0001752724-20-102449.txt : 20200526
0001752724-20-102449.hdr.sgml : 20200526
20200526114845
ACCESSION NUMBER: 0001752724-20-102449
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200526
PERIOD START: 20200930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 20908798
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001080
TETON WESTWOOD BALANCED FUND
C000002911
CLASS A
WEBCX
C000002912
CLASS AAA
WEBAX
C000002914
CLASS C
WBCCX
C000061063
Class I
WBBIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001080
C000061063
C000002911
C000002912
C000002914
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Westwood Balanced Fund
S000001080
549300SORXBEDLC67704
2020-09-30
2020-03-31
N
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48445766.57
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
516506.04000000
USD
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
25387.00000000
NS
USD
740031.05000000
1.527545340686
Long
EC
CORP
US
N
1
N
N
N
Fannie Mae
B1V7KEBTPIMZEU4LTD58
Fannie Mae Pool
31418DC67
426704.37000000
PA
USD
451137.58000000
0.931221883646
Long
ABS-MBS
USGSE
US
N
2
2049-07-01
Fixed
3.50000000
N
N
N
N
N
N
AETNA INC
549300QKBENKLBXQ8968
Aetna Inc
00817YAQ1
600000.00000000
PA
USD
609224.25000000
1.257538672898
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
3.50000000
N
N
N
N
N
N
CABOT CORP
K05C0SER542GQ6VLRO68
Cabot Corp
127055AL5
510000.00000000
PA
USD
563145.34000000
1.162424252666
Long
DBT
CORP
US
N
2
2029-07-01
Fixed
4.00000000
N
N
N
N
N
N
WEC Energy Group Inc
549300IGLYTZUK3PVP70
WEC Energy Group Inc
92939U106
6636.00000000
NS
USD
584830.68000000
1.207186347552
Long
EC
CORP
US
N
1
N
N
N
AP MOLLER-MAERSK A/S
549300D2K6PKKKXVNN73
AP Moller - Maersk A/S
00203QAE7
875000.00000000
PA
USD
894262.29000000
1.845903890710
Long
DBT
CORP
DK
N
2
2029-06-20
Fixed
4.50000000
N
N
N
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
3834.00000000
NS
USD
604660.14000000
1.248117602033
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128283F5
675000.00000000
PA
USD
759111.33000000
1.566930164895
Long
DBT
UST
US
N
2
2027-11-15
Fixed
2.25000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828Z29
600000.00000000
PA
USD
620613.28000000
1.281047496902
Long
DBT
UST
US
N
2
2023-01-15
Fixed
1.50000000
N
N
N
N
N
N
Brookfield Asset Management In
C6J3FGIWG6MBDGTE8F80
Brookfield Asset Management Inc
112585104
12094.00000000
NS
USD
535159.50000000
1.104656893449
Long
EC
CORP
CA
N
1
N
N
N
HALLIBURTON CO
ENYF8GB5SMQZ25S06U51
Halliburton Co
406216AZ4
595000.00000000
PA
USD
578596.58000000
1.194318143699
Long
DBT
CORP
US
N
2
2021-11-15
Fixed
3.25000000
N
N
N
N
N
N
Sherwin-Williams Co/The
Z15BMIOX8DDH0X2OBP21
Sherwin-Williams Co/The
824348106
645.00000000
NS
USD
296390.40000000
0.611798348926
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RS9
1000000.00000000
PA
USD
1261914.06000000
2.604797383434
Long
DBT
UST
US
N
2
2046-05-15
Fixed
2.50000000
N
N
N
N
N
N
Honeywell International Inc
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516106
6426.00000000
NS
USD
859734.54000000
1.774632957366
Long
EC
CORP
US
N
1
N
N
N
American International Group I
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874784
26141.00000000
NS
USD
633919.25000000
1.308513199154
Long
EC
CORP
US
N
1
N
N
N
Assurant Inc
H3F39CAXWQRVWURFXL38
Assurant Inc
04621X108
5697.00000000
NS
USD
593000.73000000
1.224050669408
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RT7
650000.00000000
PA
USD
784824.22000000
1.620005782891
Long
DBT
UST
US
N
2
2046-08-15
Fixed
2.25000000
N
N
N
N
N
N
FANNIE MAE
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Association
3135G0ZR7
1100000.00000000
PA
USD
1200221.84000000
2.477454533134
Long
DBT
USGSE
US
N
2
2024-09-06
Fixed
2.62500000
N
N
N
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
000000000
7344.00000000
NS
USD
662281.92000000
1.367058397234
Long
EC
CORP
IE
N
1
N
N
N
CVS HEALTH CORP
549300EJG376EN5NQE29
CVS Health Corp
126650DG2
800000.00000000
PA
USD
782998.06000000
1.616236289436
Long
DBT
CORP
US
N
2
2029-08-15
Fixed
3.25000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128286B1
545000.00000000
PA
USD
637139.06000000
1.315159414557
Long
DBT
UST
US
N
2
2029-02-15
Fixed
2.62500000
N
N
N
N
N
N
ORACLE CORP
1Z4GXXU7ZHVWFCD8TV52
Oracle Corp
68389XBK0
635000.00000000
PA
USD
637343.10000000
1.315580586549
Long
DBT
CORP
US
N
2
2021-09-15
Fixed
1.90000000
N
N
N
N
N
N
CACI International Inc
SYRPI2D1O9WRTS2WX210
CACI International Inc
127190304
2841.00000000
NS
USD
599877.15000000
1.238244726983
Long
EC
CORP
US
N
1
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
9475.00000000
NS
USD
686558.50000000
1.417169236052
Long
EC
CORP
US
N
1
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
6873.00000000
NS
USD
289078.38000000
0.596705141577
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141EC23
600000.00000000
PA
USD
626732.22000000
1.293677991645
Long
DBT
CORP
US
N
2
2024-07-08
Fixed
3.85000000
N
N
N
N
N
N
Equifax Inc
5493004MCF8JDC86VS77
Equifax Inc
294429105
4532.00000000
NS
USD
541347.40000000
1.117429732931
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
2643.00000000
NS
USD
635958.66000000
1.312722875550
Long
EC
CORP
US
N
1
N
N
N
FIFTH THIRD BANCORP
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773CY4
750000.00000000
PA
USD
714254.75000000
1.474338834060
Long
DBT
CORP
US
N
2
2025-01-28
Fixed
2.37500000
N
N
N
N
N
N
EOG Resources Inc
XWTZDRYZPBUHIQBKDB46
EOG Resources Inc
26875P101
8645.00000000
NS
USD
310528.40000000
0.640981497426
Long
EC
CORP
US
N
1
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
000000000
4634.00000000
NS
USD
517571.46000000
1.068352297103
Long
EC
CORP
CH
N
1
N
N
N
Colgate-Palmolive Co
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
194162103
9660.00000000
NS
USD
641037.60000000
1.323206639890
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
20587.00000000
NS
USD
692134.94000000
1.428679921907
Long
EC
CORP
US
N
1
N
N
N
McDonald's Corp
UE2136O97NLB5BYP9H04
McDonald's Corp
580135101
3371.00000000
NS
USD
557394.85000000
1.150554299093
Long
EC
CORP
US
N
1
N
N
N
DTE Energy Co
549300IX8SD6XXD71I78
DTE Energy Co
233331107
5191.00000000
NS
USD
492989.27000000
1.017610629171
Long
EC
CORP
US
N
1
N
N
N
PepsiCo Inc
FJSUNZKFNQ5YPJ5OT455
PepsiCo Inc
713448108
5157.00000000
NS
USD
619355.70000000
1.278451645728
Long
EC
CORP
US
N
1
N
N
N
Northrop Grumman Corp
RIMU48P07456QXSO0R61
Northrop Grumman Corp
666807102
2077.00000000
NS
USD
628396.35000000
1.297113028631
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
4207.00000000
NS
USD
593355.28000000
1.224782518700
Long
EC
CORP
US
N
1
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
6649.00000000
NS
USD
642293.40000000
1.325798816852
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
30055.00000000
NS
USD
638067.65000000
1.317076176466
Long
EC
CORP
US
N
1
N
N
N
ConocoPhillips
WPTL2Z3FIYTHSP5V2253
ConocoPhillips
20825C104
10896.00000000
NS
USD
335596.80000000
0.692726782463
Long
EC
CORP
US
N
1
N
N
N
Activision Blizzard Inc
549300TPQQDBP9GNOF40
Activision Blizzard Inc
00507V109
10172.00000000
NS
USD
605030.56000000
1.248882209606
Long
EC
CORP
US
N
1
N
N
N
Dreyfus Treasury Securities Cash Management
549300U78VESCW509025
Dreyfus Treasury Securities Cash Management
261941108
1862613.81000000
NS
USD
1862613.81000000
3.844740091600
Long
STIV
RF
US
N
1
N
N
N
Becton Dickinson and Co
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887109
3435.00000000
NS
USD
789259.95000000
1.629161856402
Long
EC
CORP
US
N
1
N
N
N
CVS Health Corp
549300EJG376EN5NQE29
CVS Health Corp
126650100
15971.00000000
NS
USD
947559.43000000
1.955917920363
Long
EC
CORP
US
N
1
N
N
N
Liberty Broadband Corp
549300MIX43II8JLN536
Liberty Broadband Corp
530307305
5670.00000000
NS
USD
627782.40000000
1.295845735236
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128283W8
450000.00000000
PA
USD
524707.03000000
1.083081282740
Long
DBT
UST
US
N
2
2028-02-15
Fixed
2.75000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128282R0
950000.00000000
PA
USD
1066115.23000000
2.200636516834
Long
DBT
UST
US
N
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XBV7
760000.00000000
PA
USD
759414.30000000
1.567555544616
Long
DBT
CORP
US
N
2
2020-04-13
Fixed
2.65000000
N
N
N
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
1087.00000000
NS
USD
276413.23000000
0.570562196803
Long
EC
CORP
US
N
1
N
N
N
CMS Energy Corp
549300IA9XFBAGNIBW29
CMS Energy Corp
125896100
10695.00000000
NS
USD
628331.25000000
1.296978651565
Long
EC
CORP
US
N
1
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040HBF1
600000.00000000
PA
USD
604860.55000000
1.248531281110
Long
DBT
CORP
US
N
2
2024-04-24
Fixed
3.75000000
N
N
N
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
12493.00000000
NS
USD
1124744.79000000
2.321657535080
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RK6
900000.00000000
PA
USD
1125597.65000000
2.323417977861
Long
DBT
UST
US
N
2
2045-02-15
Fixed
2.50000000
N
N
N
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
7797.00000000
NS
USD
1022420.61000000
2.110443661826
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828J27
500000.00000000
PA
USD
538867.19000000
1.112310173111
Long
DBT
UST
US
N
2
2025-02-15
Fixed
2.00000000
N
N
N
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
2565.00000000
NS
USD
639659.70000000
1.320362428522
Long
EC
CORP
US
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
34869.00000000
NS
USD
1000740.30000000
2.065691949685
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128286T2
475000.00000000
PA
USD
546528.32000000
1.128124000701
Long
DBT
UST
US
N
2
2029-05-15
Fixed
2.37500000
N
N
N
N
N
N
Church & Dwight Co Inc
POOXSI30AWAQGYJZC921
Church & Dwight Co Inc
171340102
10757.00000000
NS
USD
690384.26000000
1.425066231540
Long
EC
CORP
US
N
1
N
N
N
L3Harris Technologies Inc
549300UTE50ZMDBG8A20
L3Harris Technologies Inc
502431109
3585.00000000
NS
USD
645730.20000000
1.332892935169
Long
EC
CORP
US
N
1
N
N
N
Motorola Solutions Inc
6S552MUG6KGJVEBSEC55
Motorola Solutions Inc
620076307
4145.00000000
NS
USD
550953.40000000
1.137258090867
Long
EC
CORP
US
N
1
N
N
N
Capital One Financial Corp
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H105
10248.00000000
NS
USD
516704.16000000
1.066562047797
Long
EC
CORP
US
N
1
N
N
N
Public Storage
549300LMZF40TKJ6DM64
Public Storage
74460D109
3184.00000000
NS
USD
632374.24000000
1.305324045365
Long
EC
CORP
US
N
1
N
N
N
STORE Capital Corp
5493004EA6C9IHDZ7N66
STORE Capital Corp
862121100
19020.00000000
NS
USD
344642.40000000
0.711398382977
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K305
816.00000000
NS
USD
948151.20000000
1.957139430604
Long
EC
CORP
US
N
1
N
N
N
Freddie Mac
N/A
Freddie Mac Pool
3132DV3N3
436482.75000000
PA
USD
461575.17000000
0.952766779596
Long
ABS-MBS
USGSE
US
N
2
2049-08-01
Fixed
3.50000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RY6
500000.00000000
PA
USD
662617.19000000
1.367750449448
Long
DBT
UST
US
N
2
2047-08-15
Fixed
2.75000000
N
N
N
N
N
N
Hormel Foods Corp
MSD54751OJP1FS2ND863
Hormel Foods Corp
440452100
13605.00000000
NS
USD
634537.20000000
1.309788749205
Long
EC
CORP
US
N
1
N
N
N
COLGATE-PALMOLIVE CO
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
19416QEC0
500000.00000000
PA
USD
507917.95000000
1.048425870743
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
2.10000000
N
N
N
N
N
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
2933.00000000
NS
USD
547620.43000000
1.130378294682
Long
EC
CORP
US
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
7930.00000000
NS
USD
625756.30000000
1.291663532861
Long
EC
CORP
US
N
1
N
N
N
2020-05-21
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer