0001752724-20-241322.txt : 20201123 0001752724-20-241322.hdr.sgml : 20201123 20201123150800 ACCESSION NUMBER: 0001752724-20-241322 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201123 PERIOD START: 20200930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS CENTRAL INDEX KEY: 0000796229 IRS NUMBER: 133625130 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04719 FILM NUMBER: 201336805 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 8004223554 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS DATE OF NAME CHANGE: 20091130 FORMER COMPANY: FORMER CONFORMED NAME: WESTWOOD FUNDS DATE OF NAME CHANGE: 20060621 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS DATE OF NAME CHANGE: 19980304 0000796229 S000001082 TETON Convertible Securities Fund C000002919 CLASS A WEIAX C000002921 CLASS C WEICX C000002922 CLASS AAA WESRX C000061065 Class I WESIX NPORT-P 1 primary_doc.xml NPORT-P false 0000796229 XXXXXXXX S000001082 C000002922 C000002921 C000061065 C000002919 Teton Westwood Funds 811-04719 0000796229 549300F5AG1CXKI4KV24 One Corporate Center Rye 10580-1422 1-800-422-3554 TETON Convertible Securities Fund S000001082 549300865NLDDOK77H40 2020-09-30 2020-09-30 N 74480948.87 1955224.40 72525724.47 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1930.90000000 USD N INTERCEPT PHARMAS N/A Intercept Pharmaceuticals Inc 45845PAB4 300000.00000000 PA USD 209219.66000000 0.288476484073 Long DBT CORP US N 2 2026-05-15 Fixed 2.00000000 N N N N Y Intercept Pharmaceuticals Inc Intercept Pharmaceuticals Inc USD XXXX N N N IAC FINANCECO 3 INC 5493003IEL8HSZKWUI17 IAC FINANCECO 3 INC 44932KAA4 750000.00000000 PA USD 1141832.61000000 1.574382908056 Long DBT CORP US Y 2 2030-01-15 Fixed 2.00000000 N N N N N IAC/InterActiveCorp IAC/InterActiveCorp USD XXXX N N N SPLUNK INC 549300XGDSGBP6UEI867 Splunk Inc 848637AE4 245000.00000000 PA USD 264829.41000000 0.365152381358 Long DBT CORP US Y 2 2027-06-15 Fixed 1.12500000 N N N N Y Splunk Inc Splunk Inc USD XXXX N N N PERFICIENT INC 549300HTBXKL2755T650 Perficient Inc 71375UAC5 1100000.00000000 PA USD 1173208.30000000 1.617644371805 Long DBT CORP US Y 2 2025-08-01 Fixed 1.25000000 N N N N Y Perficient Inc Perficient Inc USD XXXX N N N CARDLYTICS INC 549300JETJBH94EIPC66 Cardlytics Inc 14161WAA3 730000.00000000 PA USD 800246.14000000 1.103396271940 Long DBT CORP US Y 2 2025-09-15 Fixed 1.00000000 N N N N Y Cardlytics Inc Cardlytics Inc USD XXXX N N N COUPA SOFTWARE INC 549300Q95ICR2GFL2K37 Coupa Software Inc 22266LAC0 140000.00000000 PA USD 255762.50000000 0.352650734438 Long DBT CORP US N 2 2025-06-15 Fixed 0.12500000 N N N N Y Coupa Software Inc Coupa Software Inc USD XXXX N N N ENCORE CAP EUR FINANCE 549300DAVHQDMISMVB09 Encore Capital Europe Finance Ltd 29260UAA5 500000.00000000 PA USD 547384.97000000 0.754745952557 Long DBT CORP JE N 2 2023-09-01 Fixed 4.50000000 N N N N Y Encore Capital Group Inc Encore Capital Group Inc USD XXXX N N N NEXTERA ENERGY INC N/A NextEra Energy Inc 65339F770 9200.00000000 NS USD 429456.00000000 0.592142999105 Long EP CORP US N 1 N N N SOUTHWEST AIRLINES CO UDTZ87G0STFETI6HGH41 Southwest Airlines Co 844741BG2 720000.00000000 PA USD 943200.00000000 1.300504072027 Long DBT CORP US N 2 2025-05-01 Fixed 1.25000000 N N N N Y Southwest Airlines Co Southwest Airlines Co USD XXXX N N N REALPAGE INC 5493001RSFZX4122A604 RealPage Inc 75606NAC3 500000.00000000 PA USD 516875.00000000 0.712678161820 Long DBT CORP US N 2 2025-05-15 Fixed 1.50000000 N N N N Y RealPage Inc RealPage Inc USD XXXX N N N BLACKLINE INC 529900P9N7PK9LV5EK56 Blackline Inc 09239BAB5 500000.00000000 PA USD 690240.80000000 0.951718586810 Long DBT CORP US N 2 2024-08-01 Fixed 0.12500000 N N N N N Blackline Inc Blackline Inc USD XXXX N N N SPLUNK INC 549300XGDSGBP6UEI867 Splunk Inc 848637AD6 400000.00000000 PA USD 578291.80000000 0.797360942239 Long DBT CORP US N 2 2025-09-15 Fixed 1.12500000 N N N N N Splunk Inc Splunk Inc USD XXXX N N N SUPERNUS PHARMACEUTICALS 549300GRM36VBKISYJ58 Supernus Pharmaceuticals Inc 868459AD0 708000.00000000 PA USD 655664.09000000 0.904043489108 Long DBT CORP US N 2 2023-04-01 Fixed 0.62500000 N N N N Y Supernus Pharmaceuticals Inc Supernus Pharmaceuticals Inc USD XXXX N N N NEXTERA ENERGY INC N/A NextEra Energy Inc 65339F739 9645.00000000 NS USD 460548.75000000 0.635014339209 Long EP CORP US N 1 N N N SHOPIFY INC 549300HGQ43STJLLP808 Shopify Inc 82509LAA5 245000.00000000 PA USD 274660.44000000 0.378707613067 Long DBT CORP CA N 2 2025-11-01 Fixed 0.12500000 N N N N Y Shopify Inc Shopify Inc USD XXXX N N N NICE LTD 254900YTY4EF5Z4W0A51 Nice Ltd 653656AA6 680000.00000000 PA USD 688908.00000000 0.949880894033 Long DBT CORP IL Y 2 2025-09-15 None 0.00000000 N N N N N Nice Ltd Nice Ltd USD XXXX N N N KNOWLES CORP 5493003EO323TDZQU148 Knowles Corp 49926DAB5 900000.00000000 PA USD 964519.05000000 1.329899228237 Long DBT CORP US N 2 2021-11-01 Fixed 3.25000000 N N N N Y Knowles Corp Knowles Corp USD XXXX N N N BLOOM ENERGY CORP 549300XB5J9BFW5JXV97 Bloom Energy Corp 093712AG2 360000.00000000 PA USD 459212.17000000 0.633171434488 Long DBT CORP US Y 2 2025-08-15 Fixed 2.50000000 N N N N N Bloom Energy Corp Bloom Energy Corp USD XXXX N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 Bank of America Corp 060505682 600.00000000 NS USD 892800.00000000 1.231011488026 Long EP CORP US N 1 N N N 2020 CASH EXCH TRUST N/A 2020 Cash Mandatory Exchangeable Trust 901375105 980.00000000 NS USD 1056714.40000000 1.457020123166 Long EP CORP US N 2 N N N DISH NETWORK CORP 529900U350CWHH15G169 DISH Network Corp 25470MAB5 950000.00000000 PA USD 874471.70000000 1.205740041054 Long DBT CORP US N 2 2026-08-15 Fixed 3.37500000 N N N N Y DISH Network Corp DISH Network Corp USD XXXX N N N WAYFAIR INC 54930027N9ZAVYFDHK53 Wayfair Inc 94419LAL5 355000.00000000 PA USD 362876.38000000 0.500341613478 Long DBT CORP US Y 2 2025-10-01 Fixed 0.62500000 N N N N N Wayfair Inc Wayfair Inc USD XXXX N N N HARMONIC INC 549300LRGRD8XC9BTL66 Harmonic Inc 413160AD4 500000.00000000 PA USD 468445.00000000 0.645901855408 Long DBT CORP US N 2 2024-09-01 Fixed 2.00000000 N N N N N Harmonic Inc Harmonic Inc USD XXXX N N N K12 INC 254900BRWS3AFONWU277 K12 Inc 48273UAA0 600000.00000000 PA USD 503356.81000000 0.694038996064 Long DBT CORP US Y 2 2027-09-01 Fixed 1.12500000 N N N N N K12 Inc K12 Inc USD XXXX N N N KAMAN CORP 5493003YK076OLTEQF95 Kaman Corp 483548AF0 300000.00000000 PA USD 298719.34000000 0.411880532297 Long DBT CORP US N 2 2024-05-01 Fixed 3.25000000 N N N N Y Kaman Corp Kaman Corp USD XXXX N N N AEROJET ROCKETDYNE HLDG 549300VULNLWHE8QWI76 Aerojet Rocketdyne Holdings Inc 007800AB1 250000.00000000 PA USD 397656.25000000 0.548296832476 Long DBT CORP US N 2 2023-12-15 Fixed 2.25000000 N N N N Y Aerojet Rocketdyne Holdings In Aerojet Rocketdyne Holdings Inc USD XXXX N N N NATIONAL VISION HOLDINGS 549300JHURCBLI5ROA42 National Vision Holdings Inc 63845RAA5 365000.00000000 PA USD 520125.00000000 0.717159330431 Long DBT CORP US Y 2 2025-05-15 Fixed 2.50000000 N N N N Y National Vision Holdings Inc National Vision Holdings Inc USD XXXX N N N SEMPRA ENERGY PBBKGKLRK5S5C0Y4T545 Sempra Energy 816851406 3535.00000000 NS USD 348020.75000000 0.479858357214 Long EP CORP US N 1 N N N Q2 HOLDINGS INC 549300M9RKR9DZXWS696 Q2 Holdings Inc 74736LAD1 750000.00000000 PA USD 922395.47000000 1.271818346856 Long DBT CORP US N 2 2026-06-01 Fixed 0.75000000 N N N N Y Q2 Holdings Inc Q2 Holdings Inc USD XXXX N N N CONMED CORP Z6C0YCECH9DCU5ZIQW84 CONMED Corp 207410AF8 350000.00000000 PA USD 393590.10000000 0.542690339015 Long DBT CORP US N 2 2024-02-01 Fixed 2.62500000 N N N N Y CONMED Corp CONMED Corp USD XXXX N N N 2U INC 5493008RVTXVR43PYF84 2U Inc 90214JAA9 480000.00000000 PA USD 691328.32000000 0.953218082345 Long DBT CORP US Y 2 2025-05-01 Fixed 2.25000000 N N N N N 2U Inc 2U Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796TY5 1500000.00000000 PA USD 1499668.23000000 2.067774215230 Long DBT UST US N 2 2020-12-31 None 0.00000000 N N N N N N AVANTOR INC N/A Avantor Inc 05352A209 5730.00000000 NS USD 416800.20000000 0.574692914887 Long EP CORP US N 1 N N N EXACT SCIENCES CORP 549300VM3X1FYD4N9Z14 Exact Sciences Corp 30063PAB1 900000.00000000 PA USD 1057850.51000000 1.458586615618 Long DBT CORP US N 2 2027-03-15 Fixed 0.37500000 N N N N Y Exact Sciences Corp Exact Sciences Corp USD XXXX N N N Bristow Group Escrow Shares N/A Bristow Group Escrow Shares 000000000 509000.00000000 NS USD 0.00000000 0.000000 Long EC CORP US N 2 N N N ROYAL CARIBBEAN CRUISES K2NEH8QNVW44JIWK7Z55 Royal Caribbean Cruises Ltd 780153BA9 155000.00000000 PA USD 181649.85000000 0.250462648015 Long DBT CORP LR Y 2 2023-06-15 Fixed 4.25000000 N N N N Y Royal Caribbean Cruises Ltd Royal Caribbean Cruises Ltd USD XXXX N N N PLURALSIGHT INC 254900B3VHPCKNREOX50 Pluralsight Inc 72941BAB2 1220000.00000000 PA USD 1083360.00000000 1.493759638965 Long DBT CORP US N 2 2024-03-01 Fixed 0.37500000 N N N N Y Pluralsight Inc Pluralsight Inc USD XXXX N N N NICE SYSTEMS INC 254900T6KBE4O3728267 Nice Systems Inc 65366HAB9 205000.00000000 PA USD 557790.04000000 0.769092682735 Long DBT CORP US N 2 2024-01-15 Fixed 1.25000000 N N N N Y Nice Ltd Nice Ltd USD XXXX N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 NCL Corp Ltd 62886HAS0 245000.00000000 PA USD 359601.88000000 0.495826663749 Long DBT CORP BM Y 2 2024-05-15 Fixed 6.00000000 N N N N N Norwegian Cruise Line Holdings Norwegian Cruise Line Holdings Ltd USD XXXX N N N LIMELIGHT NETWORKS INC 529900BNCMDQGEKW5M59 Limelight Networks Inc 53261MAA2 500000.00000000 PA USD 506660.00000000 0.698593504170 Long DBT CORP US Y 2 2025-08-01 Fixed 3.50000000 N N N N Y Limelight Networks Inc Limelight Networks Inc USD XXXX N N N CHENIERE ENERGY INC MIHC87W9WTYSYZWV1J40 Cheniere Energy Inc 16411RAG4 800000.00000000 PA USD 580211.07000000 0.800007272233 Long DBT CORP US N 2 2045-03-15 Fixed 4.25000000 N N N N Y Cheniere Energy Inc Cheniere Energy Inc USD XXXX N N N PARATEK PHARMACEUTICALS 5493007V5QDIWECEYV79 Paratek Pharmaceuticals Inc 699374AB0 400000.00000000 PA USD 328802.34000000 0.453359607784 Long DBT CORP US N 2 2024-05-01 Fixed 4.75000000 N N N N N Paratek Pharmaceuticals Inc Paratek Pharmaceuticals Inc USD XXXX N N N BANDWIDTH INC 549300QC70JB7MUGXM66 Bandwidth Inc 05988JAA1 500000.00000000 PA USD 1001017.94000000 1.380224668302 Long DBT CORP US Y 2 2026-03-01 Fixed 0.25000000 N N N N N Bandwidth Inc Bandwidth Inc USD XXXX N N N DTE ENERGY CO 549300IX8SD6XXD71I78 DTE Energy Co 233331842 21384.00000000 NS USD 965701.44000000 1.331529532530 Long EP CORP US N 1 N N N EVERBRIDGE INC 549300WCY0UMR64ATW81 Everbridge Inc 29978AAB0 960000.00000000 PA USD 1277053.67000000 1.760828560255 Long DBT CORP US Y 2 2024-12-15 Fixed 0.12500000 N N N N Y Everbridge Inc Everbridge Inc USD XXXX N N N SUNPOWER CORP 549300TXO070764WUH65 SunPower Corp 867652AL3 750000.00000000 PA USD 718916.38000000 0.991257081888 Long DBT CORP US N 2 2023-01-15 Fixed 4.00000000 N N N N N SunPower Corp SunPower Corp USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 9127963A5 1565000.00000000 PA USD 1564829.59000000 2.157620074029 Long DBT UST US N 2 2020-11-19 None 0.00000000 N N N N N N SEMPRA ENERGY PBBKGKLRK5S5C0Y4T545 Sempra Energy 816851505 970.00000000 NS USD 95069.70000000 0.131084109389 Long EP CORP US N 1 N N N PETIQ INC 549300GROACFGKVYOX14 PetIQ Inc 71639TAA4 490000.00000000 PA USD 660076.27000000 0.910127096038 Long DBT CORP US Y 2 2026-06-01 Fixed 4.00000000 N N N N N PetIQ Inc PetIQ Inc USD XXXX N N N DEXCOM INC 549300YSK3QDSFR5EU59 DexCom Inc 252131AJ6 185000.00000000 PA USD 195984.38000000 0.270227400597 Long DBT CORP US Y 2 2025-11-15 Fixed 0.25000000 N N N N Y DexCom Inc DexCom Inc USD XXXX N N N LIVEPERSON INC 549300IN2P1JZ20G7N40 LivePerson Inc 538146AB7 690000.00000000 PA USD 1046212.50000000 1.442539881739 Long DBT CORP US N 2 2024-03-01 Fixed 0.75000000 N N N N Y LivePerson Inc LivePerson Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796TU3 120000.00000000 PA USD 119982.15000000 0.165433921380 Long DBT UST US N 2 2020-12-03 None 0.00000000 N N N N N N CHIMERA INVESTMENT CORP 2JBBQFJOL123LOUBE657 Chimera Investment Corp 16934QAA7 300000.00000000 PA USD 371475.59000000 0.512198385765 Long DBT CORP US N 2 2023-04-01 Fixed 7.00000000 N N N N N Chimera Investment Corp Chimera Investment Corp USD XXXX N N N INPHI CORP 549300DCMERAAZFGT726 Inphi Corp 45772FAE7 560000.00000000 PA USD 673095.25000000 0.928077940508 Long DBT CORP US Y 2 2025-04-15 Fixed 0.75000000 N N N N Y Inphi Corp Inphi Corp USD XXXX N N N TABULA RASA HLTHCR INC 549300K6KY242XRMEF28 Tabula Rasa HealthCare Inc 873379AB7 770000.00000000 PA USD 718180.66000000 0.990242655620 Long DBT CORP US Y 2 2026-02-15 Fixed 1.75000000 N N N N Y Tabula Rasa HealthCare Inc Tabula Rasa HealthCare Inc USD XXXX N N N PROS HOLDINGS INC 549300LPE1KNL5RWKQ48 PROS Holdings Inc 74346YAF0 465000.00000000 PA USD 474489.45000000 0.654236070673 Long DBT CORP US Y 2 2027-09-15 Fixed 2.25000000 N N N N N PROS Holdings Inc PROS Holdings Inc USD XXXX N N N BROADCOM INC 549300WV6GIDOZJTV909 Broadcom Inc 11135F200 1005.00000000 NS USD 1252983.75000000 1.727640446416 Long EP CORP US N 1 N N N INFINERA CORP 549300ZOF66WPV3H0H17 Infinera Corp 45667GAD5 1000000.00000000 PA USD 1053877.38000000 1.453108380097 Long DBT CORP US Y 2 2027-03-01 Fixed 2.50000000 N N N N Y Infinera Corp Infinera Corp USD XXXX N N N CALLAWAY GOLF CO 5493005UB0KFRKBPCU72 Callaway Golf Co 131193AD6 180000.00000000 PA USD 245310.35000000 0.338239089361 Long DBT CORP US Y 2 2026-05-01 Fixed 2.75000000 N N N N Y Callaway Golf Co Callaway Golf Co USD XXXX N N N COLLEGIUM PHARMA INC 54930049FXZMTLW8D496 Collegium Pharmaceutical Inc 19459JAA2 500000.00000000 PA USD 497500.00000000 0.685963502792 Long DBT CORP US N 2 2026-02-15 Fixed 2.62500000 N N N N Y Collegium Pharmaceutical Inc Collegium Pharmaceutical Inc USD XXXX N N N SEA LTD 529900OM6JLLW44YKI15 Sea Ltd 81141RAE0 60000.00000000 PA USD 112466.80000000 0.155071598142 Long DBT CORP KY Y 2 2025-12-01 Fixed 2.37500000 N N N N Y Sea Ltd Sea Ltd USD XXXX N N N IMPINJ INC 549300M26VGKSMMWWN17 Impinj Inc 453204AB5 500000.00000000 PA USD 491273.91000000 0.677378838460 Long DBT CORP US Y 2 2026-12-15 Fixed 2.00000000 N N N N Y Impinj Inc Impinj Inc USD XXXX N N N LENDINGTREE INC 549300ISY5YHUJZTON08 LendingTree Inc 52603BAC1 710000.00000000 PA USD 694494.68000000 0.957583926358 Long DBT CORP US Y 2 2025-07-15 Fixed 0.50000000 N N N N Y LendingTree Inc LendingTree Inc USD XXXX N N N DANAHER CORP S4BKK9OTCEWQ3YHPFM11 Danaher Corp 235851300 500.00000000 NS USD 737925.00000000 1.017466568438 Long EP CORP US N 1 N N N CHEGG INC 549300AKX7O8JG0O3G77 Chegg Inc 163092AE9 490000.00000000 PA USD 490735.00000000 0.676635777975 Long DBT CORP US Y 2 2026-09-01 None 0.00000000 N N N N Y Chegg Inc Chegg Inc USD XXXX N N N APTIV PLC N/A Aptiv PLC 000000000 10875.00000000 NS USD 1233442.50000000 1.700696558377 Long EP CORP JE N 1 N N N MEDALLIA INC 5493009P6W6C5BK60J60 Medallia Inc 584021AA7 180000.00000000 PA USD 181491.72000000 0.250244615033 Long DBT CORP US Y 2 2025-09-15 Fixed 0.12500000 N N N N N Medallia Inc Medallia Inc USD XXXX N N N CYBERARK SOFTWARE LTD 529900YEXNDM894PWS93 CyberArk Software Ltd 23248VAA3 555000.00000000 PA USD 544488.52000000 0.750752266149 Long DBT CORP IL Y 2 2024-11-15 None 0.00000000 N N N N Y CyberArk Software Ltd CyberArk Software Ltd USD XXXX N N N PAGERDUTY INC. 549300U1SB749EDAGH21 PagerDuty Inc 69553PAA8 615000.00000000 PA USD 625035.80000000 0.861812556258 Long DBT CORP US Y 2 2025-07-01 Fixed 1.25000000 N N N N Y PagerDuty Inc PagerDuty Inc USD XXXX N N N INSULET CORPORATION 549300TZTYD2PYN92D43 Insulet Corp 45784PAJ0 1000000.00000000 PA USD 1278441.00000000 1.762741440147 Long DBT CORP US Y 2 2026-09-01 Fixed 0.37500000 N N N N Y Insulet Corp Insulet Corp USD XXXX N N N OKTA INC 549300N8J06I8MRHU620 Okta Inc 679295AD7 500000.00000000 PA USD 660923.50000000 0.911295274648 Long DBT CORP US N 2 2025-09-01 Fixed 0.12500000 N N N N Y Okta Inc Okta Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 9127963L1 600000.00000000 PA USD 599874.00000000 0.827118935224 Long DBT UST US N 2 2020-12-24 None 0.00000000 N N N N N N NY COMMUNITY CAP TRUST V N/A New York Community Capital Trust V 64944P307 6000.00000000 NS USD 265260.00000000 0.365746087941 Long EP CORP US N 1 N N N AMERICAN ELECTRIC POWER 1B4S6S7G0TW5EE83BO58 American Electric Power Co Inc 025537127 13552.00000000 NS USD 657407.52000000 0.906447367198 Long EP CORP US N 1 N N N PROS HOLDINGS INC 549300LPE1KNL5RWKQ48 PROS Holdings Inc 74346YAE3 250000.00000000 PA USD 218464.86000000 0.301223961010 Long DBT CORP US Y 2 2024-05-15 Fixed 1.00000000 N N N N Y PROS Holdings Inc PROS Holdings Inc USD XXXX N N N COLFAX CORP 635400OP2DYYYMOIYL17 Colfax Corp 194014205 4000.00000000 NS USD 536840.00000000 0.740206325304 Long EP CORP US N 1 N N N ELANCO ANIMAL HEALTH INC 549300SHPNDCE059M934 Elanco Animal Health Inc 28414H202 9795.00000000 NS USD 434506.20000000 0.599106321481 Long EP CORP US N 1 N N N LUMENTUM HOLDINGS INC 549300JLWRRC38DWEF52 Lumentum Holdings Inc 55024UAC3 500000.00000000 PA USD 533403.98000000 0.735468668390 Long DBT CORP US Y 2 2026-12-15 Fixed 0.50000000 N N N N Y Lumentum Holdings Inc Lumentum Holdings Inc USD XXXX N N N GOL EQUITY FINANCE SA 222100H9BH197YU7RY14 GOL Equity Finance SA 36256KAA8 390000.00000000 PA USD 245381.89000000 0.338337730223 Long DBT CORP LU Y 2 2024-07-15 Fixed 3.75000000 N N N N Y Gol Linhas Aereas Inteligentes Gol Linhas Aereas Inteligentes SA USD XXXX N N N MERCADOLIBRE INC 549300DKPDN9M5S8GB14 MercadoLibre Inc 58733RAD4 400000.00000000 PA USD 1008100.22000000 1.389989865481 Long DBT CORP US N 2 2028-08-15 Fixed 2.00000000 N N N N Y MercadoLibre Inc MercadoLibre Inc USD XXXX N N N CSG SYSTEMS INTERNATIONA 549300D7FJZUOHHXUA81 CSG Systems International Inc 126349AF6 1000000.00000000 PA USD 1040109.24000000 1.434124578004 Long DBT CORP US Y 2 2036-03-15 Fixed 4.25000000 N N N N Y CSG Systems International Inc CSG Systems International Inc USD XXXX N N N CLOUDFLARE INC 5493007DY18BGNLDWU14 Cloudflare Inc 18915MAA5 245000.00000000 PA USD 331081.46000000 0.456502106555 Long DBT CORP US Y 2 2025-05-15 Fixed 0.75000000 N N N N Y Cloudflare Inc Cloudflare Inc USD XXXX N N N TWILIO INC 5493004W8TRGD63APX93 Twilio Inc 90138FAB8 250000.00000000 PA USD 871980.68000000 1.202305370090 Long DBT CORP US N 2 2023-06-01 Fixed 0.25000000 N N N N Y Twilio Inc Twilio Inc USD XXXX N N N FARFETCH LTD 549300QFQ74Z0F96NS78 Farfetch Ltd 30744WAC1 365000.00000000 PA USD 668793.82000000 0.922147038016 Long DBT CORP KY Y 2 2027-05-01 Fixed 3.75000000 N N N N N Farfetch Ltd Farfetch Ltd USD XXXX N N N ZSCALER INC. 529900MZ0RTK1BWRNF46 Zscaler Inc 98980GAA0 675000.00000000 PA USD 799943.05000000 1.102978365050 Long DBT CORP US Y 2 2025-07-01 Fixed 0.12500000 N N N N Y Zscaler Inc Zscaler Inc USD XXXX N N N STANLEY BLACK & DECKER I 549300DJ09SMTO561131 Stanley Black & Decker Inc 854502846 4150.00000000 NS USD 418735.00000000 0.577360657973 Long EP CORP US N 1 N N N NEUROCRINE BIOSCIENCES 549300FECER0XBN49756 Neurocrine Biosciences Inc 64125CAD1 337000.00000000 PA USD 466745.00000000 0.643557859519 Long DBT CORP US N 2 2024-05-15 Fixed 2.25000000 N N N N Y Neurocrine Biosciences Inc Neurocrine Biosciences Inc USD XXXX N N N TELADOC HEALTH INC 549300I2PVFBC9MFAC61 Teladoc Health Inc 87918AAE5 505000.00000000 PA USD 634052.25000000 0.874244627866 Long DBT CORP US Y 2 2027-06-01 Fixed 1.25000000 N N N N N Teladoc Health Inc Teladoc Health Inc USD XXXX N N N DATADOG INC 549300F6JNO0KRPO1K63 Datadog Inc 23804LAA1 370000.00000000 PA USD 490250.00000000 0.675967049736 Long DBT CORP US Y 2 2025-06-15 Fixed 0.12500000 N N N N Y Datadog Inc Datadog Inc USD XXXX N N N NEXTERA ENERGY INC N/A NextEra Energy Inc 65339F796 14000.00000000 NS USD 758240.00000000 1.045477319311 Long EP CORP US N 1 N N N PROOFPOINT INC 529900C5FODDK0WSR085 Proofpoint Inc 743424AF0 1000000.00000000 PA USD 1000625.00000000 1.379682874335 Long DBT CORP US N 2 2024-08-15 Fixed 0.25000000 N N N N Y Proofpoint Inc Proofpoint Inc USD XXXX N N N LIVONGO HEALTH 54930061HKCVF1H2O156 Livongo Health Inc 539183AB9 365000.00000000 PA USD 716768.75000000 0.988295884305 Long DBT CORP US Y 2 2025-06-01 Fixed 0.87500000 N N N N N Livongo Health Inc Livongo Health Inc USD XXXX N N N QTS REALTY TRUST INC 5493006PA4CJK4OG2J54 QTS Realty Trust Inc 74736A301 7500.00000000 NS USD 1060800.00000000 1.462653434697 Long EP CORP US N 1 N N N WORKIVA INC 529900RTOQ8GRWHY1O58 Workiva Inc 98139AAB1 1000000.00000000 PA USD 1001063.33000000 1.380287252992 Long DBT CORP US N 2 2026-08-15 Fixed 1.12500000 N N N N Y Workiva Inc Workiva Inc USD XXXX N N N ATLAS AIR WORLDWIDE HLDG 549300R0A2TUVCYZB465 Atlas Air Worldwide Holdings Inc 049164BJ4 500000.00000000 PA USD 604062.50000000 0.832894127448 Long DBT CORP US N 2 2024-06-01 Fixed 1.87500000 N N N N Y Atlas Air Worldwide Holdings I Atlas Air Worldwide Holdings Inc USD XXXX N N N 2020 MANDATORY EXCHANGE N/A 2020 Mandatory Exchangeable Trust 901376202 250.00000000 NS USD 333398.67000000 0.459697124622 Long EP CORP US N 2 N N N PACIRA BIOSCIENCES INC N/A Pacira BioSciences Inc 695127AD2 500000.00000000 PA USD 575739.63000000 0.793841956364 Long DBT CORP US N 2 2022-04-01 Fixed 2.37500000 N N N N Y Pacira BioSciences Inc Pacira BioSciences Inc USD XXXX N N N LENDINGTREE INC 549300ISY5YHUJZTON08 LendingTree Inc 52603BAA5 199000.00000000 PA USD 312197.58000000 0.430464614150 Long DBT CORP US N 2 2022-06-01 Fixed 0.62500000 N N N N Y LendingTree Inc LendingTree Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 9127963J6 1755000.00000000 PA USD 1754709.93000000 2.419431095411 Long DBT UST US N 2 2020-12-10 None 0.00000000 N N N N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 NCL Corp Ltd 62886HAW1 250000.00000000 PA USD 293918.74000000 0.405261363671 Long DBT CORP BM Y 2 2025-08-01 Fixed 5.37500000 N N N N N Norwegian Cruise Line Holdings Norwegian Cruise Line Holdings Ltd USD XXXX N N N RETROPHIN INC N/A Retrophin Inc 761299AB2 350000.00000000 PA USD 299233.73000000 0.412589784089 Long DBT CORP US N 2 2025-09-15 Fixed 2.50000000 N N N N Y Retrophin Inc Retrophin Inc USD XXXX N N N I3 VERTICALS LLC 549300VET627YPCK1T69 i3 Verticals LLC 44933TAA4 1250000.00000000 PA USD 1095284.21000000 1.510200991446 Long DBT CORP US Y 2 2025-02-15 Fixed 1.00000000 N N N N Y I3 Verticals Inc I3 Verticals Inc USD XXXX N N N WELLS FARGO & COMPANY PBLD0EJDB5FWOLXP3B76 Wells Fargo & Co 949746804 117.00000000 NS USD 157019.85000000 0.216502284048 Long EP CORP US N 1 N N N COUPA SOFTWARE INC 549300Q95ICR2GFL2K37 Coupa Software Inc 22266LAE6 465000.00000000 PA USD 550153.13000000 0.758562750004 Long DBT CORP US Y 2 2026-06-15 Fixed 0.37500000 N N N N Y Coupa Software Inc Coupa Software Inc USD XXXX N N N COHERUS BIOSCIENCES INC 5493007IL8W5MV932D26 Coherus Biosciences Inc 19249HAA1 255000.00000000 PA USD 300108.13000000 0.413795425268 Long DBT CORP US Y 2 2026-04-15 Fixed 1.50000000 N N N N N Coherus Biosciences Inc Coherus Biosciences Inc USD XXXX N N N INVACARE CORP 549300NNUTG7HCZICS76 Invacare Corp 461203AH4 400000.00000000 PA USD 364589.38000000 0.502703534041 Long DBT CORP US N 2 2022-06-01 Fixed 4.50000000 N N N N Y Invacare Corp Invacare Corp USD XXXX N N N CHART INDUSTRIES INC EM7QGKC1GYOF3LSZSL80 Chart Industries Inc 16115QAD2 600000.00000000 PA USD 834585.54000000 1.150744161604 Long DBT CORP US Y 2 2024-11-15 Fixed 1.00000000 N N N N Y Chart Industries Inc Chart Industries Inc USD XXXX N N N ESSENTIAL UTILITIES INC 549300ILTEOF3E3QY357 Essential Utilities Inc 29670G201 5720.00000000 NS USD 306020.00000000 0.421946836431 Long EP CORP US N 1 N N N VARONIS SYSTEM INC 549300SHIVNRRH7STS26 Varonis Systems Inc 922280AA0 365000.00000000 PA USD 520968.39000000 0.718322214368 Long DBT CORP US Y 2 2025-08-15 Fixed 1.25000000 N N N N Y Varonis Systems Inc Varonis Systems Inc USD XXXX N N N UNDER ARMOUR INC 549300D4549QKWETZ406 Under Armour Inc 904311AB3 245000.00000000 PA USD 307391.46000000 0.423837834432 Long DBT CORP US Y 2 2024-06-01 Fixed 1.50000000 N N N N Y Under Armour Inc Under Armour Inc USD XXXX N N N COLONY CAPITAL OPERATING 5493003D7P9HVU22YM89 Colony Capital Operating Co LLC 19626LAA5 260000.00000000 PA USD 384599.40000000 0.530293772051 Long DBT CORP US N 2 2025-07-15 Fixed 5.75000000 N N N N N Colony Capital Inc Colony Capital Inc USD XXXX N N N PAR TECHNOLOGY CORP 549300HYPTHBJQINVG57 PAR Technology Corp 698884AB9 1250000.00000000 PA USD 1501650.44000000 2.070507328225 Long DBT CORP US Y 2 2026-04-15 Fixed 2.87500000 N N N N Y PAR Technology Corp PAR Technology Corp USD XXXX N N N HUBSPOT INC 529900BLNVEW0MVKJB37 HubSpot Inc 443573AC4 185000.00000000 PA USD 235438.93000000 0.324628167068 Long DBT CORP US Y 2 2025-06-01 Fixed 0.37500000 N N N N N HubSpot Inc HubSpot Inc USD XXXX N N N 1LIFE HEALTHCARE INC N/A 1Life Healthcare Inc 68269GAA5 605000.00000000 PA USD 604207.25000000 0.833093711804 Long DBT CORP US Y 2 2025-06-15 Fixed 3.00000000 N N N N Y 1Life Healthcare Inc 1Life Healthcare Inc USD XXXX N N N VOCERA COMMUNICATIONS 5493006D2J6NPNZ60K83 Vocera Communications Inc 92857FAB3 800000.00000000 PA USD 895500.00000000 1.234734305026 Long DBT CORP US N 2 2023-05-15 Fixed 1.50000000 N N N N Y Vocera Communications Inc Vocera Communications Inc USD XXXX N N N DEXCOM INC 549300YSK3QDSFR5EU59 DexCom Inc 252131AH0 495000.00000000 PA USD 1251731.25000000 1.725913472974 Long DBT CORP US N 2 2023-12-01 Fixed 0.75000000 N N N N Y DexCom Inc DexCom Inc USD XXXX N N N 2020-11-20 Teton Westwood Funds John C. Ball John C. Ball Treasurer