0001752724-20-102450.txt : 20200526 0001752724-20-102450.hdr.sgml : 20200526 20200526114851 ACCESSION NUMBER: 0001752724-20-102450 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200526 PERIOD START: 20200930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS CENTRAL INDEX KEY: 0000796229 IRS NUMBER: 133625130 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04719 FILM NUMBER: 20908799 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 8004223554 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS DATE OF NAME CHANGE: 20091130 FORMER COMPANY: FORMER CONFORMED NAME: WESTWOOD FUNDS DATE OF NAME CHANGE: 20060621 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS DATE OF NAME CHANGE: 19980304 0000796229 S000001085 TETON WESTWOOD SMALL CAP EQUITY FUND C000002931 CLASS A WWSAX C000002933 CLASS C WWSCX C000002934 CLASS AAA WESCX C000061068 Class I WWSIX NPORT-P 1 primary_doc.xml NPORT-P false 0000796229 XXXXXXXX S000001085 C000002931 C000002933 C000061068 C000002934 Teton Westwood Funds 811-04719 0000796229 549300F5AG1CXKI4KV24 One Corporate Center Rye 10580-1422 1-800-422-3554 TETON Westwood Small Cap Equity Fund S000001085 549300NBL8ODUSRSBI98 2020-09-30 2020-03-31 N 25556260.93 84943.93 25471317.00 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 76290.35000000 N American Eagle Outfitters Inc 5299001Z9HXK01DHW793 American Eagle Outfitters Inc 02553E106 6350.00000000 NS USD 50482.50000000 0.198193520971 Long EC CORP US N 1 N N N Washington Trust Bancorp Inc J66MZFCNJPP3PERHZW54 Washington Trust Bancorp Inc 940610108 4700.00000000 NS USD 171832.00000000 0.674609797365 Long EC CORP US N 1 N N N Berkshire Hills Bancorp Inc 549300AS2OC6UMMBNO37 Berkshire Hills Bancorp Inc 084680107 5900.00000000 NS USD 87674.00000000 0.344206779727 Long EC CORP US N 1 N N N Patterson Cos Inc YM48Q2087CUE26GWEK09 Patterson Cos Inc 703395103 44900.00000000 NS USD 686521.00000000 2.695270919835 Long EC CORP US N 1 N N N Progress Software Corp 549300R65B3JG6972S24 Progress Software Corp 743312100 17700.00000000 NS USD 566400.00000000 2.223677715604 Long EC CORP US N 1 N N N Matador Resources Co 549300CI3Q2UUK5R4G79 Matador Resources Co 576485205 24200.00000000 NS USD 60016.00000000 0.235621895797 Long EC CORP US N 1 N N N Rush Enterprises Inc 529900V3XHTN7A6DFT17 Rush Enterprises Inc 781846209 10500.00000000 NS USD 335160.00000000 1.315833021119 Long EC CORP US N 1 N N N Washington Federal Inc N/A Washington Federal Inc 938824109 14000.00000000 NS USD 363440.00000000 1.426859867512 Long EC CORP US N 1 N N N Hain Celestial Group Inc/The 5493000S8QXWHLIXDP75 Hain Celestial Group Inc/The 405217100 14100.00000000 NS USD 366177.00000000 1.437605287547 Long EC CORP US N 1 N N N Magnolia Oil & Gas Corp N/A Magnolia Oil & Gas Corp 559663109 41200.00000000 NS USD 164800.00000000 0.647002273184 Long EC CORP US N 1 N N N AMN Healthcare Services Inc 529900W3ARRTCNFH2I39 AMN Healthcare Services Inc 001744101 2700.00000000 NS USD 156087.00000000 0.612795168777 Long EC CORP US N 1 N N N Atlantic Capital Bancshares In 5493005URKIOUNJO6097 Atlantic Capital Bancshares Inc 048269203 22600.00000000 NS USD 268262.00000000 1.053192498840 Long EC CORP US N 1 N N N Minerals Technologies Inc 549300D3I1QU67GP6403 Minerals Technologies Inc 603158106 2700.00000000 NS USD 97902.00000000 0.384361750905 Long EC CORP US N 1 N N N Penn Virginia Corp 5493003S4AVU6OSXB118 Penn Virginia Corp 70788V102 2100.00000000 NS USD 6489.00000000 0.025475714506 Long EC CORP US N 1 N N N OceanFirst Financial Corp N/A OceanFirst Financial Corp 675234108 17150.00000000 NS USD 272856.50000000 1.071230435395 Long EC CORP US N 1 N N N ICU Medical Inc 5493003NRW7LS2QZRH60 ICU Medical Inc 44930G107 1780.00000000 NS USD 359150.60000000 1.410019748880 Long EC CORP US N 1 N N N Boston Private Financial Holdi 9LC5YYBM83TLRL460X73 Boston Private Financial Holdings Inc 101119105 10700.00000000 NS USD 76505.00000000 0.300357456977 Long EC CORP US N 1 N N N Bottomline Technologies DE Inc OJ3Q4KYIXDSSGURLMT36 Bottomline Technologies DE Inc 101388106 8300.00000000 NS USD 304195.00000000 1.194264905893 Long EC CORP US N 1 N N N Cadence BanCorp 54930022CKKXKBR5CK30 Cadence BanCorp 12739A100 21662.00000000 NS USD 141886.10000000 0.557042653114 Long EC CORP US N 1 N N N Natus Medical Inc 549300ZW3JLSJGT2D838 Natus Medical Inc 639050103 12800.00000000 NS USD 296064.00000000 1.162342724563 Long EC CORP US N 1 N N N Valley National Bancorp 549300ET52S1UBIB9762 Valley National Bancorp 919794107 37720.00000000 NS USD 275733.20000000 1.082524315487 Long EC CORP US N 1 N N N CIRCOR International Inc 5493007701O01N3FQM69 CIRCOR International Inc 17273K109 11300.00000000 NS USD 131419.00000000 0.515948979002 Long EC CORP US N 1 N N N Hemisphere Media Group Inc 549300PUEQ0HSP3IRZ09 Hemisphere Media Group Inc 42365Q103 17600.00000000 NS USD 150304.00000000 0.590091199446 Long EC CORP US N 1 N N N Supernus Pharmaceuticals Inc 549300GRM36VBKISYJ58 Supernus Pharmaceuticals Inc 868459108 10400.00000000 NS USD 187096.00000000 0.734536027328 Long EC CORP US N 1 N N N Brown & Brown Inc 549300PC8KTJ71XKFY89 Brown & Brown Inc 115236101 13400.00000000 NS USD 485348.00000000 1.905468806344 Long EC CORP US N 1 N N N Kennametal Inc 549300GZDSG25XUV0Y08 Kennametal Inc 489170100 2600.00000000 NS USD 48412.00000000 0.190064769717 Long EC CORP US N 1 N N N First Foundation Inc 549300MLBB1IY0K7IR56 First Foundation Inc 32026V104 34400.00000000 NS USD 351568.00000000 1.380250577541 Long EC CORP US N 1 N N N Entegris Inc IYX6OWO7BT5DKO3BYG52 Entegris Inc 29362U104 22700.00000000 NS USD 1016279.00000000 3.989895771781 Long EC CORP US N 1 N N N A SCHULMAN INC N/A SCHULMAN A INC CVR 000000000 22200.00000000 NS USD 11610.60000000 0.045583037579 Long EC CORP US N 3 N N N Veritex Holdings Inc 549300F3SMOML02SC814 Veritex Holdings Inc 923451108 33200.00000000 NS USD 463804.00000000 1.820887392669 Long EC CORP US N 1 N N N McGrath RentCorp N/A McGrath RentCorp 580589109 5600.00000000 NS USD 293328.00000000 1.151601230513 Long EC CORP US N 1 N N N Meredith Corp 549300YC8BC386CCTS24 Meredith Corp 589433101 16100.00000000 NS USD 196742.00000000 0.772406075429 Long EC CORP US N 1 N N N Glacier Bancorp Inc 549300SMJAUKZB5D7V74 Glacier Bancorp Inc 37637Q105 9300.00000000 NS USD 316246.50000000 1.241578910112 Long EC CORP US N 1 N N N NetScout Systems Inc 5493005HZXZ3SPNVCV76 NetScout Systems Inc 64115T104 44000.00000000 NS USD 1041480.00000000 4.088834511383 Long EC CORP US N 1 N N N Plantronics Inc 5493006O3W5M472F6668 Plantronics Inc 727493108 14100.00000000 NS USD 141846.00000000 0.556885221129 Long EC CORP US N 1 N N N BankUnited Inc 96OVUWEW5D4YX6PFXD91 BankUnited Inc 06652K103 13200.00000000 NS USD 246840.00000000 0.969090055296 Long EC CORP US N 1 N N N Cabot Microelectronics Corp 31F6V1MN00ZW3XWB4J69 Cabot Microelectronics Corp 12709P103 1100.00000000 NS USD 125554.00000000 0.492923078928 Long EC CORP US N 1 N N N Advanced Energy Industries Inc 549300756XI3QLFT2U27 Advanced Energy Industries Inc 007973100 13300.00000000 NS USD 644917.00000000 2.531934253733 Long EC CORP US N 1 N N N Winnebago Industries Inc 549300B7OYKYJLTE3G11 Winnebago Industries Inc 974637100 11300.00000000 NS USD 314253.00000000 1.233752459678 Long EC CORP US N 1 N N N Marvell Technology Group Ltd 8DF36O58U3QIHUCGZB18 Marvell Technology Group Ltd 000000000 20600.00000000 NS USD 466178.00000000 1.830207680270 Long EC CORP US N 1 N N N CareTrust REIT Inc 5493001NVXE2B9GPLU96 CareTrust REIT Inc 14174T107 8500.00000000 NS USD 125715.00000000 0.493555162459 Long EC CORP US N 1 N N N EMCOR Group Inc 529900X0SQJB2J7YDU43 EMCOR Group Inc 29084Q100 5500.00000000 NS USD 337260.00000000 1.324077588920 Long EC CORP US N 1 N N N AAR Corp MP76T5YQX3YK5VVAQ802 AAR Corp 000361105 25200.00000000 NS USD 447552.00000000 1.757082289855 Long EC CORP US N 1 N N N Columbia Banking System Inc N/A Columbia Banking System Inc 197236102 8400.00000000 NS USD 225120.00000000 0.883817668320 Long EC CORP US N 1 N N N iRobot Corp 5493009PRNKOUKBAT390 iRobot Corp 462726100 3600.00000000 NS USD 147240.00000000 0.578061982425 Long EC CORP US N 1 N N N FormFactor Inc 549300YCEEO6SZD1ZR61 FormFactor Inc 346375108 20300.00000000 NS USD 407827.00000000 1.601122548943 Long EC CORP US N 1 N N N Darling Ingredients Inc L1N0SPPKS7EXZYUMZ898 Darling Ingredients Inc 237266101 25300.00000000 NS USD 485001.00000000 1.904106489664 Long EC CORP US N 1 N N N MYR Group Inc 529900G1IMMZHOQ17I54 MYR Group Inc 55405W104 8800.00000000 NS USD 230472.00000000 0.904829538260 Long EC CORP US N 1 N N N Chicken Soup For The Soul Ente 549300THRJ0EJ1DIID72 Chicken Soup For The Soul Entertainment Inc 16842Q100 11800.00000000 NS USD 79650.00000000 0.312704678756 Long EC CORP US N 1 N N N Omnicell Inc 5493008RH0GTKHHPZI77 Omnicell Inc 68213N109 6550.00000000 NS USD 429549.00000000 1.686402787888 Long EC CORP US N 1 N N N PolyOne Corp SM8L9RZYIB34LNTWO040 PolyOne Corp 73179P106 4700.00000000 NS USD 89159.00000000 0.350036866959 Long EC CORP US N 1 N N N ABM Industries Inc QF02R89VEIOROM77J447 ABM Industries Inc 000957100 21000.00000000 NS USD 511560.00000000 2.008376716445 Long EC CORP US N 1 N N N Textainer Group Holdings Ltd 529900OHEYRATAFMIT89 Textainer Group Holdings Ltd 000000000 17700.00000000 NS USD 145494.00000000 0.571207213195 Long EC CORP US N 1 N N N Financial Institutions Inc N/A Financial Institutions Inc 317585404 3200.00000000 NS USD 58048.00000000 0.227895557972 Long EC CORP US N 1 N N N Investors Bancorp Inc N/A Investors Bancorp Inc 46146L101 52050.00000000 NS USD 415879.50000000 1.632736540478 Long EC CORP US N 1 N N N Switch Inc 549300EZ98N5Y55J4X37 Switch Inc 87105L104 15500.00000000 NS USD 223665.00000000 0.878105360629 Long EC CORP US N 1 N N N Coastal Financial Corp/WA 549300XG5L36T6IU0B47 Coastal Financial Corp/WA 19046P209 11800.00000000 NS USD 124018.00000000 0.486892766479 Long EC CORP US N 1 N N N Woodward Inc YPYKXXTR8TFDH54ZMB45 Woodward Inc 980745103 900.00000000 NS USD 53496.00000000 0.210024475766 Long EC CORP US N 1 N N N Banc of California Inc 549300ZKWUJDP6LJ1X87 Banc of California Inc 05990K106 15600.00000000 NS USD 124800.00000000 0.489962886489 Long EC CORP US N 1 N N N Steelcase Inc GIE4CCPBJDI8SMV1OX95 Steelcase Inc 858155203 24300.00000000 NS USD 239841.00000000 0.941612088609 Long EC CORP US N 1 N N N TTM Technologies Inc 549300SC4BDOIS008048 TTM Technologies Inc 87305R109 25700.00000000 NS USD 265738.00000000 1.043283313540 Long EC CORP US N 1 N N N TrustCo Bank Corp NY N/A TrustCo Bank Corp NY 898349105 22200.00000000 NS USD 120102.00000000 0.471518610521 Long EC CORP US N 1 N N N Oceaneering International Inc 549300L6PH74701W0R30 Oceaneering International Inc 675232102 23700.00000000 NS USD 69678.00000000 0.273554759653 Long EC CORP US N 1 N N N ProAssurance Corp 54930015E5J57R675E89 ProAssurance Corp 74267C106 6400.00000000 NS USD 160000.00000000 0.628157546780 Long EC CORP US N 1 N N N Alpine Income Property Trust I N/A Alpine Income Property Trust Inc 02083X103 4000.00000000 NS USD 49240.00000000 0.193315485021 Long EC CORP US N 1 N N N Atlantic Union Bankshares Corp N/A Atlantic Union Bankshares Corp 04911A107 9433.00000000 NS USD 206582.70000000 0.811040512746 Long EC CORP US N 1 N N N Centennial Resource Developmen 529900NXUJPOKU7OJ511 Centennial Resource Development Inc/DE 15136A102 55200.00000000 NS USD 14517.60000000 0.056995875007 Long EC CORP US N 1 N N N Ferro Corp 1YTO5R7OHOPE81ZNYD08 Ferro Corp 315405100 38500.00000000 NS USD 360360.00000000 1.414767834737 Long EC CORP US N 1 N N N Evoqua Water Technologies Corp 529900YQAOMEZRGRRP43 Evoqua Water Technologies Corp 30057T105 22600.00000000 NS USD 253346.00000000 0.994632511542 Long EC CORP US N 1 N N N Stifel Financial Corp 549300E5F07FE5GHJX84 Stifel Financial Corp 860630102 6500.00000000 NS USD 268320.00000000 1.053420205951 Long EC CORP US N 1 N N N Patterson-UTI Energy Inc 254900XGFBKIXD6G0697 Patterson-UTI Energy Inc 703481101 94200.00000000 NS USD 221370.00000000 0.869095225818 Long EC CORP US N 1 N N N Live Oak Bancshares Inc N/A Live Oak Bancshares Inc 53803X105 6500.00000000 NS USD 81055.00000000 0.318220687214 Long EC CORP US N 1 N N N Hexcel Corp S6Q7LW43WUBUHXY2QP69 Hexcel Corp 428291108 3600.00000000 NS USD 133884.00000000 0.525626531207 Long EC CORP US N 1 N N N PCSB Financial Corp N/A PCSB Financial Corp 69324R104 17000.00000000 NS USD 237830.00000000 0.933716933443 Long EC CORP US N 1 N N N FARO Technologies Inc 529900MFEFNOFP3YR823 FARO Technologies Inc 311642102 7500.00000000 NS USD 333750.00000000 1.310297382738 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 9127962H1 215000.00000000 PA USD 214911.71000000 0.843740078300 Long DBT UST US N 2 2020-09-24 None 0.00000000 N N N N N N OFG Bancorp 549300Q4QEXJ37LEXQ06 OFG Bancorp 67103X102 17350.00000000 NS USD 193973.00000000 0.761535023885 Long EC CORP PR N 1 N N N CenterState Bank Corp N/A CenterState Bank Corp 15201P109 13400.00000000 NS USD 230882.00000000 0.906439191974 Long EC CORP US N 1 N N N nLight Inc N/A nLight Inc 65487K100 7500.00000000 NS USD 78675.00000000 0.308876843706 Long EC CORP US N 1 N N N FTI Consulting Inc 549300K17GM8EQD0FQ48 FTI Consulting Inc 302941109 3550.00000000 NS USD 425183.50000000 1.669263901823 Long EC CORP US N 1 N N N Teradata Corp 549300JU9SOUHV4U4R71 Teradata Corp 88076W103 4800.00000000 NS USD 98352.00000000 0.386128444006 Long EC CORP US N 1 N N N Cloudera Inc 549300PGONC4JOI0RG62 Cloudera Inc 18914U100 31300.00000000 NS USD 246331.00000000 0.967091729100 Long EC CORP US N 1 N N N Parsley Energy Inc 549300DMRA8DSL66G562 Parsley Energy Inc 701877102 34500.00000000 NS USD 197685.00000000 0.776108278971 Long EC CORP US N 1 N N N Extreme Networks Inc 549300WRECW11X94UB57 Extreme Networks Inc 30226D106 94500.00000000 NS USD 292005.00000000 1.146407152798 Long EC CORP US N 1 N N N Greenbrier Cos Inc/The 5493001GAGGFR30BP390 Greenbrier Cos Inc/The 393657101 16500.00000000 NS USD 292710.00000000 1.149174971989 Long EC CORP US N 1 N N N Mueller Water Products Inc 549300F7ZU4P1F8V8L60 Mueller Water Products Inc 624758108 42300.00000000 NS USD 338823.00000000 1.330213902956 Long EC CORP US N 1 N N N Hanesbrands Inc GX5LWVWZLL5S4W1L2F20 Hanesbrands Inc 410345102 21900.00000000 NS USD 172353.00000000 0.676655235377 Long EC CORP US N 1 N N N Umpqua Holdings Corp 5299002ENJ7CY215BW86 Umpqua Holdings Corp 904214103 19050.00000000 NS USD 207645.00000000 0.815211086258 Long EC CORP US N 1 N N N Ethan Allen Interiors Inc N/A Ethan Allen Interiors Inc 297602104 38000.00000000 NS USD 388360.00000000 1.524695405424 Long EC CORP US N 1 N N N Lumentum Holdings Inc 549300JLWRRC38DWEF52 Lumentum Holdings Inc 55024U109 4822.00000000 NS USD 355381.40000000 1.395221927472 Long EC CORP US N 1 N N N Oxford Industries Inc IDZ20O0XD3GS4UOI2L88 Oxford Industries Inc 691497309 7300.00000000 NS USD 264698.00000000 1.039200289486 Long EC CORP US N 1 N N N Fabrinet 5493004TETZ6IYF7CV44 Fabrinet 000000000 3900.00000000 NS USD 212784.00000000 0.835386721463 Long EC CORP TH N 1 N N N Infinera Corp 549300ZOF66WPV3H0H17 Infinera Corp 45667G103 122800.00000000 NS USD 650840.00000000 2.555187860918 Long EC CORP US N 1 N N N Apergy Corp 549300EP2909K6DYYP38 Apergy Corp 03755L104 10800.00000000 NS USD 62100.00000000 0.243803647844 Long EC CORP US N 1 N N N Sterling Bancorp/DE 549300LQK6SKH5ZXO648 Sterling Bancorp/DE 85917A100 20806.00000000 NS USD 217422.70000000 0.853598186540 Long EC CORP US N 1 N N N Onto Innovation Inc 549300V1USTYXJ7TNR79 Onto Innovation Inc 683344105 23500.00000000 NS USD 697245.00000000 2.737373179408 Long EC CORP US N 1 N N N Mercury General Corp 5493001Q9EXPCEL4W527 Mercury General Corp 589400100 3900.00000000 NS USD 158808.00000000 0.623477773057 Long EC CORP US N 1 N N N 2020-05-21 Teton Westwood Funds John C. Ball John C. Ball Treasurer