2025-05-15
Fixed
2.50000000
N
N
N
N
Y
National Vision Holdings Inc
National Vision Holdings Inc
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAE9
750000.00000000
PA
USD
797250.00000000
1.008672702767
Long
DBT
CORP
US
Y
2
2025-12-15
None
0.00000000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
LIMELIGHT NETWORKS INC
529900BNCMDQGEKW5M59
Limelight Networks Inc
53261MAA2
1050000.00000000
PA
USD
968100.00000000
1.224830408967
Long
DBT
CORP
US
Y
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Limelight Networks Inc
Limelight Networks Inc
USD
XXXX
N
N
N
PARATEK PHARMACEUTICALS
5493007V5QDIWECEYV79
Paratek Pharmaceuticals Inc
699374AB0
400000.00000000
PA
USD
361751.20000000
0.457683989505
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
4.75000000
N
N
N
N
N
Paratek Pharmaceuticals Inc
Paratek Pharmaceuticals Inc
USD
XXXX
N
N
N
JETBLUE AIRWAYS CORP
54930070J9H97ZO93T57
JetBlue Airways Corp
477143AN1
680000.00000000
PA
USD
750584.00000000
0.949631347675
Long
DBT
CORP
US
Y
2
2026-04-01
Fixed
0.50000000
N
N
N
N
N
JetBlue Airways Corp
JetBlue Airways Corp
USD
XXXX
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AH4
400000.00000000
PA
USD
375750.00000000
0.475395130843
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
4.50000000
N
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
Everbridge Inc
29978AAC8
960000.00000000
PA
USD
1225800.00000000
1.550869863973
Long
DBT
CORP
US
N
2
2024-12-15
Fixed
0.12500000
N
N
N
N
Y
Everbridge Inc
Everbridge Inc
USD
XXXX
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAH6
250000.00000000
PA
USD
253437.50000000
0.320646582762
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
1.00000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
CSG SYSTEMS INTERNATIONA
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349AF6
1500000.00000000
PA
USD
1575000.00000000
1.992674201140
Long
DBT
CORP
US
Y
2
2036-03-15
Fixed
4.25000000
N
N
N
N
Y
CSG Systems International Inc
CSG Systems International Inc
USD
XXXX
N
N
N
NEUROCRINE BIOSCIENCES
549300FECER0XBN49756
Neurocrine Biosciences Inc
64125CAD1
337000.00000000
PA
USD
456424.38000000
0.577463547172
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.25000000
N
N
N
N
Y
Neurocrine Biosciences Inc
Neurocrine Biosciences Inc
USD
XXXX
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
1000000.00000000
PA
USD
1721875.00000000
2.178498977833
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
BROADCOM INC
549300WV6GIDOZJTV909
Broadcom Inc
11135F200
1005.00000000
NS
USD
1481862.45000000
1.874837507145
Long
EP
CORP
US
N
1
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAW1
550000.00000000
PA
USD
954525.00000000
1.207655455138
Long
DBT
CORP
BM
Y
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
Teladoc Health Inc
87918AAE5
505000.00000000
PA
USD
563731.50000000
0.713227438996
Long
DBT
CORP
US
Y
2
2027-06-01
Fixed
1.25000000
N
N
N
N
Y
Teladoc Health Inc
Teladoc Health Inc
USD
XXXX
N
N
N
BLACKLINE INC
529900P9N7PK9LV5EK56
Blackline Inc
09239BAB5
350000.00000000
PA
USD
555843.75000000
0.703247936819
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
0.12500000
N
N
N
N
Y
Blackline Inc
Blackline Inc
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAD1
500000.00000000
PA
USD
584050.00000000
0.738934201381
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
WORKIVA INC
529900RTOQ8GRWHY1O58
Workiva Inc
98139AAB1
1000000.00000000
PA
USD
1323587.20000000
1.674589248507
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
1.12500000
N
N
N
N
Y
Workiva Inc
Workiva Inc
USD
XXXX
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
Danaher Corp
235851409
500.00000000
NS
USD
647600.00000000
0.819337023910
Long
EP
CORP
US
N
1
N
N
N
