0001752724-20-241324.txt : 20201123
0001752724-20-241324.hdr.sgml : 20201123
20201123150806
ACCESSION NUMBER: 0001752724-20-241324
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201123
PERIOD START: 20200930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 201336811
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001080
TETON WESTWOOD BALANCED FUND
C000002911
CLASS A
WEBCX
C000002912
CLASS AAA
WEBAX
C000002914
CLASS C
WBCCX
C000061063
Class I
WBBIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001080
C000002911
C000002912
C000061063
C000002914
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Westwood Balanced Fund
S000001080
549300SORXBEDLC67704
2020-09-30
2020-09-30
N
52183071.04
115304.38
52067766.66
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
95720.00000000
USD
N
PepsiCo Inc
FJSUNZKFNQ5YPJ5OT455
PepsiCo Inc
713448108
5326.00000000
NS
USD
738183.60000000
1.417736245190
Long
EC
CORP
US
N
1
N
N
N
CVS HEALTH CORP
549300EJG376EN5NQE29
CVS Health Corp
126650DG2
800000.00000000
PA
USD
882341.81000000
1.694602758289
Long
DBT
CORP
US
N
2
2029-08-15
Fixed
3.25000000
N
N
N
N
N
N
Becton Dickinson and Co
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887109
3547.00000000
NS
USD
825315.96000000
1.585080392230
Long
EC
CORP
US
N
1
N
N
N
Colgate-Palmolive Co
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
194162103
10707.00000000
NS
USD
826045.05000000
1.586480663543
Long
EC
CORP
US
N
1
N
N
N
HONEYWELL INTERNATIONAL
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516CB0
462000.00000000
PA
USD
476867.59000000
0.915859505006
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
1.35000000
N
N
N
N
N
N
Freddie Mac
N/A
Freddie Mac Pool
3132DV3N3
272285.39000000
PA
USD
286881.60000000
0.550977348180
Long
ABS-MBS
USGSE
US
N
2
2049-08-01
Fixed
3.50000000
N
N
N
N
N
N
SCHLUMBERGER FIN CA
549300P4EXZFF0LRNF59
Schlumberger Finance Canada Ltd
80685XAC5
118000.00000000
PA
USD
119235.39000000
0.229000392466
Long
DBT
CORP
CA
N
2
2025-09-17
Fixed
1.40000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128283W8
450000.00000000
PA
USD
523757.81000000
1.005915643396
Long
DBT
UST
US
N
2
2028-02-15
Fixed
2.75000000
N
N
N
N
N
N
EOG Resources Inc
XWTZDRYZPBUHIQBKDB46
EOG Resources Inc
26875P101
8928.00000000
NS
USD
320872.32000000
0.616259041981
Long
EC
CORP
US
N
1
N
N
N
Fortive Corp
549300MU9YQJYHDQEF63
Fortive Corp
34959J108
9325.00000000
NS
USD
710658.25000000
1.364871773050
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128282R0
500000.00000000
PA
USD
561035.16000000
1.077509553393
Long
DBT
UST
US
N
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
N
DTE Energy Co
549300IX8SD6XXD71I78
DTE Energy Co
233331107
5361.00000000
NS
USD
616729.44000000
1.184474540702
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
12903.00000000
NS
USD
1242171.81000000
2.385682908413
Long
EC
CORP
US
N
1
N
N
N
Westinghouse Air Brake Technol
06BTX5UWZD0GQ5N5Y745
Westinghouse Air Brake Technologies Corp
929740108
4821.00000000
NS
USD
298323.48000000
0.572952325664
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RT7
400000.00000000
PA
USD
473593.75000000
0.909571852951
Long
DBT
UST
US
N
2
2046-08-15
Fixed
2.25000000
N
N
N
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K305
496.00000000
NS
USD
726937.60000000
1.396137469745
Long
EC
CORP
US
N
1
N
N
N
CABOT CORP
K05C0SER542GQ6VLRO68
Cabot Corp
127055AL5
510000.00000000
PA
USD
543761.56000000
1.044334325977
Long
DBT
CORP
US
N
2
2029-07-01
Fixed
4.00000000
N
N
N
N
N
N
AMGEN INC
62QBXGPJ34PQ72Z12S66
Amgen Inc
031162CT5
750000.00000000
PA
USD
796344.47000000
1.529438501174
Long
DBT
CORP
US
N
2
2027-02-21
Fixed
2.20000000
N
N
N
N
N
N
COLGATE-PALMOLIVE CO
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
19416QEC0
500000.00000000
PA
USD
521704.94000000
1.001972954604
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
2.10000000
N
N
N
N
N
N
Church & Dwight Co Inc
POOXSI30AWAQGYJZC921
Church & Dwight Co Inc
171340102
11110.00000000
NS
USD
1041118.10000000
1.999544376079
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
2729.00000000
NS
USD
757461.24000000
1.454760379768
Long
EC
CORP
US
N
1
N
N
N
Brookfield Asset Management In
C6J3FGIWG6MBDGTE8F80
Brookfield Asset Management Inc
112585104
18736.00000000
NS
USD
619412.16000000
1.189626903041
Long
EC
CORP
CA
N
1
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
8052.00000000
NS
USD
1198781.76000000
2.302349105595
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
21262.00000000
NS
USD
770322.26000000
1.479460920669
Long
EC
CORP
US
N
1
N
N
N
AUTOZONE INC
GA3JGKJ41LJKXDN23E90
AutoZone Inc
053332BA9
200000.00000000
PA
USD
196169.32000000
0.376757699789
Long
DBT
CORP
US
N
2
2031-01-15
Fixed
1.65000000
N
N
N
N
N
N
Honeywell International Inc
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516106
4326.00000000
NS
USD
712102.86000000
1.367646253487
Long
EC
CORP
US
N
1
N
N
N
L3Harris Technologies Inc
549300UTE50ZMDBG8A20
L3Harris Technologies Inc
502431109
3702.00000000
NS
USD
628747.68000000
1.207556460229
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128286T2
225000.00000000
PA
USD
259040.04000000
0.497505571328
Long
DBT
UST
US
N
2
2029-05-15
Fixed
2.37500000
N
N
N
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
000000000
7585.00000000
NS
USD
788233.20000000
1.513860206732
Long
EC
CORP
IE
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128286B1
545000.00000000
PA
USD
636926.17000000
1.223263855657
Long
DBT
UST
US
N
2
2029-02-15
Fixed
2.62500000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128283F5
675000.00000000
PA
USD
759295.90000000
1.458283980102
Long
DBT
UST
US
N
2
2027-11-15
Fixed
2.25000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RK6
450000.00000000
PA
USD
555187.50000000
1.066278689511
Long
DBT
UST
US
N
2
2045-02-15
Fixed
2.50000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RS9
700000.00000000
PA
USD
866988.28000000
1.665115167434
Long
DBT
UST
US
N
2
2046-05-15
Fixed
2.50000000
N
N
N
N
N
N
HALLIBURTON CO
ENYF8GB5SMQZ25S06U51
Halliburton Co
406216AZ4
595000.00000000
PA
USD
607401.61000000
1.166559752728
Long
DBT
CORP
US
N
2
2021-11-15
Fixed
3.25000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828J27
500000.00000000
PA
USD
538457.03000000
1.034146583463
Long
DBT
UST
US
N
2
2025-02-15
Fixed
2.00000000
N
N
N
N
N
N
T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
872590104
5633.00000000
NS
USD
644189.88000000
1.237214348382
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141EC23
600000.00000000
PA
USD
660403.92000000
1.268354612388
Long
DBT
CORP
US
N
2
2024-07-08
Fixed
3.85000000
N
N
N
N
N
N
Assurant Inc
H3F39CAXWQRVWURFXL38
Assurant Inc
04621X108
5884.00000000
NS
USD
713788.04000000
1.370882766416
Long
EC
CORP
US
N
1
N
N
N
AP MOLLER-MAERSK A/S
549300D2K6PKKKXVNN73
AP Moller - Maersk A/S
00203QAE7
875000.00000000
PA
USD
987376.50000000
1.896329655250
Long
DBT
CORP
DK
N
2
2029-06-20
Fixed
4.50000000
N
N
N
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
5144.00000000
NS
USD
595726.64000000
1.144137108645
Long
EC
CORP
US
N
1
N
N
N
GILEAD SCIENCES INC
549300WTZWR07K8MNV44
Gilead Sciences Inc
375558BY8
54000.00000000
PA
USD
53980.40000000
0.103673353905
Long
DBT
CORP
US
N
2
2030-10-01
Fixed
1.65000000
N
N
N
N
N
N
Texas Instruments Inc
WDJNR2L6D8RWOEB8T652
Texas Instruments Inc
882508104
5672.00000000
NS
USD
809904.88000000
1.555482272340
Long
EC
CORP
US
N
1
N
N
N
Equifax Inc
5493004MCF8JDC86VS77
Equifax Inc
294429105
4680.00000000
NS
USD
734292.00000000
1.410262139328
Long
EC
CORP
US
N
1
N
N
N
SOLAR EDGE TECHNOLOGIES
5493000K6Y58XXPDF853
SolarEdge Technologies Inc
83417MAC8
205000.00000000
PA
USD
235856.14000000
0.452979175273
Long
DBT
CORP
US
N
2
2025-09-15
None
0.00000000
N
N
N
N
Y
SolarEdge Technologies Inc
SolarEdge Technologies Inc
USD
XXXX
N
N
N
FIFTH THIRD BANCORP
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773CY4
750000.00000000
PA
USD
795646.52000000
1.528098036536
Long
DBT
CORP
US
N
2
2025-01-28
Fixed
2.37500000
N
N
N
N
N
N
WEC Energy Group Inc
549300IGLYTZUK3PVP70
WEC Energy Group Inc
92939U106
6853.00000000
NS
USD
664055.70000000
1.275368126188
Long
EC
CORP
US
N
1
N
N
N
Hormel Foods Corp
MSD54751OJP1FS2ND863
Hormel Foods Corp
440452100
14051.00000000
NS
USD
686953.39000000
1.319344834753
Long
EC
CORP
US
N
1
N
N
N
Public Storage
549300LMZF40TKJ6DM64
Public Storage
74460D109
3288.00000000
NS
USD
732303.36000000
1.406442809006
Long
EC
CORP
US
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
10195.00000000
NS
USD
1109521.85000000
2.130918841296
Long
EC
CORP
US
N
1
N
N
N
ConocoPhillips
WPTL2Z3FIYTHSP5V2253
ConocoPhillips
20825C104
11253.00000000
NS
USD
369548.52000000
0.709745287162
Long
EC
CORP
US
N
1
N
N
N
Eaton Corp PLC
549300VDIGTMXUNT7H71
Eaton Corp PLC
000000000
6865.00000000
NS
USD
700435.95000000
1.345239089231
Long
EC
CORP
US
N
1
N
N
N
CACI International Inc
SYRPI2D1O9WRTS2WX210
CACI International Inc
127190304
2934.00000000
NS
USD
625411.44000000
1.201148964356
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
3959.00000000
NS
USD
832696.47000000
1.599255208001
Long
EC
CORP
US
N
1
N
N
N
JM SMUCKER CO
5493000WDH6A0LHDJD55
J M Smucker Co/The
832696AT5
380000.00000000
PA
USD
408368.66000000
0.784302239553
Long
DBT
CORP
US
N
2
2050-03-15
Fixed
3.55000000
N
N
N
N
N
N
Walmart Inc
Y87794H0US1R65VBXU25
Walmart Inc
931142103
5625.00000000
NS
USD
786993.75000000
1.511479751261
Long
EC
CORP
US
N
1
N
N
N
Liberty Broadband Corp
549300MIX43II8JLN536
Liberty Broadband Corp
530307305
6821.00000000
NS
USD
974516.27000000
1.871630631602
Long
EC
CORP
US
N
1
N
N
N
Fannie Mae
B1V7KEBTPIMZEU4LTD58
Fannie Mae Pool
31418DC67
261912.91000000
PA
USD
275928.49000000
0.529941089660
Long
ABS-MBS
USGSE
US
N
2
2049-07-01
Fixed
3.50000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828Z29
300000.00000000
PA
USD
309363.28000000
0.594155078745
Long
DBT
UST
US
N
2
2023-01-15
Fixed
1.50000000
N
N
N
N
N
N
Dreyfus Treasury Securities Cash Management
549300U78VESCW509025
Dreyfus Treasury Securities Cash Management
261941108
131110.36000000
NS
USD
131110.36000000
0.251807151353
Long
STIV
RF
US
N
1
N
N
N
CVS Health Corp
549300EJG376EN5NQE29
CVS Health Corp
126650100
16495.00000000
NS
USD
963308.00000000
1.850104319415
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
4345.00000000
NS
USD
855400.15000000
1.642859305999
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
31041.00000000
NS
USD
747777.69000000
1.436162405203
Long
EC
CORP
US
N
1
N
N
N
Activision Blizzard Inc
549300TPQQDBP9GNOF40
Activision Blizzard Inc
00507V109
8105.00000000
NS
USD
656099.75000000
1.260088135303
Long
EC
CORP
US
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
36013.00000000
NS
USD
846665.63000000
1.626084013798
Long
EC
CORP
US
N
1
N
N
N
McDonald's Corp
UE2136O97NLB5BYP9H04
McDonald's Corp
580135101
3481.00000000
NS
USD
764044.69000000
1.467404382809
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RY6
300000.00000000
PA
USD
390363.28000000
0.749721574480
Long
DBT
UST
US
N
2
2047-08-15
Fixed
2.75000000
N
N
N
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
2649.00000000
NS
USD
825878.73000000
1.586161233672
Long
EC
CORP
US
N
1
N
N
N
Cisco Systems Inc
8E6NF1YAL0WT6CWXXV93
Cisco Systems Inc
17275R102
19821.00000000
NS
USD
780749.19000000
1.499486611550
Long
EC
CORP
US
N
1
N
N
N
MPLX LP
5493000CZJ19CK4P3G36
MPLX LP
55336VBQ2
275000.00000000
PA
USD
269227.47000000
0.517071284731
Long
DBT
CORP
US
N
2
2030-08-15
Fixed
2.65000000
N
N
N
N
N
N
ESSEX PORTFOLIO LP
5493003GN3O58H286O74
Essex Portfolio LP
29717PAU1
150000.00000000
PA
USD
161469.12000000
0.310113397131
Long
DBT
CORP
US
N
2
2030-01-15
Fixed
3.00000000
N
N
N
N
N
N
American International Group I
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874784
26999.00000000
NS
USD
743282.47000000
1.427529002450
Long
EC
CORP
US
N
1
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
9533.00000000
NS
USD
447669.68000000
0.859782757580
Long
EC
CORP
US
N
1
N
N
N
AETNA INC
549300QKBENKLBXQ8968
Aetna Inc
00817YAQ1
600000.00000000
PA
USD
658448.81000000
1.264599678913
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
3.50000000
N
N
N
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040HBF1
600000.00000000
PA
USD
653925.28000000
1.255911904710
Long
DBT
CORP
US
N
2
2024-04-24
Fixed
3.75000000
N
N
N
N
N
N
AMERICAN HONDA FINANCE
B6Q2VFHD1797Q7NZ3E43
American Honda Finance Corp
02665WDN8
138000.00000000
PA
USD
138089.65000000
0.265211394415
Long
DBT
CORP
US
N
2
2025-09-10
Fixed
1.00000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828ZE3
500000.00000000
PA
USD
506621.10000000
0.973003323357
Long
DBT
UST
US
N
2
2027-03-31
Fixed
0.62500000
N
N
N
N
N
N
Prologis Inc
529900DFH19P073LZ636
Prologis Inc
74340W103
7135.00000000
NS
USD
717923.70000000
1.378825607574
Long
EC
CORP
US
N
1
N
N
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
3029.00000000
NS
USD
841183.59000000
1.615555350189
Long
EC
CORP
US
N
1
N
N
N
FANNIE MAE
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Association
3135G0ZR7
1100000.00000000
PA
USD
1202729.00000000
2.309930072195
Long
DBT
USGSE
US
N
2
2024-09-06
Fixed
2.62500000
N
N
N
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
6867.00000000
NS
USD
852057.36000000
1.636439230366
Long
EC
CORP
US
N
1
N
N
N
Motorola Solutions Inc
6S552MUG6KGJVEBSEC55
Motorola Solutions Inc
620076307
4281.00000000
NS
USD
671303.61000000
1.289288273844
Long
EC
CORP
US
N
1
N
N
N
2020-11-20
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer