0001752724-21-114898.txt : 20210527 0001752724-21-114898.hdr.sgml : 20210527 20210527105511 ACCESSION NUMBER: 0001752724-21-114898 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210527 PERIOD START: 20210930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS CENTRAL INDEX KEY: 0000796229 IRS NUMBER: 133625130 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04719 FILM NUMBER: 21969503 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 8004223554 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS DATE OF NAME CHANGE: 20091130 FORMER COMPANY: FORMER CONFORMED NAME: WESTWOOD FUNDS DATE OF NAME CHANGE: 20060621 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS DATE OF NAME CHANGE: 19980304 0000796229 S000001080 TETON WESTWOOD BALANCED FUND C000002911 CLASS A WEBCX C000002912 CLASS AAA WEBAX C000002914 CLASS C WBCCX C000061063 Class I WBBIX NPORT-P 1 primary_doc.xml NPORT-P false 0000796229 XXXXXXXX S000001080 C000002911 C000002914 C000002912 C000061063 Teton Westwood Funds 811-04719 0000796229 549300F5AG1CXKI4KV24 One Corporate Center Rye 10580-1422 1-800-422-3554 TETON Westwood Balanced Fund S000001080 549300SORXBEDLC67704 2021-09-30 2021-03-31 N 52861659.98 140417.62 52721242.36 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 USD N JM SMUCKER CO 5493000WDH6A0LHDJD55 832696AT5 380000.00000000 PA USD 384861.32000000 0.729992888581 Long DBT CORP US N 2 2050-03-15 Fixed 3.55000000 N N N N N N Cadence Design Systems Inc GCT7RXJOGLXPV0NXZY22 127387108 4300.00000000 NS USD 589057.00000000 1.117304854042 Long EC CORP US N 1 N N N DTE Energy Co 549300IX8SD6XXD71I78 233331107 2701.00000000 NS USD 359611.14000000 0.682099138606 Long EC CORP US N 1 N N N AP MOLLER-MAERSK A/S 549300D2K6PKKKXVNN73 00203QAE7 875000.00000000 PA USD 969065.06000000 1.838092231178 Long DBT CORP DK N 2 2029-06-20 Fixed 4.50000000 N N N N N N Medtronic PLC 549300GX3ZBSQWUXY261 000000000 7585.00000000 NS USD 896016.05000000 1.699535158677 Long EC CORP IE N 1 N N N BROADCOM INC 549300WV6GIDOZJTV909 11135FAQ4 235000.00000000 PA USD 254215.61000000 0.482188200847 Long DBT CORP US N 2 2030-11-15 Fixed 4.15000000 N N N N N N CVS HEALTH CORP 549300EJG376EN5NQE29 126650DG2 800000.00000000 PA USD 845962.47000000 1.604595097026 Long DBT CORP US N 2 2029-08-15 Fixed 3.25000000 N N N N N N O'Reilly Automotive Inc 549300K2RLMQL149Q332 67103H107 1363.00000000 NS USD 691381.75000000 1.311391232549 Long EC CORP US N 1 N N N EOG Resources Inc XWTZDRYZPBUHIQBKDB46 26875P101 4956.00000000 NS USD 359458.68000000 0.681809957256 Long EC CORP US N 1 N N N UnitedHealth Group Inc 549300GHBMY8T5GXDE41 91324P102 2649.00000000 NS USD 985613.43000000 1.869480660698 Long EC CORP US N 1 N N N Fortive Corp 549300MU9YQJYHDQEF63 34959J108 8515.00000000 NS USD 601499.60000000 1.140905587718 Long EC CORP US N 1 N N N Fiserv Inc GI7UBEJLXYLGR2C7GV83 337738108 5601.00000000 NS USD 666743.04000000 1.264657299703 Long EC CORP US N 1 N N N AMGEN INC 62QBXGPJ34PQ72Z12S66 031162CT5 750000.00000000 PA USD 769354.63000000 1.459287747330 Long DBT CORP US N 2 2027-02-21 Fixed 2.20000000 N N N N N N BERKSHIRE HATHAWAY FIN 549300RLHFT5RU20WM87 084664CV1 140000.00000000 PA USD 128851.20000000 0.244400917414 Long DBT CORP US N 2 2050-10-15 Fixed 2.85000000 N N N N N N MPLX LP 5493000CZJ19CK4P3G36 55336VBQ2 275000.00000000 PA USD 269622.63000000 0.511411753461 Long DBT CORP US N 2 2030-08-15 Fixed 2.65000000 N N N N N N US TREASURY N/B 254900HROIFWPRGM1V77 912810RT7 350000.00000000 PA USD 338884.77000000 0.642786009642 Long DBT UST US N 2 2046-08-15 Fixed 2.25000000 N N N N N N OWL ROCK CAPITAL CORP 2549000BD79OOCPF2L94 69121KAE4 405000.00000000 PA USD 410416.71000000 0.778465551318 Long DBT CORP US N 2 2026-07-15 Fixed 3.40000000 N N N N N N Dreyfus Treasury Securities Cash Management 549300U78VESCW509025 261941108 711260.57000000 NS USD 711260.57000000 1.349096755238 Long STIV RF US N 1 N N N Micron Technology Inc B3DXGBC8GAIYWI2Z0172 595112103 9143.00000000 NS USD 806504.03000000 1.529751564830 Long EC CORP US N 1 N N N US TREASURY N/B 254900HROIFWPRGM1V77 9128286T2 225000.00000000 PA USD 238979.00000000 0.453287876579 Long DBT UST US N 2 2029-05-15 Fixed 2.37500000 N N N N N N Home Depot Inc/The QEKMOTMBBKA8I816DO57 437076102 2864.00000000 NS USD 874236.00000000 1.658223442517 Long EC CORP US N 1 N N N BOSTON SCIENTIFIC CORP Y6ZDD9FP4P8JSSJMW954 101137206 3400.00000000 NS USD 364684.00000000 0.691721180449 Long EP CORP US N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 02079K305 396.00000000 NS USD 816757.92000000 1.549200821981 Long EC CORP US N 1 N N N 7-ELEVEN INC 549300K23JPL0SS3LB18 817826AC4 151000.00000000 PA USD 146979.72000000 0.278786525925 Long DBT CORP US N 2 2026-02-10 Fixed 0.95000000 N N N N N N L3Harris Technologies Inc 549300UTE50ZMDBG8A20 502431109 3702.00000000 NS USD 750321.36000000 1.423186037378 Long EC CORP US N 1 N N N Charles Schwab Corp/The 549300VSGCJ7E698NM85 808513105 17434.00000000 NS USD 1136348.12000000 2.155389496022 Long EC CORP US N 1 N N N Microchip Technology Inc 5493007PTFULNYZJ1R12 595017104 5709.00000000 NS USD 886150.98000000 1.680823403115 Long EC CORP US N 1 N N N Eaton Corp PLC 549300VDIGTMXUNT7H71 000000000 2920.00000000 NS USD 403777.60000000 0.765872695569 Long EC CORP US N 1 N N N VEREIT OPERATING PARTNER 5493005TQOUJE1LCS698 92340LAG4 265000.00000000 PA USD 256667.16000000 0.486838224045 Long DBT CORP US N 2 2032-12-15 Fixed 2.85000000 N N N N N N Church & Dwight Co Inc POOXSI30AWAQGYJZC921 171340102 6694.00000000 NS USD 584720.90000000 1.109080275474 Long EC CORP US N 1 N N N Capital One Financial Corp ZUE8T73ROZOF6FLBAR73 14040H105 5480.00000000 NS USD 697220.40000000 1.322465800860 Long EC CORP US N 1 N N N Berkshire Hathaway Inc 5493000C01ZX7D35SD85 084670702 2691.00000000 NS USD 687469.77000000 1.303971111503 Long EC CORP US N 1 N N N SOLAR EDGE TECHNOLOGIES 5493000K6Y58XXPDF853 83417MAC8 205000.00000000 PA USD 262297.50000000 0.497517676478 Long DBT CORP US N 2 2025-09-15 None 0.00000000 N N N N Y SolarEdge Technologies Inc USD XXXX N N N CVS Health Corp 549300EJG376EN5NQE29 126650100 15010.00000000 NS USD 1129202.30000000 2.141835528626 Long EC CORP US N 1 N N N Freddie Mac N/A 3132DV3N3 169258.99000000 PA USD 178616.28000000 0.338793761308 Long ABS-MBS USGSE US N 2 2049-08-01 Fixed 3.50000000 N N N N N N Accenture PLC N/A 000000000 2520.00000000 NS USD 696150.00000000 1.320435499691 Long EC CORP IE N 1 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 594918104 3959.00000000 NS USD 933413.43000000 1.770469336868 Long EC CORP US N 1 N N N ConocoPhillips WPTL2Z3FIYTHSP5V2253 20825C104 12132.00000000 NS USD 642632.04000000 1.218924310644 Long EC CORP US N 1 N N N Activision Blizzard Inc 549300TPQQDBP9GNOF40 00507V109 6315.00000000 NS USD 587295.00000000 1.113962747671 Long EC CORP US N 1 N N N GOLDMAN SACHS GROUP INC 784F5XWPLTWKTBV3E584 38141EC23 600000.00000000 PA USD 652269.59000000 1.237204513402 Long DBT CORP US N 2 2024-07-08 Fixed 3.85000000 N N N N N N General Motors Co 54930070NSV60J38I987 37045V100 13930.00000000 NS USD 800417.80000000 1.518207394534 Long EC CORP US N 1 N N N AUTOZONE INC GA3JGKJ41LJKXDN23E90 053332BA9 200000.00000000 PA USD 183268.71000000 0.347618344705 Long DBT CORP US N 2 2031-01-15 Fixed 1.65000000 N N N N N N MARRIOTT INTERNATIONAL 225YDZ14ZO8E1TXUSU86 571903BE2 235000.00000000 PA USD 263011.97000000 0.498872860779 Long DBT CORP US N 2 2030-06-15 Fixed 4.62500000 N N N N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 46625H100 4611.00000000 NS USD 701932.53000000 1.331403621346 Long EC CORP US N 1 N N N BRIXMOR OPERATING PART 549300CJHBL7JBUA6503 11120VAK9 150000.00000000 PA USD 147306.68000000 0.279406693404 Long DBT CORP US N 2 2028-04-01 Fixed 2.25000000 N N N N N N CABOT CORP K05C0SER542GQ6VLRO68 127055AL5 510000.00000000 PA USD 538041.57000000 1.020540385459 Long DBT CORP US N 2 2029-07-01 Fixed 4.00000000 N N N N N N Monolithic Power Systems Inc 529900TB7O85LSZ1XU31 609839105 1688.00000000 NS USD 596218.48000000 1.130888524835 Long EC CORP US N 1 N N N Liberty Broadband Corp 549300MIX43II8JLN536 530307305 1981.00000000 NS USD 297447.15000000 0.564188430858 Long EC CORP US N 1 N N N PepsiCo Inc FJSUNZKFNQ5YPJ5OT455 713448108 2226.00000000 NS USD 314867.70000000 0.597231184064 Long EC CORP US N 1 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 023135106 327.00000000 NS USD 1011764.16000000 1.919082545686 Long EC CORP US N 1 N N N Facebook Inc BQ4BKCS1HXDV9HN80Z93 30303M102 3473.00000000 NS USD 1022902.69000000 1.940209760261 Long EC CORP US N 1 N N N NextEra Energy Inc N/A 65339F101 4236.00000000 NS USD 320283.96000000 0.607504576263 Long EC CORP US N 1 N N N NIKE Inc 787RXPR0UX0O0XUXPZ81 654106103 4620.00000000 NS USD 613951.80000000 1.164524530373 Long EC CORP US N 1 N N N Public Storage 549300LMZF40TKJ6DM64 74460D109 1365.00000000 NS USD 336827.40000000 0.638883654713 Long EC CORP US N 1 N N N AETNA INC 549300QKBENKLBXQ8968 00817YAQ1 600000.00000000 PA USD 648359.27000000 1.229787540992 Long DBT CORP US N 2 2024-11-15 Fixed 3.50000000 N N N N N N CAPITAL ONE FINANCIAL CO ZUE8T73ROZOF6FLBAR73 14040HBF1 600000.00000000 PA USD 649545.66000000 1.232037848358 Long DBT CORP US N 2 2024-04-24 Fixed 3.75000000 N N N N N N Middleby Corp/The JDFO86U9VQRBKW5KYA35 596278101 3837.00000000 NS USD 635982.75000000 1.206312145789 Long EC CORP US N 1 N N N Honeywell International Inc ISRPG12PN4EIEOEMW547 438516106 1831.00000000 NS USD 397455.17000000 0.753880508516 Long EC CORP US N 1 N N N EXACT SCIENCES CORP 549300VM3X1FYD4N9Z14 30063PAB1 325000.00000000 PA USD 446062.50000000 0.846077368500 Long DBT CORP US N 2 2027-03-15 Fixed 0.37500000 N N N N Y Exact Sciences Corp USD XXXX N N N SCHLUMBERGER FIN CA 549300P4EXZFF0LRNF59 80685XAC5 118000.00000000 PA USD 118165.19000000 0.224132028591 Long DBT CORP CA N 2 2025-09-17 Fixed 1.40000000 N N N N N N PLAINS ALL AMER PIPELINE N/A 72650RBN1 260000.00000000 PA USD 264915.06000000 0.502482582240 Long DBT CORP US N 2 2030-09-15 Fixed 3.80000000 N N N N N N Chevron Corp N/A 166764100 4647.00000000 NS USD 486959.13000000 0.923648814409 Long EC CORP US N 1 N N N ENERGY TRANSFER OPERATNG 5493008K8W3OKZE54J59 29279FAA7 235000.00000000 PA USD 275750.07000000 0.523034089593 Long DBT CORP US N 2 2049-04-15 Fixed 6.25000000 N N N N N N US TREASURY N/B 254900HROIFWPRGM1V77 9128283F5 330000.00000000 PA USD 349194.14000000 0.662340499519 Long DBT UST US N 2 2027-11-15 Fixed 2.25000000 N N N N N N Amphenol Corp 549300D3L3G0R4U4VT04 032095101 9860.00000000 NS USD 650464.20000000 1.233780106239 Long EC CORP US N 1 N N N FANNIE MAE B1V7KEBTPIMZEU4LTD58 3135G0ZR7 1100000.00000000 PA USD 1182462.31000000 2.242857446199 Long DBT USGSE US N 2 2024-09-06 Fixed 2.62500000 N N N N N N Dollar General Corp OPX52SQVOZI8IVSWYU66 256677105 3064.00000000 NS USD 620827.68000000 1.177566484038 Long EC CORP US N 1 N N N Visa Inc 549300JZ4OKEHW3DPJ59 92826C839 3131.00000000 NS USD 662926.63000000 1.257418452837 Long EC CORP US N 1 N N N Cisco Systems Inc/Delaware 8E6NF1YAL0WT6CWXXV93 17275R102 14221.00000000 NS USD 735367.91000000 1.394822802123 Long EC CORP US N 1 N N N Abbott Laboratories HQD377W2YR662HK5JX27 002824100 5945.00000000 NS USD 712448.80000000 1.351350552657 Long EC CORP US N 1 N N N US TREASURY N/B 254900HROIFWPRGM1V77 912810RS9 700000.00000000 PA USD 711976.57000000 1.350454841595 Long DBT UST US N 2 2046-05-15 Fixed 2.50000000 N N N N N N Walmart Inc Y87794H0US1R65VBXU25 931142103 7020.00000000 NS USD 953526.60000000 1.808619367292 Long EC CORP US N 1 N N N Western Alliance Bancorp 5493003VJXZ5JXT9S762 957638109 6824.00000000 NS USD 644458.56000000 1.222388796529 Long EC CORP US N 1 N N N Becton Dickinson and Co ICE2EP6D98PQUILVRZ91 075887109 3547.00000000 NS USD 862453.05000000 1.635873912285 Long EC CORP US N 1 N N N Westinghouse Air Brake Technol 06BTX5UWZD0GQ5N5Y745 929740108 4321.00000000 NS USD 342050.36000000 0.648790401531 Long EC CORP US N 1 N N N Union Pacific Corp 549300LMMRSZZCZ8CL11 907818108 3920.00000000 NS USD 864007.20000000 1.638821775291 Long EC CORP US N 1 N N N AKAMAI TECHNOLOGIES INC OC1LZNN2LF5WTJ5RIL89 00971TAJ0 300000.00000000 PA USD 364312.50000000 0.691016530893 Long DBT CORP US N 2 2025-05-01 Fixed 0.12500000 N N N N Y Akamai Technologies Inc USD XXXX N N N Bank of America Corp 9DJT3UXIJIZJI4WXO774 060505104 9790.00000000 NS USD 378775.10000000 0.718448737253 Long EC CORP US N 1 N N N Johnson & Johnson 549300G0CFPGEF6X2043 478160104 3917.00000000 NS USD 643758.95000000 1.221061798210 Long EC CORP US N 1 N N N US TREASURY N/B 254900HROIFWPRGM1V77 912810RK6 450000.00000000 PA USD 458507.81000000 0.869683242418 Long DBT UST US N 2 2045-02-15 Fixed 2.50000000 N N N N N N AERCAP IRELAND CAP/GLOBA N/A 00774MAG0 255000.00000000 PA USD 277142.75000000 0.525675681364 Long DBT CORP IE N 2 2025-10-01 Fixed 4.45000000 N N N N N N T-Mobile US Inc 549300QHIJYOHPACPG31 872590104 4943.00000000 NS USD 619308.47000000 1.174684894128 Long EC CORP US N 1 N N N Fannie Mae B1V7KEBTPIMZEU4LTD58 31418DC67 163699.06000000 PA USD 172844.74000000 0.327846485141 Long ABS-MBS USGSE US N 2 2049-07-01 Fixed 3.50000000 N N N N N N DIAMONDBACK ENERGY INC 549300R22LSX6OHWEN64 25278XAR0 55000.00000000 PA USD 54825.56000000 0.103991403741 Long DBT CORP US N 2 2031-03-24 Fixed 3.12500000 N N N N N N NVIDIA Corp 549300S4KLFTLO7GSQ80 67066G104 1124.00000000 NS USD 600137.32000000 1.138321657714 Long EC CORP US N 1 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 254687106 3412.00000000 NS USD 629582.24000000 1.194171859041 Long EC CORP US N 1 N N N Freeport-McMoRan Inc 549300IRDTHJQ1PVET45 35671D857 18621.00000000 NS USD 613189.53000000 1.163078680530 Long EC CORP US N 1 N N N Goldman Sachs Group Inc/The 784F5XWPLTWKTBV3E584 38141G104 2349.00000000 NS USD 768123.00000000 1.456951630151 Long EC CORP US N 1 N N N American International Group I ODVCVCQG2BP6VHV36M30 026874784 8278.00000000 NS USD 382526.38000000 0.725564047576 Long EC CORP US N 1 N N N SPLUNK INC 549300XGDSGBP6UEI867 848637AE4 350000.00000000 PA USD 333593.75000000 0.632750168750 Long DBT CORP US N 2 2027-06-15 Fixed 1.12500000 N N N N Y Splunk Inc USD XXXX N N N CHARTER COMM OPT LLC/CAP N/A 161175BV5 270000.00000000 PA USD 252202.88000000 0.478370517670 Long DBT CORP US N 2 2051-04-01 Fixed 3.70000000 N N N N N N Prologis Inc 529900DFH19P073LZ636 74340W103 3039.00000000 NS USD 322134.00000000 0.611013674147 Long EC CORP US N 1 N N N US TREASURY N/B 254900HROIFWPRGM1V77 9128286B1 545000.00000000 PA USD 589206.74000000 1.117588876181 Long DBT UST US N 2 2029-02-15 Fixed 2.62500000 N N N N N N FIFTH THIRD BANCORP THRNG6BD57P9QWTQLG42 316773CY4 750000.00000000 PA USD 782571.96000000 1.484357964587 Long DBT CORP US N 2 2025-01-28 Fixed 2.37500000 N N N N N N AMERICAN HONDA FINANCE B6Q2VFHD1797Q7NZ3E43 02665WDN8 138000.00000000 PA USD 135885.18000000 0.257742750203 Long DBT CORP US N 2 2025-09-10 Fixed 1.00000000 N N N N N N 2021-05-25 Teton Westwood Funds John C. Ball John C. Ball Treasurer