GOL EQUITY FINANCE SA
222100H9BH197YU7RY14
GOL Equity Finance SA
36256KAA8
390000.00000000
PA
USD
323058.41000000
0.408730259725
Long
DBT
CORP
LU
Y
2
2024-07-15
Fixed
3.75000000
N
N
N
N
Y
Gol Linhas Aereas Inteligentes
Gol Linhas Aereas Inteligentes SA
USD
XXXX
N
N
N
SHIFT4 PAYMENTS INC
N/A
Shift4 Payments Inc
82452JAA7
65000.00000000
PA
USD
81614.00000000
0.103257214128
Long
DBT
CORP
US
Y
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
Coupa Software Inc
22266LAC0
140000.00000000
PA
USD
239050.00000000
0.302443662084
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
0.12500000
N
N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAF0
465000.00000000
PA
USD
588515.63000000
0.744584071662
Long
DBT
CORP
US
Y
2
2027-09-15
Fixed
2.25000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
2020 CASH EXCH TRUST
N/A
2020 Cash Mandatory Exchangeable Trust
901375105
980.00000000
NS
USD
1104607.00000000
1.397537696062
Long
EP
CORP
US
Y
2
N
N
N
PROOFPOINT INC
529900C5FODDK0WSR085
Proofpoint Inc
743424AF0
1000000.00000000
PA
USD
1071875.00000000
1.356125497998
Long
DBT
CORP
US
N
2
2024-08-15
Fixed
0.25000000
N
N
N
N
Y
Proofpoint Inc
Proofpoint Inc
USD
XXXX
N
N
N
HARMONIC INC
549300LRGRD8XC9BTL66
Harmonic Inc
413160AD4
500000.00000000
PA
USD
564400.00000000
0.714073218491
Long
DBT
CORP
US
N
2
2024-09-01
Fixed
2.00000000
N
N
N
N
Y
Harmonic Inc
Harmonic Inc
USD
XXXX
N
N
N
ELANCO ANIMAL HEALTH INC
549300SHPNDCE059M934
Elanco Animal Health Inc
28414H202
9795.00000000
NS
USD
449394.60000000
0.568569540032
Long
EP
CORP
US
N
1
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AD6
650000.00000000
PA
USD
767406.25000000
0.970914689630
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.12500000
N
N
N
N
N
Splunk Inc
Splunk Inc
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115QAD2
600000.00000000
PA
USD
1492125.00000000
1.887821582461
Long
DBT
CORP
US
Y
2
2024-11-15
Fixed
1.00000000
N
N
N
N
Y
Chart Industries Inc
Chart Industries Inc
USD
XXXX
N
N
N
KAMAN CORP
5493003YK076OLTEQF95
Kaman Corp
483548AF0
300000.00000000
PA
USD
326700.00000000
0.413337562865
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
3.25000000
N
N
N
N
Y
Kaman Corp
Kaman Corp
USD
XXXX
N
N
N
BUNGE LTD
5493007M0RIN8HY3MM77
Bunge Ltd
000000000
5000.00000000
NS
USD
578645.00000000
0.732095849599
Long
EP
CORP
BM
N
1
N
N
N
Bristow Group Escrow Shares
N/A
Bristow Group Escrow Shares
000000000
509000.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
2
N
N
N
BLACKLINE INC
529900P9N7PK9LV5EK56
Blackline Inc
09239BAC3
480000.00000000
PA
USD
468300.00000000
0.592488462472
Long
DBT
CORP
US
Y
2
2026-03-15
None
0.00000000
N
N
N
N
N
Blackline Inc
Blackline Inc
USD
XXXX
N
N
N
NICE LTD
254900YTY4EF5Z4W0A51
Nice Ltd
653656AA6
680000.00000000
PA
USD
706915.71000000
0.894382665204
Long
DBT
CORP
IL
Y
2
2025-09-15
None
0.00000000
N
N
N
N
N
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
MANNKIND CORP
213800GFBCNY1ZFST722
MannKind Corp
56400PAP7
125000.00000000
PA
USD
126718.75000000
0.160323291381
Long
DBT
CORP
US
Y
2
2026-03-01
Fixed
2.50000000
N
N
N
N
Y
MannKind Corp
MannKind Corp
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F739
9645.00000000
NS
USD
478392.00000000
0.605256759639
Long
EP
CORP
US
N
1
N
N
N
SPIRE INC
549300NXSY15DRY2R511
Spire Inc
84857L606
10860.00000000
NS
USD
597843.00000000
0.756384966623
Long
EP
CORP
US
N
1
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
1000000.00000000
PA
USD
1333850.09000000
1.687573753988
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
VOCERA COMMUNICATIONS
5493006D2J6NPNZ60K83
Vocera Communications Inc
92857FAC1
490000.00000000
PA
USD
451106.25000000
0.570735102443
Long
DBT
CORP
US
Y
2
2026-09-15
Fixed
0.50000000
N
N
N
N
Y
Vocera Communications Inc
Vocera Communications Inc
USD
XXXX
N
N
N
SUMMIT HOTEL PROPERTIES
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082AA8
385000.00000000
PA
USD
426146.88000000
0.539156757887
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.50000000
N
N
N
N
N
Summit Hotel Properties Inc
Summit Hotel Properties Inc
USD
XXXX
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAA2
605000.00000000
PA
USD
524459.38000000
0.663540746712
Long
DBT
CORP
US
Y
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
CLOUDFLARE INC
5493007DY18BGNLDWU14
Cloudflare Inc
18915MAA5
245000.00000000
PA
USD
485253.13000000
0.613937392491
Long
DBT
CORP
US
Y
2
2025-05-15
Fixed
0.75000000
N
N
N
N
Y
Cloudflare Inc
Cloudflare Inc
USD
XXXX
N
N
N
AEROJET ROCKETDYNE HLDG
549300VULNLWHE8QWI76
Aerojet Rocketdyne Holdings Inc
007800AB1
250000.00000000
PA
USD
450937.50000000
0.570521601635
Long
DBT
CORP
US
N
2
2023-12-15
Fixed
2.25000000
N
N
N
N
Y
Aerojet Rocketdyne Holdings In
Aerojet Rocketdyne Holdings Inc
USD
XXXX
N
N
N
NY COMMUNITY CAP TRUST V
N/A
New York Community Capital Trust V
64944P307
6000.00000000
NS
USD
300000.00000000
0.379556990693
Long
EP
CORP
US
N
1
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AP6
365000.00000000
PA
USD
365670.56000000
0.462642724462
Long
DBT
CORP
US
Y
2
2026-03-15
Fixed
4.25000000
N
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
MERCADOLIBRE INC
549300DKPDN9M5S8GB14
MercadoLibre Inc
58733RAD4
400000.00000000
PA
USD
1340250.00000000
1.695670855922
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
2.00000000
N
N
N
N
Y
MercadoLibre Inc
MercadoLibre Inc
USD
XXXX
N
N
N
PACIRA BIOSCIENCES INC
N/A
Pacira BioSciences Inc
695127AD2
104000.00000000
PA
USD
125980.42000000
0.159389163671
Long
DBT
CORP
US
N
2
2022-04-01
Fixed
2.37500000
N
N
N
N
Y
Pacira BioSciences Inc
Pacira BioSciences Inc
USD
XXXX
N
N
N
TRAVERE THERAPEUTICS INC
N/A
Travere Therapeutics Inc
761299AB2
350000.00000000
PA
USD
361812.50000000
0.457761545650
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
2.50000000
N
N
N
N
Y
Retrophin Inc
Retrophin Inc
USD
XXXX
N
N
N
COLLEGIUM PHARMA INC
54930049FXZMTLW8D496
Collegium Pharmaceutical Inc
19459JAA2
500000.00000000
PA
USD
545226.47000000
0.689815060665
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
2.62500000
N
N
N
N
Y
Collegium Pharmaceutical Inc
Collegium Pharmaceutical Inc
USD
XXXX
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AC7
1000000.00000000
PA
USD
1720000.00000000
2.176126746642
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
2.87500000
N
N
N
N
Y
PAR Technology Corp
PAR Technology Corp
USD
XXXX
N
N
N
COLFAX CORP
635400OP2DYYYMOIYL17
Colfax Corp
194014205
4000.00000000
NS
USD
720640.00000000
0.911746499244
Long
EP
CORP
US
N
1
N
N
N
NICE SYSTEMS INC
254900T6KBE4O3728267
Nice Systems Inc
65366HAB9
205000.00000000
PA
USD
535946.88000000
0.678074616481
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
1.25000000
N
N
N
N
Y
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAC7
420000.00000000
PA
USD
409500.00000000
0.518095292296
Long
DBT
CORP
US
Y
2
2028-04-01
Fixed
0.50000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAA0
675000.00000000
PA
USD
903150.00000000
1.142656320482
Long
DBT
CORP
US
Y
2
2025-07-01
Fixed
0.12500000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
125000.00000000
PA
USD
146875.00000000
0.185824776693
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
CHIMERA INVESTMENT CORP
2JBBQFJOL123LOUBE657
Chimera Investment Corp
16934QAA7
300000.00000000
PA
USD
578812.50000000
0.732307768919
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
7.00000000
N
N
N
N
N
Chimera Investment Corp
Chimera Investment Corp
USD
XXXX
N
N
N
PAGERDUTY INC.
549300U1SB749EDAGH21
PagerDuty Inc
69553PAA8
615000.00000000
PA
USD
772209.38000000
0.976991561526
Long
DBT
CORP
US
Y
2
2025-07-01
Fixed
1.25000000
N
N
N
N
Y
PagerDuty Inc
PagerDuty Inc
USD
XXXX
N
N
N
SUPERNUS PHARMACEUTICALS
549300GRM36VBKISYJ58
Supernus Pharmaceuticals Inc
868459AD0
708000.00000000
PA
USD
686067.66000000
0.868005921472
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
0.62500000
N
N
N
N
Y
Supernus Pharmaceuticals Inc
Supernus Pharmaceuticals Inc
USD
XXXX
N
N
N
2U INC
5493008RVTXVR43PYF84
2U Inc
90214JAA9
480000.00000000
PA
USD
755040.00000000
0.955269034177
Long
DBT
CORP
US
Y
2
2025-05-01
Fixed
2.25000000
N
N
N
N
Y
2U Inc
2U Inc
USD
XXXX
N
N
N
TECHTARGET INC
529900YQA5JL2H2VMB84
TechTarget Inc
87874RAA8
405000.00000000
PA
USD
480006.00000000
0.607298776249
Long
DBT
CORP
US
Y
2
2025-12-15
Fixed
0.12500000
N
N
N
N
Y
TechTarget Inc
TechTarget Inc
USD
XXXX
N
N
N
FARFETCH LTD
549300QFQ74Z0F96NS78
Farfetch Ltd
30744WAC1
205000.00000000
PA
USD
706481.25000000
0.893832990770
Long
DBT
CORP
KY
Y
2
2027-05-01
Fixed
3.75000000
N
N
N
N
N
Farfetch Ltd
Farfetch Ltd
USD
XXXX
N
N
N
SMILEDIRECTCLUB INC
254900QFZEGKCURCJS93
SmileDirectClub Inc
83192HAA4
120000.00000000
PA
USD
105675.00000000
0.133698949971
Long
DBT
CORP
US
Y
2
2026-02-01
None
0.00000000
N
N
N
N
Y
SmileDirectClub Inc
SmileDirectClub Inc
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AF8
350000.00000000
PA
USD
548841.90000000
0.694389266434
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.62500000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
ATLAS AIR WORLDWIDE HLDG
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164BJ4
500000.00000000
PA
USD
597200.00000000
0.755571449473
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.87500000
N
N
N
N
Y
Atlas Air Worldwide Holdings I
Atlas Air Worldwide Holdings Inc
USD
XXXX
N
N
N
1LIFE HEALTHCARE INC
N/A
1Life Healthcare Inc
68269GAA5
605000.00000000
PA
USD
724850.50000000
0.917073581608
Long
DBT
CORP
US
Y
2
2025-06-15
Fixed
3.00000000
N
N
N
N
Y
1Life Healthcare Inc
1Life Healthcare Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F770
9200.00000000
NS
USD
455676.00000000
0.576516704303
Long
EP
CORP
US
N
1
N
N
N
AVANTOR INC
N/A
Avantor Inc
05352A209
5730.00000000
NS
USD
517247.10000000
0.654415842402
Long
EP
CORP
US
N
1
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAB1
900000.00000000
PA
USD
1235250.00000000
1.562825909179
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
0.37500000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
SHOPIFY INC
549300HGQ43STJLLP808
Shopify Inc
82509LAA5
245000.00000000
PA
USD
280525.00000000
0.354917416047
Long
DBT
CORP
CA
N
2
2025-11-01
Fixed
0.12500000
N
N
N
N
Y
Shopify Inc
Shopify Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AA7
500000.00000000
PA
USD
903750.00000000
1.143415434463
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
2.00000000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
CYBERARK SOFTWARE LTD
529900YEXNDM894PWS93
CyberArk Software Ltd
23248VAB1
555000.00000000
PA
USD
601120.50000000
0.760531626746
Long
DBT
CORP
IL
N
2
2024-11-15
None
0.00000000
N
N
N
N
Y
CyberArk Software Ltd
CyberArk Software Ltd
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BA9
155000.00000000
PA
USD
218627.50000000
0.276605319942
Long
DBT
CORP
LR
Y
2
2023-06-15
Fixed
4.25000000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796D97
125000.00000000
PA
USD
124999.01000000
0.158147493584
Long
DBT
UST
US
N
2
2021-04-20
None
0.00000000
N
N
N
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
Wayfair Inc
94419LAL5
710000.00000000
PA
USD
761475.00000000
0.963410531627
Long
DBT
CORP
US
Y
2
2025-10-01
Fixed
0.62500000
N
N
N
N
N
Wayfair Inc
Wayfair Inc
USD
XXXX
N
N
N
REPAY HOLDINGS
N/A
Repay Holdings Corp
76029LAA8
130000.00000000
PA
USD
127725.00000000
0.161596388787
Long
DBT
CORP
US
Y
2
2026-02-01
None
0.00000000
N
N
N
N
Y
Repay Holdings Corp
Repay Holdings Corp
USD
XXXX
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AA6
425000.00000000
PA
USD
479442.50000000
0.606585841701
Long
DBT
CORP
US
Y
2
2026-03-15
Fixed
2.25000000
N
N
N
N
Y
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BE1
250000.00000000
PA
USD
326000.00000000
0.412451929886
Long
DBT
CORP
LR
Y
2
2023-11-15
Fixed
2.87500000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAE3
750000.00000000
PA
USD
1086619.89000000
1.374780584919
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796A25
800000.00000000
PA
USD
799983.66000000
1.012131301978
Long
DBT
UST
US
N
2
2021-05-13
None
0.00000000
N
N
N
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
Square Inc
852234AE3
250000.00000000
PA
USD
488281.25000000
0.617768539540
Long
DBT
CORP
US
Y
2
2025-03-01
Fixed
0.12500000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
Q2 HOLDINGS INC
549300M9RKR9DZXWS696
Q2 Holdings Inc
74736LAD1
750000.00000000
PA
USD
981075.00000000
1.241246248815
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
0.75000000
N
N
N
N
Y
Q2 Holdings Inc
Q2 Holdings Inc
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
Square Inc
852234AH6
500000.00000000
PA
USD
567187.50000000
0.717599935529
Long
DBT
CORP
US
Y
2
2027-11-01
Fixed
0.25000000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
I3 VERTICALS LLC
549300VET627YPCK1T69
i3 Verticals LLC
44933TAA4
1250000.00000000
PA
USD
1292187.50000000
1.634862663038
Long
DBT
CORP
US
Y
2
2025-02-15
Fixed
1.00000000
N
N
N
N
Y
I3 Verticals Inc
I3 Verticals Inc
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAC5
1100000.00000000
PA
USD
1423682.38000000
1.801228666186
Long
DBT
CORP
US
Y
2
2025-08-01
Fixed
1.25000000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505682
600.00000000
NS
USD
838800.00000000
1.061241345978
Long
EP
CORP
US
N
1
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAB5
450000.00000000
PA
USD
433710.00000000
0.548725541445
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F796
10000.00000000
NS
USD
574100.00000000
0.726345561190
Long
EP
CORP
US
N
1
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
48273UAA0
1100000.00000000
PA
USD
1016180.00000000
1.285660742675
Long
DBT
CORP
US
Y
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
K12 Inc
K12 Inc
USD
XXXX
N
N
N
ESPERION THERAPEUTICS
549300OFU56UKEWVUS92
Esperion Therapeutics Inc
29664WAA3
500000.00000000
PA
USD
514687.50000000
0.651177462158
Long
DBT
CORP
US
Y
2
2025-11-15
Fixed
4.00000000
N
N
N
N
Y
Esperion Therapeutics Inc
Esperion Therapeutics Inc
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
Coupa Software Inc
22266LAE6
465000.00000000
PA
USD
527775.00000000
0.667735635877
Long
DBT
CORP
US
Y
2
2026-06-15
Fixed
0.37500000
N
N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
COLONY CAPITAL OPERATING
5493003D7P9HVU22YM89
Colony Capital Operating Co LLC
19626LAA5
385000.00000000
PA
USD
1133825.00000000
1.434504016576
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
5.75000000
N
N
N
N
N
Colony Capital Inc
Colony Capital Inc
USD
XXXX
N
N
N
UBER TECHNOLOGIES INC
549300B2FTG34FILDR98
Uber Technologies Inc
90353TAH3
125000.00000000
PA
USD
131953.13000000
0.166945776451
Long
DBT
CORP
US
Y
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Uber Technologies Inc
Uber Technologies Inc
USD
XXXX
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAA4
490000.00000000
PA
USD
696718.75000000
0.881481573698
Long
DBT
CORP
US
Y
2
2026-06-01
Fixed
4.00000000
N
N
N
N
Y
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAA3
730000.00000000
PA
USD
1102738.00000000
1.395173056010
Long
DBT
CORP
US
Y
2
2025-09-15
Fixed
1.00000000
N
N
N
N
Y
Cardlytics Inc
Cardlytics Inc
USD
XXXX
N
N
N
QTS REALTY TRUST INC
5493006PA4CJK4OG2J54
QTS Realty Trust Inc
74736A301
7500.00000000
NS
USD
1053825.00000000
1.333288819058
Long
EP
CORP
US
N
1
N
N
N
DROPBOX INC
549300JCDF7UAR6TJR51
Dropbox Inc
26210CAB0
120000.00000000
PA
USD
124425.00000000
0.157421261890
Long
DBT
CORP
US
Y
2
2028-03-01
None
0.00000000
N
N
N
N
Y
Dropbox Inc
Dropbox Inc
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAB9
500000.00000000
PA
USD
767000.00000000
0.970400706206
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
0.25000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
IAC FINANCECO 3 INC
5493003IEL8HSZKWUI17
IAC FINANCECO 3 INC
44932KAA4
750000.00000000
PA
USD
1340625.00000000
1.696145302161
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
IAC/InterActiveCorp
IAC/InterActiveCorp
USD
XXXX
N
N
N
KLR 6 1/8 2/15/26 144A
N/A
KLR 6 1/8 2/15/26 144A
000000000
700000.00000000
PA
USD
700000.00000000
0.885632978284
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
6.12500000
N
N
N
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
Dexcom Inc
252131AH0
495000.00000000
PA
USD
1092093.75000000
1.381706057683
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
0.75000000
N
N
N
N
Y
DexCom Inc
DexCom Inc
USD
XXXX
N
N
N
VOCERA COMMUNICATIONS
5493006D2J6NPNZ60K83
Vocera Communications Inc
92857FAB3
500000.00000000
PA
USD
677500.00000000
0.857166203982
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
1.50000000
N
N
N
N
Y
Vocera Communications Inc
Vocera Communications Inc
USD
XXXX
N
N
N
CHENIERE ENERGY INC
MIHC87W9WTYSYZWV1J40
Cheniere Energy Inc
16411RAG4
800000.00000000
PA
USD
661582.47000000
0.837027504695
Long
DBT
CORP
US
N
2
2045-03-15
Fixed
4.25000000
N
N
N
N
Y
Cheniere Energy Inc
Cheniere Energy Inc
USD
XXXX
N
N
N
SEASPAN CORP
5493007Z8Q1H45KT7W98
Seaspan Corp
81254UAH9
255000.00000000
PA
USD
305362.50000000
0.386341571902
Long
DBT
CORP
MH
Y
2
2025-12-15
Fixed
3.75000000
N
N
N
N
N
Atlas Corp
Atlas Corp
USD
XXXX
N
N
N
2021-05-25
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer